Filing Details

1	NAME OF REPORTING PERSONS
	William Bradford Haines Financial Services Trust
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)			(a)	☒
				(b)	☐
3	SEC USE ONLY
4	SOURCE OF FUNDS (See Instructions)
	Not applicable (see Items 3 and 4)
5	CHECK BOX IF DISCLOSURE OR LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)				☐
6	CITIZENSHIP OR PLACE OF ORGANIZATION
	Oklahoma, United States
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		7	SOLE VOTING POWER
			2,896,512
		8	SHARED VOTING POWER
			0
		9	SOLE DISPOSITIVE POWER
			2,896,512
		10	SHARED DISPOSITIVE POWER
			0
11	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
	2,896,512
12	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)				☐
13	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
	28.86%(*)
14	TYPE OF REPORTING PERSON (See Instructions)
	OO

*  Based on 10,038,075 shares of common stock of the Issuer, par value $0.01 per share (the “Common Stock”), outstanding as of September 5, 2019.

1	NAME OF REPORTING PERSONS
	Lisa K. Haines Financial Services Trust
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)			(a)	☒
				(b)	☐
3	SEC USE ONLY
4	SOURCE OF FUNDS (See Instructions)
	Not applicable (see Items 3 and 4)
5	CHECK BOX IF DISCLOSURE OR LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)				☐
6	CITIZENSHIP OR PLACE OF ORGANIZATION
	Oklahoma, United States
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		7	SOLE VOTING POWER
			1,430,864
		8	SHARED VOTING POWER
			0
		9	SOLE DISPOSITIVE POWER
			1,430,864
		10	SHARED DISPOSITIVE POWER
			0
11	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
	1,430,864
12	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)				☐
13	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
	14.25%(*)
14	TYPE OF REPORTING PERSON (See Instructions)
	OO

*  Based on 10,038,075  shares of Common Stock outstanding as of September 5, 2019.

1	NAME OF REPORTING PERSONS
	Julee S. Lawrence Financial Services Trust
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)			(a)	☒
				(b)	☐
3	SEC USE ONLY
4	SOURCE OF FUNDS (See Instructions)
	Not applicable (see Items 3 and 4)
5	CHECK BOX IF DISCLOSURE OR LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)				☐
6	CITIZENSHIP OR PLACE OF ORGANIZATION
	Oklahoma, United States
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		7	SOLE VOTING POWER
			1,430,864
		8	SHARED VOTING POWER
			0
		9	SOLE DISPOSITIVE POWER
			1,430,864
		10	SHARED DISPOSITIVE POWER
			0
11	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
	1,430,864
12	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)				☐
13	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
	14.25%(*)
14	TYPE OF REPORTING PERSON (See Instructions)
	OO

*  Based on 10,038,075  shares of Common Stock outstanding as of September 5, 2019.

CUSIP No.

06652N107

1	NAME OF REPORTING PERSONS
	William B. Haines, not individually but solely as the trustee of the William Bradford Haines Financial Services Trust
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)			(a)	☒
				(b)	☐
3	SEC USE ONLY
4	SOURCE OF FUNDS (See Instructions)
	Not applicable (see Items 3 and 4)
5	CHECK BOX IF DISCLOSURE OR LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)				☐
6	CITIZENSHIP OR PLACE OF ORGANIZATION
	United States
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		7	SOLE VOTING POWER
			2,896,512(*)
		8	SHARED VOTING POWER
			0
		9	SOLE DISPOSITIVE POWER
			2,896,512(*)
		10	SHARED DISPOSITIVE POWER
			0
11	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
	2,896,512(*)
12	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)				☐
13	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
	28.86% (**)
14	TYPE OF REPORTING PERSON (See Instructions)
	IN

*  Mr. William B. Haines is the sole trustee of, and has voting power over the shares held by, the William Bradford Haines Financial Services Trust.

** Based on 10,038,075  shares of Common Stock outstanding as of September 5, 2019.

 

This Amendment No. 2 (this “Amendment No. 2) amends the statement on Schedule 13D filed with the SEC by the Reporting Persons (as defined in Item 2 below) on October 2, 2018, as amended by the Amendment No. 1 filed with the SEC by the Reporting Persons on October 19, 2018 (the “Original 13D”)relating to their ownership of common stock, par value $0.01 per share (the “Common Stock”), of Bank7 Corp., an Oklahoma corporation (the “Issuer”).  The principal executive offices of the Issuer are located at 1039 N.W. 63rd Street, Oklahoma City, Oklahoma 73116.

 

 

(a)          This Schedule 13D is being filed by or on behalf of the following persons (each a “Reporting Person” and, collectively, the “Reporting Persons”):

 

 

 

 

 

The Reporting Persons comprise a group within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), as defined and described in Item 6.  The Reporting Persons are jointly filing this Amendment No. 2 pursuant to that certain Joint Filing Agreement, dated as of October 1, 2018, as described in more detail in Item 6 below.

 

(b)          The address of each of the Reporting Persons is 1039 N.W. 63^rd Street, Oklahoma City, Oklahoma  73116.

 

(c)          The principal business of each of the William Bradford Haines Financial Services Trust, the Lisa K. Haines Financial Services Trust, and the Julee S. Lawrence Financial Services Trust (the “Haines Family Trusts”) is to invest the assets of the Haines Family Trusts for the benefit of the beneficiaries of the Trusts.   The principal occupation  or employment of Mr. William B. Haines is serving as Chairman of the Board of Directors of the Issuer and the Issuer’s wholly-owned banking subsidiary, Bank7 (the “Bank”).

 

(d), (e)   During the last five years, none of the Reporting Persons has been convicted in any criminal proceeding (excluding traffic violations or similar misdemeanors) or has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

 

(f)           Each of the Haines Family Trusts are trusts organized under the laws of the State of Oklahoma.  Mr. William B. Haines is a citizen of the United States of America.

 

 

This filing does not reflect any recent purchase of securities by the Reporting Persons.  Rather, this filing is being made to reflect (i) the capital contribution of 327,553 shares of Common Stock by the WBH Trust to the Issuer, (ii) the capital contribution of 164,686 shares of Common Stock by the LKH Trust to the Issuer, and (iii) the capital contribution of 164,686 shares of Common Stock by the JSL Trust to the Issuer

 

 

The Haines Family Trusts transferred an aggregate of 656,925 shares of Common Stock to the Company as capital contributions (the “Stock Transfer”).  This Stock Transfer was the first step of a previously announced plan to transfer ownership of approximately 6.5% of the Issuer’s stock from the Haines Family Trusts to certain executive officers.  Following the Stock Transfer, the Haines Family Trust collectively hold 5,758,240, or 57.36% of the outstanding shares of Common Stock.

 

The Reporting Persons, which continue to own collectively and in the aggregate more than 50% of the outstanding voting securities of the Issuer after the Stock Transfer, reached an oral agreement as a group, effective as of the date of the Joint Filing Agreement included as an exhibit hereto, for the purpose of influencing control over the Issuer solely to the extent necessary to ensure the Issuer will qualify as a “controlled company” under applicable NASDAQ Marketplace Rules. Under such rules, NASDAQ listed issuers that qualify as controlled companies may avail themselves of certain corporate governance exemptions involving board and committee independent director requirements. Even though the Issuer is a “controlled company” following the IPO, it currently complies with such board and committee independent director requirements.  Except for the foregoing, the Reporting Persons do not have any arrangement, relationship, understanding or agreement among them to act together for the purpose of acquiring, holding, voting or disposing of any of such equity securities or to otherwise seek to influence control over the Issuer.

 

Other than in connection with the contracts, arrangements, understandings or relationships with respect to securities of the Issuer described in Item 6 below, there are no other plans or proposals that would result in the acquisition of additional securities or disposition of additional securities of the Issuer.

 

Except as described above in this Item 4, the Reporting Persons do not have, as of the date hereof, any other plans or proposals that relate to or would result in any of the actions or events specified in clauses (a) through (j) of Item 4 of Schedule 13D. Each of the Reporting Persons reserves the right, however, to formulate such plans or proposals, and to take such action with respect to any or all of such matters and any other matters as they may determine in their sole discretion.

 

 

(a), (b)    The Reporting Persons may be deemed to beneficially own an aggregate of 5,758,240 shares of Common Stock, or 57.36% of the outstanding shares of Common Stock, which consists of:

 

 

 

 

 

(c)          Except as otherwise set forth in Item 4 above, none of the Reporting Persons has effected any transactions in shares of the Issuer’s shares of Common Stock during the last 60 days.

 

(d)          Except as otherwise set forth herein, no other person or entity is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of Common Stock.

 

(e)         Mr. John T. Phillips, Ms. Lisa K. Haines, and Ms. Julee S. Thummel were included as Reporting Persons in the Original 13D.   Effective July 31, 2019, Mr. Phillips, Ms. Haines and Ms. Thummel ceased to have voting and dispositive power over the shares of Common Stock held by the LKH Trust and the JSL Trust.  As a result, Mr. Phillips, Ms. Haines and Ms. Thummel ceased to be Reporting Persons under this Amendment No. 2.

 

 

No changes from Original 13D filing.

 

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

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