Filing Details
- Accession Number:
- 0001140361-19-019512
- Form Type:
- 13G Filing
- Publication Date:
- 2019-10-31 16:13:39
- Filed By:
- Ufcw-northern California Employers Joint Pension Plan
- Company:
- Crescent Capital Bdc Inc. (NASDAQ:CCAP)
- Filing Date:
- 2019-10-31
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| UFCW-Northern California Employers Joint Pension Plan | 3,857,775 | 0 | 3,857,775 | 0 | 3,857,775 | 19.7% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
Crescent Capital BDC, Inc.
(Name of Issuer)
CommonStock, par value $0.001 per share
(Title of Class of Securities)
N/A
(CUSIP Number)
December 31, 2016, December 31, 2017 and December 31, 2018
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| ☐ | Rule 13d-1(b) |
| ☐ | Rule 13d-1(c) |
| ☒ | Rule 13d-1(d) |
| * | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No.N/A
| 1 | NAMES OF REPORTING PERSONS | | | ||
| UFCW-Northern California Employers Joint Pension Plan | | | |||
| | | ||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
| (a)☐ | |||||
| (b)☒ | | | |||
| 3 | SEC USE ONLY | | | ||
| | | | |||
| | | ||||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
| California? | | | |||
| | | ||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
| 3,857,775.282 shares | | | |||
| | | ||||
| 6 | SHARED VOTING POWER | | | ||
| 0 shares | | | |||
| | | ||||
| 7 | SOLE DISPOSITIVE POWER | | | ||
| 3,857,775.282 shares | | | |||
| | | ||||
| 8 | SHARED DISPOSITIVE POWER | | | ||
| 0 shares | | | |||
| | | ||||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
| 3,857,775.282 shares | | | |||
| | | ||||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
| ☐ | | | |||
| | | ||||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
| 19.7% | | | |||
| | | ||||
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
| EP | | | |||
| | | ||||
CUSIP No.N/A
| Item 1. | ||
| (a) | Name of Issuer Crescent Capital BDC, Inc. | |
| (b) | Address of Issuer’s Principal Executive Offices 11100 Santa Monica Blvd., Suite 2000, Los Angeles, CA 90025 | |
| Item 2. | ||
| (a) | Name of Person Filing UFCW-Northern California Employers Joint Pension Plan | |
| (b) | Address of Principal Business Office or, if none, Residence 1000 Burnett Ave, Suite 200, Concord, CA 94520 | |
| (c) | Citizenship California | |
| (d) | Title of Class of Securities Common Stock | |
| (e) | CUSIP Number N/A | |
| Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |
| ☒ -An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F). | ||
| Item 4. | Ownership | ||
| Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1*. | |||
| (a) | Amount beneficially owned: 3,857,775.282 shares | ||
| (b) | Percent of class: 19.7% | ||
| (c) | Number of shares as to which the person has: | ||
| (i) | Sole power to vote or to direct the vote 3,857,775.282 shares | ||
| (ii) | Shared power to vote or to direct the vote 0 shares | ||
| (iii) | Sole power to dispose or to direct the disposition of 3,857,775.282 shares | ||
| (iv) | Shared power to dispose or to direct the disposition of 0 shares | ||
| * | Beneficial ownership is reported as of September 20, 2019. The percentage of shares of Common Stock beneficially owned by the Reporting Person is based on a total of 19,549,618 shares of Common Stock of the Issuer outstanding, as
disclosed in the Preliminary Proxy Statement on Schedule 14A of the Issuer filed with the Securities and Exchange Commission on October 3, 2019. |
| Item 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐.
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person |
Not applicable
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company |
Not applicable.
| Item 8. | Identification and Classification of Members of the Group |
Not applicable.
| Item 9. | Notice of Dissolution of Group |
Not applicable.
| Item 10. | Certification |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect
of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
Explanatory Note
This Amendment No. 2 to Schedule 13G is being filed for the years ending December 31, 2016, December 31, 2017 and December 31, 2018. In each of these years the Reporting Person purchased additional shares of Common Stock of the Issuer.
Signatures
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| October 31, 2019 | |
| Date | |
| /s/ Rick A. Silva | |
| Signature | |
| Rick A. Silva, Executive Director & Plan Administrator on behalf of the UFCW Northern California Employers Joint Pension Plan | |
| Name/Title |