Filing Details
- Accession Number:
- 0001193125-19-236085
- Form Type:
- 13G Filing
- Publication Date:
- 2019-09-03 10:26:32
- Filed By:
- Exor N.v.
- Company:
- New Gold Inc (NYSEMKT:NGD)
- Filing Date:
- 2019-09-03
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Exor N.V | 36,107,277 | 0 | 36,107,277 | 0 | 36,107,277 | 5.37% |
| Exor Investments (UK) LLP | 36,107,277 | 0 | 36,107,277 | 0 | 36,107,277 | 5.37% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
New Gold Inc.
(Name of Issuer)
Ordinary Shares, no par value
(Title of Class of Securities)
644535106
(CUSIP Number)
August 23, 2019
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☒ Rule 13d-1(b)
☐ Rule 13d-1(c)
☐ Rule 13d-1(d)
| * | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 644535106
| 1. | Names of Reporting Persons.
Exor N.V. | |||||
| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☐
| |||||
| 3. | SEC Use Only
| |||||
| 4. | Citizenship or Place of Organization
The Netherlands | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power:
36,107,277 | ||||
| 6. | Shared Voting Power:
0 | |||||
| 7. | Sole Dispositive Power:
36,107,277 | |||||
| 8. | Shared Dispositive Power:
0 | |||||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person
36,107,277 | |||||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
☐ | |||||
| 11. | Percent of Class Represented by Amount in Row (9)
5.37%* | |||||
| 12. | Type of Reporting Person (See Instructions)
HC, CO | |||||
| * | Based on 672,865,291 common shares issued and outstanding upon completion of the C$150 million treasury offering, as reported in the short form prospectus dated August 23, 2019 |
Page 2 of 6 pages
CUSIP No. 644535106
| 1. | Names of Reporting Persons.
Exor Investments (UK) LLP | |||||
| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☐
| |||||
| 3. | SEC Use Only
| |||||
| 4. | Citizenship or Place of Organization
United Kingdom | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power:
36,107,277 | ||||
| 6. | Shared Voting Power:
0 | |||||
| 7. | Sole Dispositive Power:
36,107,277 | |||||
| 8. | Shared Dispositive Power:
0 | |||||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person
36,107,277 | |||||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
☐ | |||||
| 11. | Percent of Class Represented by Amount in Row (9)
5.37%* | |||||
| 12. | Type of Reporting Person (See Instructions)
PN | |||||
| * | Based on 672,865,291 common shares issued and outstanding upon completion of the C$150 million treasury offering, as reported in the short form prospectus dated August 23, 2019 |
Page 3 of 6 pages
Item 1.
| (a) | Name of Issuer: |
New Gold Inc.
| (b) | Address of Issuers Principal Executive Offices |
Brookfield Place
181 Bay Street, Suite 3510
Toronto, Ontario, M5J 2T3
Canada
Item 2.
| (a) | Name of Person Filing |
Exor N.V.
Exor Investments (UK) LLP
| (b) | Address of Principal Business Office or, if none, Residence |
Exor N.V.
Gustav Mahlerplein 25
Amsterdam, 1082 MS
The Netherlands
Exor Investments (UK) LLP
28 Headfort Place
London, SW1X 7DH
United Kingdom
| (c) | Citizenship |
Exor N.V. the Netherlands
Exor Investments (UK) LLP United Kingdom
| (d) | Title of Class of Securities |
Ordinary Shares, no par value
| (e) | CUSIP Number |
644535106
| Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
Exor N.V.:
| (g) | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G) |
Exor Investments (UK) LLP:
| (j) | a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J) |
If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: Investment Manager
Page 4 of 6 pages
| Item 4. | Ownership. |
| (a) | Amount beneficially owned: |
See the responses to Item 9 on the attached cover pages.
| (b) | Percent of class: |
See the responses to Item 11 on the attached cover pages.
| (c) | Number of shares as to which the person has: |
| (i) | Sole power to vote or to direct the vote |
See the responses to Item 5 on the attached cover pages.
| (ii) | Shared power to vote or to direct the vote |
See the responses to Item 6 on the attached cover pages.
| (iii) | Sole power to dispose or to direct the disposition of |
See the responses to Item 7 on the attached cover pages.
| (iv) | Shared power to dispose or to direct the disposition of |
See the responses to Item 8 on the attached cover pages.
| Item 5. | Ownership of Five Percent or Less of a Class. |
Not Applicable
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not Applicable
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. |
Exor Investments (UK) LLP:
| (j) | a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J) |
If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: Investment Manager
| Item 8. | Identification and Classification of Members of the Group. |
Not Applicable
| Item 9. | Notice of Dissolution of Group. |
Not Applicable
| Item 10. | Certification. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
Page 5 of 6 pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: September 3, 2019
| Exor N.V. | ||
| By | /s/ Enrico Vellano | |
| Name: | Enrico Vellano | |
| Title: | Chief Financial Officer | |
| Exor Investments (UK) LLP | ||
| By | /s/ Matteo Scolari | |
| Name: | Matteo Scolari | |
| Title: | Managing Director | |
Page 6 of 6 pages
INDEX TO EXHIBITS
| 99.1 | Joint Filing Agreement | |