Filing Details

Accession Number:
0001193125-20-022864
Form Type:
13G Filing
Publication Date:
2020-02-03 15:31:33
Filed By:
Lebowitz Steven D
Company:
Sonida Senior Living Inc. (NYSE:SNDA)
Filing Date:
2020-02-03
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Steven D. Lebowitz 267,500 1,484,619 267,500 1,647,119 1,914,619 6.1%
Deborah P. Lebowitz 0 1,484,619 0 1,484,619 1,484,619 4.7%
David Lebowitz 0 10,000 0 10,000 10,000 0.0%
Amanda Lebowitz 0 10,000 0 10,000 10,000 0.0%
Lauren Lebowitz Salem 38,000 0 0 38,000 38,000 0.1%
Robert Lebowitz 3,000 0 0 3,000 3,000 0.0%
Kathryn Lebowitz Silverberg 25,500 0 0 25,500 25,500 0.1%
Andrew Lebowitz 0 72,500 0 72,500 72,500 0.2%
Ashley Lebowitz 0 72,500 0 72,500 72,500 0.2%
The Lebowitz Family Stock 140,000 0 140,000 0 140,000 0.4%
Lebowitz RCT 127,500 0 127,500 0 127,500 0.4%
Lebowitz RCT, Inc 127,500 0 127,500 0 127,500 0.4%
Leonard S. Pearlstein 14,000 0 0 14,000 14,000 0.0%
Filing

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

Capital Senior Living Corporation

(Name of Issuer)

Common Stock, $0.01 par value per share

(Title of Class of Securities)

140475104

(CUSIP Number)

December 31, 2019

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☒ Rule 13d-1(c)

☐ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 


CUSIP No. 140475104

 

  1  .   

Names of Reporting Persons

 

Steven D. Lebowitz

  2.   

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.   

SEC Use Only

 

  4.   

Citizenship or Place of Organization

 

United States

Number of   
Shares  
Beneficially  
Owned by  
Each  
Reporting  
Person  

With  

       5.     

Sole Voting Power

 

267,500 (1) (2)

       6.   

Shared Voting Power

 

1,484,619 (1) (3)

       7.   

Sole Dispositive Power

 

267,500 (1) (2)

       8.   

Shared Dispositive Power

 

1,647,119 (1) (3) (4)

  9.   

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,914,619 (1) (2) (3) (4)

10.   

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  ☐

 

11.   

Percent of Class Represented by Amount in Row (9)

 

6.1%(5)

12.   

Type of Reporting Person (See Instructions)

 

     IN               

 

(1)

The number of shares reported as beneficially owned as of December 31, 2019.

(2)

This number includes shares held by (a) The Lebowitz Family Stock, LLC (the LFS LLC), a limited liability company of which Steven D. Lebowitz is the sole manager, and (b) Lebowitz RCT, L.P. (the RCT), a limited partnership whose general partners (Lebowitz RCT, Inc.) sole director is Steven D. Lebowitz.

(3)

This number includes shares held by (a) Deborah P. Lebowitz, (b) The Steven & Deborah Lebowitz Foundation (the Foundation), a trust over which Steven D. Lebowitz serves as a co-trustee and (c) the Lebowitz Family Trust 1986, dated October 7, 1986, as amended (the LF Trust), a trust over which Steven D. Lebowitz serves as a co-trustee.

(4)

This number includes shares held by (a) Leonard S. Pearlstein, (b) Lauren Lebowitz Salem, (c) Robert Lebowitz, (d) David Lebowitz and Amanda Lebowitz (jointly), (e) Kathryn Lebowitz Silverberg and (f) the A&A Lebowitz Trust (the AA Trust).

(5)

Calculated based on 31,463,375 shares of Common Stock, $0.01 par value per share (Common Stock), of Capital Senior Living Corporation (the Issuer) outstanding as of October 31, 2019, as reported in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018 filed with the U.S. Securities and Exchange Commission on November 8, 2019.


CUSIP No. 140475104

 

 

  1.     

Names of Reporting Persons

 

Deborah P. Lebowitz

  2.   

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.   

SEC Use Only

 

  4.   

Citizenship or Place of Organization

 

United States

Number of  
Shares  
Beneficially  
Owned by  
Each  
Reporting   
Person  

With  

       5.     

Sole Voting Power

 

0

       6.   

Shared Voting Power

 

1,484,619 (1) (2)

       7.   

Sole Dispositive Power

 

0

       8.   

Shared Dispositive Power

 

1,484,619 (1) (2)

  9.   

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,484,619 (1) (2)

10.   

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  ☐

 

11.   

Percent of Class Represented by Amount in Row (9)

 

4.7%(3)

12.   

Type of Reporting Person (See Instructions)

 

     IN              

 

(1)

The number of shares reported as beneficially owned as of December 31, 2019.

(2)

This number includes shares held by (a) the Foundation, a trust over which Deborah P. Lebowitz serves as a co-trustee, and (b) the LF Trust, a trust over which Deborah P. Lebowitz serves as a co-trustee.

(3)

Calculated based on 31,463,375 shares of Common Stock of the Issuer outstanding as of October 31, 2019, as reported in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018 filed with the U.S. Securities and Exchange Commission on November 8, 2019.


CUSIP No. 140475104

 

  1.     

Names of Reporting Persons

 

David Lebowitz

  2.   

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.   

SEC Use Only

 

  4.   

Citizenship or Place of Organization

 

United States

Number of  
Shares  
Beneficially  
Owned by  
Each  
Reporting  
Person  
With  
       5.     

Sole Voting Power

 

0

       6.   

Shared Voting Power

 

10,000 (1) (2)

       7.   

Sole Dispositive Power

 

0

       8.   

Shared Dispositive Power

 

10,000 (1) (2)

  9.   

Aggregate Amount Beneficially Owned by Each Reporting Person

 

10,000 (1) (2)

10.   

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  ☐

 

11.   

Percent of Class Represented by Amount in Row (9)

 

0.0%(3)

12.   

Type of Reporting Person (See Instructions)

 

IN

 

(1)

The number of shares reported as beneficially owned as of December 31, 2019.

(2)

This number includes shares jointly held by David Lebowitz and Amanda Lebowitz.

(3)

Calculated based on 31,463,375 shares of Common Stock of the Issuer outstanding as of October 31, 2019, as reported in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018 filed with the U.S. Securities and Exchange Commission on November 8, 2019.


CUSIP No. 140475104

 

  1.     

Names of Reporting Persons

 

Amanda Lebowitz

  2.   

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.   

SEC Use Only

 

  4.   

Citizenship or Place of Organization

 

United States

Number of  
Shares  
Beneficially  
Owned by  
Each  
Reporting  
Person  
With  
       5.     

Sole Voting Power

 

0

       6.   

Shared Voting Power

 

10,000 (1) (2)

       7.   

Sole Dispositive Power

 

0

       8.   

Shared Dispositive Power

 

10,000 (1) (2)

  9.   

Aggregate Amount Beneficially Owned by Each Reporting Person

 

10,000 (1) (2)

10.   

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  ☐

 

11.   

Percent of Class Represented by Amount in Row (9)

 

0.0%(3)

12.   

Type of Reporting Person (See Instructions)

 

IN

 

(1)

The number of shares reported as beneficially owned as of December 31, 2019.

(2)

This number includes shares jointly held by David Lebowitz and Amanda Lebowitz.

(3)

Calculated based on 31,463,375 shares of Common Stock of the Issuer outstanding as of October 31, 2019, as reported in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018 filed with the U.S. Securities and Exchange Commission on November 8, 2019.


CUSIP No. 140475104

 

  1.     

Names of Reporting Persons

 

Lauren Lebowitz Salem

  2.   

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.   

SEC Use Only

 

  4.   

Citizenship or Place of Organization

 

United States

Number of  
Shares  
Beneficially  
Owned by  
Each  
Reporting  
Person  
With  
       5.     

Sole Voting Power

 

38,000 (1)

       6.   

Shared Voting Power

 

0

       7.   

Sole Dispositive Power

 

0

       8.   

Shared Dispositive Power

 

38,000 (1)

  9.   

Aggregate Amount Beneficially Owned by Each Reporting Person

 

38,000 (1)

10.   

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  ☐

 

11.   

Percent of Class Represented by Amount in Row (9)

 

0.1%(2)

12.   

Type of Reporting Person (See Instructions)

 

IN

 

(1)

The number of shares reported as beneficially owned as of December 31, 2019.

(2)

Calculated based on 31,463,375 shares of Common Stock of the Issuer outstanding as of October 31, 2019, as reported in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018 filed with the U.S. Securities and Exchange Commission on November 8, 2019.


CUSIP No. 140475104

 

  1.     

Names of Reporting Persons

 

Robert Lebowitz

  2.   

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.   

SEC Use Only

 

  4.   

Citizenship or Place of Organization

 

United States

Number of  
Shares  
Beneficially  
Owned by  
Each  
Reporting  
Person  
With  
       5.     

Sole Voting Power

 

3,000 (1)

       6.   

Shared Voting Power

 

0

       7.   

Sole Dispositive Power

 

0

       8.   

Shared Dispositive Power

 

3,000 (1)

  9.   

Aggregate Amount Beneficially Owned by Each Reporting Person

 

3,000 (1)

10.   

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  ☐

 

11.   

Percent of Class Represented by Amount in Row (9)

 

0.0%(2)

12.   

Type of Reporting Person (See Instructions)

 

IN

 

(1)

The number of shares reported as beneficially owned as of December 31, 2019.

(2)

Calculated based on 31,463,375 shares of Common Stock of the Issuer outstanding as of October 31, 2019, as reported in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018 filed with the U.S. Securities and Exchange Commission on November 8, 2019.


CUSIP No. 140475104

 

  1.     

Names of Reporting Persons

 

Kathryn Lebowitz Silverberg

  2.   

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.   

SEC Use Only

 

  4.   

Citizenship or Place of Organization

 

United States

Number of  
Shares  
Beneficially  
Owned by  
Each  
Reporting   
Person  

With  

       5.     

Sole Voting Power

 

25,500 (1)

       6.   

Shared Voting Power

 

0

       7.   

Sole Dispositive Power

 

0

       8.   

Shared Dispositive Power

 

25,500 (1)

  9.   

Aggregate Amount Beneficially Owned by Each Reporting Person

 

25,500 (1)

10.   

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  ☐

 

11.   

Percent of Class Represented by Amount in Row (9)

 

0.1%(2)

12.   

Type of Reporting Person (See Instructions)

 

     IN              

 

(1)

The number of shares reported as beneficially owned as of December 31, 2019.

(2)

Calculated based on 31,463,375 shares of Common Stock of the Issuer outstanding as of October 31, 2019, as reported in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018 filed with the U.S. Securities and Exchange Commission on November 8, 2019.


CUSIP No. 140475104

 

  1.     

Names of Reporting Persons

 

Andrew Lebowitz

  2.   

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.   

SEC Use Only

 

  4.   

Citizenship or Place of Organization

 

United States

Number of  
Shares  
Beneficially  
Owned by  
Each  
Reporting   
Person  

With  

       5.     

Sole Voting Power

 

0

       6.   

Shared Voting Power

 

72,500 (1) (2)

       7.   

Sole Dispositive Power

 

0

       8.   

Shared Dispositive Power

 

72,500 (1) (2)

  9.   

Aggregate Amount Beneficially Owned by Each Reporting Person

 

72,500 (1) (2)

10.   

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  ☐

 

11.   

Percent of Class Represented by Amount in Row (9)

 

0.2%(3)

12.   

Type of Reporting Person (See Instructions)

 

     IN              

 

(1)

The number of shares reported as beneficially owned as of December 31, 2019.

(2)

This number includes shares held by the AA Trust, a trust over which Andrew Lebowitz serves as a co-trustee.

(3)

Calculated based on 31,463,375 shares of Common Stock of the Issuer outstanding as of October 31, 2019, as reported in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018 filed with the U.S. Securities and Exchange Commission on November 8, 2019.


CUSIP No. 140475104

 

  1.     

Names of Reporting Persons

 

Ashley Lebowitz

  2.   

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.   

SEC Use Only

 

  4.   

Citizenship or Place of Organization

 

United States

Number of  
Shares  
Beneficially  
Owned by  
Each  
Reporting   
Person  

With  

       5.     

Sole Voting Power

 

0

       6.   

Shared Voting Power

 

72,500 (1) (2)

       7.   

Sole Dispositive Power

 

0

       8.   

Shared Dispositive Power

 

72,500 (1) (2)

  9.   

Aggregate Amount Beneficially Owned by Each Reporting Person

 

72,500 (1) (2)

10.   

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  ☐

 

11.   

Percent of Class Represented by Amount in Row (9)

 

0.2%(3)

12.   

Type of Reporting Person (See Instructions)

 

     IN              

 

(1)

The number of shares reported as beneficially owned as of December 31, 2019.

(2)

This number includes shares held by the AA Trust, a trust over which Ashley Lebowitz serves as a co-trustee.

(3)

Calculated based on 31,463,375 shares of Common Stock of the Issuer outstanding as of October 31, 2019, as reported in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018 filed with the U.S. Securities and Exchange Commission on November 8, 2019.


CUSIP No. 140475104

 

 

  1.    

Names of Reporting Persons

 

The Lebowitz Family Stock, LLC

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of  
Shares  
Beneficially  
Owned by  
Each  
Reporting   
Person  

With  

       5.     

Sole Voting Power

 

140,000 (1)

       6.   

Shared Voting Power

 

0

       7.   

Sole Dispositive Power

 

140,000 (1)

       8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

140,000 (1)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

0.4%(2)

12.  

Type of Reporting Person (See Instructions)

 

    OO             

 

(1)

The number of shares reported as beneficially owned as of December 31, 2019.

(2)

Calculated based on 31,463,375 shares of Common Stock of the Issuer outstanding as of October 31, 2019, as reported in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018 filed with the U.S. Securities and Exchange Commission on November 8, 2019.


CUSIP No. 140475104

 

  1.     

Names of Reporting Persons

 

Lebowitz RCT, L.P.

  2.   

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.   

SEC Use Only

 

  4.   

Citizenship or Place of Organization

 

California

Number of  
Shares  
Beneficially  
Owned by  
Each  
Reporting   
Person  

With  

       5.     

Sole Voting Power

 

127,500 (1)

       6.   

Shared Voting Power

 

0

       7.   

Sole Dispositive Power

 

127,500 (1)

       8.   

Shared Dispositive Power

 

0

  9.   

Aggregate Amount Beneficially Owned by Each Reporting Person

 

127,500 (1) (2)

10.   

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  ☐

 

11.   

Percent of Class Represented by Amount in Row (9)

 

0.4%(2)

12.   

Type of Reporting Person (See Instructions)

 

     PN              

 

(1)

The number of shares reported as beneficially owned as of December 31, 2019.

(2)

Calculated based on 31,463,375 shares of Common Stock of the Issuer outstanding as of October 31, 2019, as reported in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018 filed with the U.S. Securities and Exchange Commission on November 8, 2019.


CUSIP No. 140475104

 

 

  1.     

Names of Reporting Persons

 

Lebowitz RCT, Inc.

  2.   

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.   

SEC Use Only

 

  4.   

Citizenship or Place of Organization

 

California

Number of  
Shares  
Beneficially  
Owned by  
Each  
Reporting   
Person  

With  

       5.     

Sole Voting Power

 

127,500 (1) (2)

       6.   

Shared Voting Power

 

0

       7.   

Sole Dispositive Power

 

127,500 (1) (2)

       8.   

Shared Dispositive Power

 

0

  9.   

Aggregate Amount Beneficially Owned by Each Reporting Person

 

127,500 (1)

10.

  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  ☐

 

11.   

Percent of Class Represented by Amount in Row (9)

 

0.4% (2)

12.   

Type of Reporting Person (See Instructions)

 

     CO             

 

(1)

The number of shares reported as beneficially owned as of December 31, 2019.

(2)

Includes shares held by RCT, a limited partnership whose general partner is Lebowitz RCT, Inc.

(3)

Calculated based on 31,463,375 shares of Common Stock of the Issuer outstanding as of October 31, 2019, as reported in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018 filed with the U.S. Securities and Exchange Commission on November 8, 2019.


CUSIP No. 140475104

 

 

  1.     

Names of Reporting Persons

 

Leonard S. Pearlstein

  2.   

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.   

SEC Use Only

 

  4.   

Citizenship or Place of Organization

 

United States

Number of  
Shares  
Beneficially  
Owned by  
Each  
Reporting   
Person  

With  

       5.     

Sole Voting Power

 

14,000 (1)

       6.   

Shared Voting Power

 

0

       7.   

Sole Dispositive Power

 

0

       8.   

Shared Dispositive Power

 

14,000 (1)

  9.   

Aggregate Amount Beneficially Owned by Each Reporting Person

 

14,000 (1)

10.

  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  ☐

 

11.   

Percent of Class Represented by Amount in Row (9)

 

0.0%(2)

12.   

Type of Reporting Person (See Instructions)

 

     IN             

 

(1)

The number of shares reported as beneficially owned as of December 31, 2019.

(2)

Calculated based on 31,463,375 shares of Common Stock of the Issuer outstanding as of October 31, 2019, as reported in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018 filed with the U.S. Securities and Exchange Commission on November 8, 2019.


Item 1.

 

  (a)

Name of Issuer

Capital Senior Living Corporation

 

  (b)

Address of Issuers Principal Executive Offices

14160 Dallas Parkway

Suite 300

Dallas, Texas 75254

Item 2.

 

  (a)

Name of Person Filing

Steven D. Lebowitz, Deborah P. Lebowitz, David Lebowitz, Amanda Lebowitz, Lauren Lebowitz Salem, Robert Lebowitz, Kathryn Lebowitz Silverberg, Andrew Lebowitz, Ashley Lebowitz, The Lebowitz Family Stock, LLC Lebowitz RCT, L.P., Lebowitz RCT, Inc. and Leonard S. Pearlstein (collectively, the Reporting Persons)

The Reporting Persons have previously entered into a Joint Filing Agreement, dated December 20, 2019, which is attached hereto as Exhibit 99.1, pursuant to which the Reporting Persons have agreed to file this statement and any subsequent amendments hereto jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Act.

 

  (b)

Address of Principal Business Office or, if none, Residence

1333 Second Street, Suite 650

Santa Monica, CA 90401

 

  (c)

Citizenship

See responses to Item 4 on each cover page.

 

  (d)

Title of Class of Securities

Common Stock, $0.01 par value per share

 

  (e)

CUSIP Number

140475104

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)    

  

☐    

   Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

(b)

  

   Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

(c)

  

   Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

(d)

  

   Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

(e)

  

   An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

(f)

  

   An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

(g)

  

   A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

(h)

  

   A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)

  

   A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)

  

   A non-U.S. institution in accordance with § 240.13d1(b)(1)(ii)(J);

(k)

  

  

Group, in accordance with § 240.13d1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with

§ 240.13d1(b)(1)(ii)(J), please specify the type of institution:____________________________

 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

  (a)

Amount beneficially owned:

See responses to Item 9 on each cover page.


  (b)

Percent of class:

See responses to Item 11 on each cover page.

 

  (c)

Number of shares as to which the person has:

  (i)

Sole power to vote or to direct the vote

See responses to Item 5 on each cover page.

 

  (ii)

Shared power to vote or to direct the vote

See responses to Item 6 on each cover page.

 

  (iii)

Sole power to dispose or to direct the disposition of

See responses to Item 7 on each cover page.

 

  (iv)

Shared power to dispose or to direct the disposition of

See responses to Item 8 on each cover page.

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  ☐.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group

Please see attached the statement in Exhibit 99.2.

 

Item 9.

Notice of Dissolution of Group

Not applicable.

 

Item 10.

Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a11.


Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: January 29, 2020

 

Steven D. Lebowitz     Andrew Lebowitz
By:  

/s/ Andrew Collins

    By:  

/s/ Andrew Collins

  Andrew Collins, Attorney-In-Fact       Andrew Collins, Attorney-In-Fact
Deborah P. Lebowitz     Ashley Lebowitz
By:  

/s/ Andrew Collins

    By:  

/s/ Andrew Collins

  Andrew Collins, Attorney-In-Fact       Andrew Collins, Attorney-In-Fact
David Lebowitz     The Lebowitz Family Stock, LLC
By:  

/s/ Andrew Collins

    By:  

/s/ Andrew Collins

  Andrew Collins, Attorney-In-Fact       Andrew Collins, Attorney-In-Fact
Amanda Lebowitz     Lebowitz RCT, L.P.
By:  

/s/ Andrew Collins

    By:  

/s/ Andrew Collins

  Andrew Collins, Attorney-In-Fact       Andrew Collins, Attorney-In-Fact
Lauren Lebowitz Salem     Lebowitz RCT, Inc.
By:  

/s/ Andrew Collins

    By:  

/s/ Andrew Collins

  Andrew Collins, Attorney-In-Fact       Andrew Collins, Attorney-In-Fact
Robert Lebowitz       Leonard S. Pearlstein
By:  

/s/ Andrew Collins

    By:  

/s/ Andrew Collins

  Andrew Collins, Attorney-In-Fact       Andrew Collins, Attorney-In-Fact
Kathryn Lebowitz Silverberg    
By:  

/s/ Andrew Collins

     
  Andrew Collins, Attorney-In-Fact      

ATTENTION

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).

 


EXHIBIT INDEX

 

Exhibit 99.1    Joint Filing Agreement**
Exhibit 99.2    Item 8 Statement**
Exhibit 99.3    Power of Attorney**

** Previously filed