Filing Details

Accession Number:
0001193125-20-024734
Form Type:
13G Filing
Publication Date:
2020-02-05 06:14:40
Filed By:
Industry Ventures Healthcare, Llc
Company:
Castle Biosciences Inc (NASDAQ:CSTL)
Filing Date:
2020-02-05
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Industry Ventures Healthcare 0 1,253,493 0 1,253,493 1,253,493 7.3%
Industry Ventures Management VII 0 1,253,493 0 1,253,493 1,253,493 7.3%
Johan D. Swildens 0 1,253,493 0 1,253,493 1,253,493 7.3%
Filing

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b) (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)

(Amendment No. _____) *

 

 

Castle Biosciences, Inc.

(Name of Issuer)

Common Stock, $0.001 par value per share

(Title of Class of Securities)

14843C 10 5

(CUSIP Number)

December 31, 2019

(Date of Event Which Requires Filing of This Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP NO. 14843C 10 5    13 G    Page 2 of 8 Pages

 

  1    

  NAMES OF REPORTING PERSONS.

 

  Industry Ventures Healthcare, LLC

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)  ☐        (b)  ☒ (1)

 

  3    

  SEC USE ONLY

 

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

   Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

   0 shares

  6     

  SHARED VOTING POWER

 

   1,253,493 shares of Common Stock (2)

  7     

  SOLE DISPOSITIVE POWER

 

   0 shares

  8     

  SHARED DISPOSITIVE POWER

 

   1,253,493 shares of Common Stock (2)

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

   1,253,493 shares of Common Stock (2)

10    

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  ☐

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

   7.3% (3)

12    

  TYPE OF REPORTING PERSON*

 

   OO

 

(1)

This Schedule 13G is filed by Industry Ventures Healthcare, LLC (IVH), Industry Ventures Management VII, LLC (IVM VII), and Johan D. Swildens (Swildens, together with IVH and IVM VII, collectively, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.

(2)

The shares are held by IVH. Swildens serves as Manager of IVM VII, which serves as the manager of IVH, and has voting and investment control over the shares owned by IVH, and may be deemed to own beneficially the shares held by IVH. Neither IVM VII nor Swildens own any securities of the Issuer directly. The information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2019.

(3)

The percentage is based on 17,074,049 shares of Common Stock reported to be outstanding as of November 7, 2019 in the Issuers Form 10-Q for the quarterly period ended September 30, 2019 as filed with the Securities and Exchange Commission on November 12, 2019.


CUSIP NO. 14843C 10 5    13 G    Page 3 of 8 Pages

 

  1    

  NAMES OF REPORTING PERSONS.

 

   Industry Ventures Management VII, LLC

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)  ☐        (b)  ☒ (1)

 

  3    

  SEC USE ONLY

 

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

   Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

   0 shares

  6     

  SHARED VOTING POWER

 

   1,253,493 shares of Common Stock (2)

  7     

  SOLE DISPOSITIVE POWER

 

   0 shares

  8     

  SHARED DISPOSITIVE POWER

 

   1,253,493 shares of Common Stock (2)

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

   1,253,493 shares of Common Stock (2)

10    

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  ☐

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

   7.3% (3)

12    

  TYPE OF REPORTING PERSON*

 

   OO

 

(1)

This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.

(2)

The shares are held by IVH. Swildens serves as Manager of IVM VII, which serves as the manager of IVH, and has voting and investment control over the shares owned by IVH, and may be deemed to own beneficially the shares held by IVH. Neither IVM VII nor Swildens own any securities of the Issuer directly. The information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2019.

(3)

The percentage is based on 17,074,049 shares of Common Stock reported to be outstanding as of November 7, 2019 in the Issuers Form 10-Q for the quarterly period ended September 30, 2019 as filed with the Securities and Exchange Commission on November 12, 2019.


CUSIP NO. 14843C 10 5    13 G    Page 4 of 8 Pages

 

  1    

  NAMES OF REPORTING PERSONS.

 

  Johan D. Swildens

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)  ☐        (b)  ☒ (1)

 

  3    

  SEC USE ONLY

 

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

   United States of America

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

   0 shares

  6     

  SHARED VOTING POWER

 

   1,253,493 shares of Common Stock (2)

  7     

  SOLE DISPOSITIVE POWER

 

   0 shares

  8     

  SHARED DISPOSITIVE POWER

 

   1,253,493 shares of Common Stock (2)

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

   1,253,493 shares of Common Stock (2)

10    

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  ☐

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

   7.3% (3)

12    

  TYPE OF REPORTING PERSON*

 

   IN

 

(1)

This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.

(2)

The shares are held by IVH. Swildens serves as Manager of IVM VII, which serves as the manager of IVH, and has voting and investment control over the shares owned by IVH, and may be deemed to own beneficially the shares held by IVH. Neither IVM VII nor Swildens own any securities of the Issuer directly. The information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2019.

(3)

The percentage is based on 17,074,049 shares of Common Stock reported to be outstanding as of November 7, 2019 in the Issuers Form 10-Q for the quarterly period ended September 30, 2019 as filed with the Securities and Exchange Commission on November 12, 2019.


Introductory Note: This Statement on Schedule 13G is filed on behalf of Industry Ventures Healthcare, LLC, Industry Ventures Management VII, LLC and Johan D. Swildens in respect of shares of Common Stock, par value $0.001 per share (Common Stock), of Castle Biosciences, Inc. (the Issuer).

 

Item 1

 

(a)    Name of Issuer:    Castle Biosciences, Inc.
(b)    Address of Issuers   
   Principal Executive Offices:   

820 S. Friendswood Drive, Suite 201

Friendswood, Texas 77546

      United States of America

 

Item 2

 

(a)    Name of Person(s) Filing:   
   Industry Ventures Healthcare, LLC (IVH)   
   Industry Ventures Management VII, LLC (IVM VII)   
   Johan D. Swildens (Swildens)   
(b)    Address of Principal Business Office:    30 Hotaling Place
      San Francisco, California 94111
(c)    Citizenship:   

 

IVH

   Delaware

IVM VII

   Delaware

Swildens

   United States of America

 

(d)    Title of Class of Securities:    Common Stock
(e)    CUSIP Number:    14843C 10 5

 

Item 3

Not applicable.

 

Page 5 of 8 Pages


Item 4

Ownership.

The following information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2019:

 

Reporting Persons

   Shares Held
Directly
     Sole Voting
Power
     Shared
Voting Power
     Sole
Dispositive
Power
     Shared
Dispositive
Power
     Beneficial
Ownership
     Percentage of
Class

(2)
 

IVH

     1,253,493        0        1,253,493        0        1,253,493        1,253,493        7.3

IVM VII (1)

     0        0        1,253,493        0        1,253,493        1,253,493        7.3

Swildens (1)

     0        0        1,253,493        0        1,253,493        1,253,493        7.3

 

(1)

Swildens serves as Manager of IVM VII, which serves as the manager of IVH, and has voting and investment control over the shares owned by IVH, and may be deemed to own beneficially the shares held by IVH. Neither IVM VII nor Swildens own any securities of the Issuer directly. The information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2019.

(2)

The percentage is based on 17,074,049 shares of Common Stock reported to be outstanding as of November 7, 2019 in the Issuers Form 10-Q for the quarterly period ended September 30, 2019 as filed with the Securities and Exchange Commission on November 12, 2019.

 

Item 5

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof, the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: ☐

 

Item 6

Ownership of More Than Five Percent on Behalf of Another Person.

Not applicable.

 

Item 7

Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.

Not applicable.

 

Item 8

Identification and Classification of Members of the Group.

Not applicable.

 

Item 9

Notice of Dissolution of Group.

Not applicable.

 

Item 10

Certification.

Not applicable.

 

Page 6 of 8 Pages


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 5, 2020
INDUSTRY VENTURES HEALTHCARE, LLC
By its Manager, Industry Ventures Management VII, LLC
By:  

/s/ Johan D. Swildens

  Johan D. Swildens
  Manager
INDUSTRY VENTURES MANAGEMENT VII, LLC
By:  

/s/ Johan D. Swildens

  Johan D. Swildens
  Manager

/s/ Johan D. Swildens

JOHAN D. SWILDENS

Exhibit(s):

A - Joint Filing Statement

 

Page 7 of 8 Pages