Filing Details
- Accession Number:
- 0001145443-19-000457
- Form Type:
- 13G Filing
- Publication Date:
- 2019-11-12 12:58:48
- Filed By:
- Manulife Financial Corp
- Company:
- Thunder Bridge Acquisition Ii Ltd (NASDAQ:THBR)
- Filing Date:
- 2019-11-12
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Manulife Financial Corporation | 0 | 0 | 0 | 0 | See line 9 above. 12 TYPE OF REPORTING PERSON HC SEE INSTRUCTIONS Page 2 of 7 CINS No. G8857S116 1 NAME OF REPORTING PERSON Manulife Investment Management Limited 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) N A 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Canada Number of Shares Beneficially Owned by Each Reporting Person With 5 SOLE VOTING POWER 3,597,693 (including 1,999,231 shares issuable upon exercise of warrants) 6 SHARED VOTING POWER -0- 7 SOLE DISPOSITIVE POWER 3,597,693 (including 1,999,231 shares issuable upon exercise of warrants) 8 SHARED DISPOSITIVE POWER -0- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,597,693 (including 1,999,231 shares issuable upon exercise of warrants) 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES N A 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.53% | |
Manulife Investment Management Limited | 3,597,693 | 0 | 3,597,693 | 0 | 3,597,693 |
Washington, D.C. 20549
Thunder Bridge Acquisition II, LTD |
(Name of Issuer) |
Common Stock |
(Title of Class of Securities) |
G8857S116 |
(CINS Number) |
October 31, 2019 |
(Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
X | Rule 13d-1(b) | |
Rule 13d-1(c) | ||
Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Page 1 of 7
CINS No. | G8857S116 |
1 | NAME OF REPORTING PERSON Manulife Financial Corporation | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) ☐ (b) ☐ | |||
N/A | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Canada | ||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | SOLE VOTING POWER | |||
-0- | |||||
6 | SHARED VOTING POWER | ||||
-0- | |||||
7 | SOLE DISPOSITIVE POWER | ||||
-0- | |||||
8 | SHARED DISPOSITIVE POWER | ||||
-0- | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
None, except through its indirect, wholly-owned subsidiary, Manulife Investment Management Limited. | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
N/A | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
See line 9 above. | |||||
12 | TYPE OF REPORTING PERSON* | ||||
HC | |||||
*SEE INSTRUCTIONS |
Page 2 of 7
CINS No. | G8857S116 |
1 | NAME OF REPORTING PERSON Manulife Investment Management Limited | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) ☐ (b) ☐ | |||
N/A | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Canada | ||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | SOLE VOTING POWER | |||
3,597,693 (including 1,999,231 shares issuable upon exercise of warrants) | |||||
6 | SHARED VOTING POWER | ||||
-0- | |||||
7 | SOLE DISPOSITIVE POWER | ||||
3,597,693 (including 1,999,231 shares issuable upon exercise of warrants) | |||||
8 | SHARED DISPOSITIVE POWER | ||||
-0- | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
3,597,693 (including 1,999,231 shares issuable upon exercise of warrants) | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
N/A | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
11.53% (including 1,999,231 shares issuable upon exercise of warrants) | |||||
12 | TYPE OF REPORTING PERSON* | ||||
FI | |||||
*SEE INSTRUCTIONS |
Page 3 of 7
Item 1(a) | Name of Issuer: | ||||
Thunder Bridge Acquisition II, LTD | |||||
Item 1(b) | Address of Issuer's
Principal Executive Offices: | ||||
Item 2(a) | Name of Person
Filing: | ||||
Item 2(b) | Address of Principal
Business Office: | ||||
Item 2(c) | Citizenship: | ||||
Item 2(d) | Title of Class of
Securities: | ||||
Item 2(e) | CUSIP
Number: | ||||
Item 3 | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | ||||
MFC: | (g) (X) | a parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G). | |||
MIML: | (j) (X) | a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J). | |||
| |||||
Item 4 | Ownership: | ||||
(a) Amount Beneficially Owned: MIML has beneficial ownership of 3,597,693 of Common Stock (including 1,999,231 shares issuable upon exercise of warrants). Through its parent-subsidiary relationship to MIML, MFC may be deemed to have beneficial ownership of these same shares. | |||||
(b) Percent of Class: Of the 31,199,231 Common Stock (including 1,999,231 shares issuable upon exercise of warrants) outstanding as of October 2, 2019, according to the Form 8-K filed by the issuer with the Securities and Exchange Commission on October 2, 2019, MIML held 11.53% (including 1,999,231 shares issuable upon exercise of warrants). |
(c) Number of shares as to which the person has: | ||
(i) | sole power to vote or to
direct the vote: | |
(ii) | shared power to vote or to direct the vote: -0- | |
(iii) | sole power to dispose or to direct the disposition of: | |
(iv) | shared power to dispose or to direct the disposition of: -0- | |
Page 4 of 7
Item 5 | Ownership of Five
Percent or Less of a Class: | |
Item 6 | Ownership of More
than Five Percent on Behalf of Another Person: | |
Item 7 | Identification and
Classification of the Subsidiary which Acquired the Security Being
Reported on by the Parent Holding Company or Control
Person: | |
Item 8 | Identification and
Classification of Members of the Group: | |
Item 9 | Notice of Dissolution
of Group: | |
Item 10 | Certification: |
Page 5 of 7
SIGNATURE
After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
Manulife Financial Corporation | ||
By: | /s/ Susie Rafael | |
Name: | Susie Rafael | |
Dated: November 8, 2019 | Title: | Agent* |
Manulife Investment Management Limited | ||
By: | /s/ Christopher Walker | |
Name: | Christopher Walker | |
Dated: November 8, 2019 | Title: | Chief Compliance Officer |
* Signed pursuant to a Power of Attorney dated January 17, 2018 included as Exhibit A to Schedule 13F-NT filed with the Securities and Exchange Commission by Manulife Financial Corporation on January 29, 2018.
Page 6 of 7
JOINT FILING AGREEMENT
Manulife Financial Corporation, Manulife Investment Management Limited agree that the Schedule 13G to which this Agreement is attached, relating to the Common Stock of Thunder Bridge Acquisition II, LTD., is filed on behalf of each of them.
Manulife Financial Corporation | ||
By: | /s/ Susie Rafael | |
Name: | Susie Rafael | |
Dated: November 8, 2019 | Title: | Agent* |
Manulife Investment Management Limited | ||
By: | /s/ Christopher Walker | |
Name: | Christopher Walker | |
Dated: November 8, 2019 | Title: | Chief Compliance Officer |
* Signed pursuant to a Power of Attorney dated January 17, 2018 included as Exhibit A to Schedule 13F-NT filed with the Securities and Exchange Commission by Manulife Financial Corporation on January 29, 2018.
Page 7 of 7