Filing Details

*SEE INSTRUCTIONS BEFORE FILLING OUT!

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!

Item 1(a).

Name of Issuer:

 

Item 1(b).

Address of Issuer's Principal Executive Offices:

 77 Water Street, Floor 8, New York, NY 10005

Item 2(a).

Name of Person Filing:

 i) MMCAP International Inc. SPC

ii) MM Asset Management Inc.

Item 2(b).

Address of Principal Business Office or, if none, Residence:

 

i)	Regatta Office Park, Windward Three, 4th  Floor West Bay Road P.O. Box 10312 Grand Cayman, Cayman Islands KY1-1003

 

ii)	66 Wellington Street West, Suite 2707 Toronto, Ontario M5K 1H6 Canada

Item 2(c).

Citizenship:

 i) Cayman Islands

ii) Ontario, Canada

Item 2(d).

Title of Class of Securities:

Item 2(e).

CUSIP Number:

Item 3.

If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

(a)

☐ Broker or dealer registered under Section 15 of the Act;

(b)

☐ Bank as defined in Section 3(a)(6) of the Act;

(c)

☐ Insurance company as defined in Section 3(a)(19) of the Ac;

(d)

☐ Investment company registered under Section 8 of the Investment Company Act;

(e)

☐ Investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

(f)

☐ Employee benefit plan or endowment plan in accordance with Rule 13d-1(b)(1)(ii)(F);

(g)

☐ Parent holding company or control person, in accordance with Rule 13d-1(b)(1)(ii)(G);

(h)

☐ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;

(i)

☐ A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940;

(j)

☐ A non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J);

(k)

☐ Group, in accordance with Rule 13d-1(b)(1)(ii)(j).

 

  ☒ If this statement is filed pursuant to Rule 13d-1(c), check this box.

    

  

(a)

Amount beneficially owned: 1,925,321

(b)

Percent of class:  6.82%*

(c)

Number of shares as to which the person has:

(i)

Sole power to vote or to direct the vote:  0

(ii)

Shared power to vote or to direct the vote:  1,925,321

(iii)

Sole power to dispose or to direct the disposition of:  0

(iv)

Shared power to dispose or to direct the disposition of:  1,925,321

 

Item 5.

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐.

Item 6.

Ownership of More Than Five Percent on Behalf of Another Person.

N/A
 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

 N/A

Item 8.

Identification and Classification of Members of the Group.

 N/A

Item 9.

Notice of Dissolution of Group.