Filing Details
- Accession Number:
- 0001144204-19-039542
- Form Type:
- 13D Filing
- Publication Date:
- 2019-08-13 16:15:38
- Filed By:
- Canada Pension Plan Investment Board
- Company:
- Iqvia Holdings Inc.
- Filing Date:
- 2019-08-13
- SEC Url:
- 13D Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Canada Pension Plan Investment Board | 1,569,600 | 2,531,685 | 1,569,600 | 2,531,685 | 4,101,285 | 2.1% |
CPP Investment Board Private Holdings Inc | 0 | 2,525,085 | 0 | 2,525,085 | 2,525,085 | 1.3% |
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
________________________
SCHEDULE 13D/A
(Amendment No. 7)
Under the Securities Exchange Act of 1934
________________________
IQVIA HOLDINGS INC.
(Name of Issuer)
Common Stock, $0.01 par value per share | 46266C105 |
(Title of class of securities) | (CUSIP number) |
Patrice Walch-Watson Canada Pension Plan Investment Board One Queen Street East, Suite 2500 Toronto, ON M5C 2W5 Canada Tel: (416) 868-1171 |
(Name, address and telephone number of person authorized
to receive notices and communications)
August 8, 2019
(Date of event which requires filing of this statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box ¨.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following pages)
1 | NAMES OF REPORTING PERSONS
Canada Pension Plan Investment Board
| |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) ¨
(b) ¨
| |||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO
| |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) | ¨ | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Canada
| |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
1,569,600
| ||
8 | SHARED VOTING POWER
2,531,685
| |||
9 | SOLE DISPOSITIVE POWER
1,569,600
| |||
10 | SHARED DISPOSITIVE POWER
2,531,685
| |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,101,285
| |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ¨ | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.1%(1)
| |||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
| |||
(1) Based on a total of 195,894,501 shares of Common Stock of the issuer outstanding as of July 22, 2019, as reported in the Form 10-Q filed by the issuer with the Securities and Exchange Commission on July 24, 2019.
1 | NAMES OF REPORTING PERSONS
CPP Investment Board Private Holdings Inc.
| |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) ¨
(b) ¨
| |||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO
| |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) | ¨ | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Canada
| |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
0
| ||
8 | SHARED VOTING POWER
2,525,085
| |||
9 | SOLE DISPOSITIVE POWER
0
| |||
10 | SHARED DISPOSITIVE POWER
2,525,085
| |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,525,085
| |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ¨ | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.3%(2)
| |||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
| |||
(2) Based on a total of 195,894,501 shares of Common Stock of the issuer outstanding as of July 22, 2019, as reported in the Form 10-Q filed by the issuer with the Securities and Exchange Commission on July 24, 2019.
Explanatory Note
This Amendment No. 7 (this “Amendment No. 7”) to Schedule 13D amends the information provided in the Schedule 13D filed with the U.S. Securities and Exchange Commission by Canada Pension Plan Investment Board and CPP Investment Board Private Holdings Inc. (together, the “Reporting Persons”) on October 13, 2016 (the “Original Schedule 13D”), as amended on June 6, 2017, August 30, 2017, September 21, 2017, December 4, 2017, June 19, 2018 and December 7, 2018 (as so amended, the “Statement”).
This Amendment No. 7 is being filed to reflect the sale of certain shares of common stock, par value $0.01 per share (the “Common Shares”), of IQVIA Holdings Inc., a Delaware corporation (the “Issuer”) by Canada Pension Plan Investment Board (“CPPIB”) through its wholly-owned subsidiary CPP Investment Board Private Holdings Inc. (“PHI”) pursuant to Rule 144 of the Securities Act of 1933, as amended (“Rule 144”).
Unless otherwise indicated, all references to “$” in this Schedule 13D are to U.S. dollars.
Information reported in the Statement remains in effect except to the extent that it is amended or superseded by information contained in this Amendment No. 7.
Item 2. | Identity and Background |
The last paragraph of Item 2 of the Statement is hereby amended and replaced with the following, and Schedule I of the Statement is hereby amended and replaced with Schedule I attached hereto:
In accordance with the provisions of General Instruction C to Schedule 13D, with respect to each Reporting Person, information concerning the name, business address, principal occupation and citizenship of its general partners, executive officers and board of directors and each person controlling such Reporting Person (collectively, the “Covered Persons”), required by Item 2 of Schedule 13D, is provided on Schedule I and is incorporated by reference herein. To the Reporting Persons’ knowledge, none of the Covered Persons listed on Schedule I has been, during the last five years, (i) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
Item 4. | Purpose of the Transaction |
This Amendment No. 7 amends and supplements Item 4 of the Statement as follows:
On August 8, 2019, PHI sold an aggregate of 1,810,887 Common Shares pursuant to Rule 144 at a price of $156.85 per Common Share for an aggregate disposition price of $284,037,625.95.
Item 5. | Interest in Securities of the Issuer |
This Amendment No. 7 amends and replaces Item 5(a), (b) and (e) of the Statement in its entirety as follows:
(a)-(b) | See items 7 to 11 and 13 on pages 2 and 3 of Amendment No. 7, dated August 13, 2019, to this Schedule 13D. |
CPPIB beneficially owns 4,101,285 Common Shares, representing approximately 2.1% of the outstanding Common Shares. PHI beneficially owns 2,525,085 Common Shares, representing approximately 1.3% of the outstanding Common Shares. Such percentages are calculated based on a total of 195,894,501 Common Shares outstanding as of July 22, 2019, as reported in the Form 10-Q filed by the Issuer with the Securities and Exchange Commission on July 24, 2019.
PHI directly owns 2,525,085 Common Shares and CPPIB is an indirect beneficial owner of such Common Shares owned by PHI. PHI and CPPIB have shared voting power and shared dispositive power with respect to such 2,525,085 Common Shares.
In addition, CPPIB directly owns 1,569,600 Common Shares, with respect to which it has sole voting power and sole dispositive power, and indirectly owns 6,600 Common Shares through CPPIB MAP Cayman SPC, a wholly-owned subsidiary of CPPIB, with respect to which it has shared voting power and shared dispositive power. The 6,600 Common Shares directly owned by CPPIB MAP Cayman SPC are subject to investment management agreements with an unaffiliated investment manager who may be deemed to have direct voting and investment power and dispositive power with respect to such shares.
(e) | As of June 15, 2018, the Reporting Persons ceased to be the beneficial owner of more than five percent of the shares of Common Stock of the Issuer. |
SIGNATURES
After reasonable inquiry and to the best of the undersigneds’ knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
Dated: August 13, 2019
CANADA PENSION PLAN INVESTMENT BOARD | ||
By: | /s/ Patrice Walch-Watson | |
Name: Patrice Walch-Watson | ||
Title Senior Managing Director, General Counsel & Corporate Secretary |
CPP INVESTMENT BOARD PRIVATE HOLDINGS INC. | ||
By: | /s/ Ryan Barry | |
Name: Ryan Barry | ||
Title: Director and Secretary |
SCHEDULE I
Directors of CPPIB
Heather Munroe-Blum
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Corporate Director
Citizenship: Canada
Sylvia Chrominska
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Corporate Director
Citizenship: Canada
William “Mark” Evans
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Corporate Director
Citizenship: Canada
Ashleigh Everett
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Corporate Executive, Royal Canadian Securities Limited
Citizenship: Canada
Tahira Hassan
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Corporate Director
Citizenship: Canada, Pakistan
John Montalbano
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Corporate Director
Citizenship: Canada
Chuck Magro
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Corporate Executive, Nutrien Ltd
Citizenship: Canada
Mary Phibbs
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Corporate Director
Citizenship: Great Britain, Australia
Karen Sheriff
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Corporate Director
Citizenship: Canada, United States
Kathleen Taylor
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Corporate Director
Citizenship: Canada
Jo Mark Zurel
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Corporate Director
Citizenship: Canada
Executive Officers of CPPIB
Mark Machin
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: President & Chief Executive Officer
Citizenship: Great Britain
Neil Beaumont
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Senior Managing Director & Chief Financial and Risk Officer
Citizenship: Canada
Alain Carrier
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Senior Managing Director & Head of International, Head of Europe
Citizenship: Canada and Great Britain
Edwin D. Cass
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Senior Managing Director & Global Head of Real Assets
Citizenship: Canada
Shane Feeney
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Senior Managing Director & Global Head of Private Equity
Citizenship: Canada
John Graham
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Senior Managing Director & Global Head of Credit Investments
Citizenship: Canada and Great Britain
Suyi Kim
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Senior Managing Director & Head of Asia Pacific
Citizenship: South Korea
Michel Leduc
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Senior Managing Director & Global Head of Public Affairs and Communications
Citizenship: Canada
Deborah Orida
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Senior Managing Director & Global Head of Active Equities
Citizenship: Canada
Geoffrey Rubin
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Senior Managing Director & Chief Investment Strategist
Citizenship: United States
Kelly Shen
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Senior Managing Director & Chief Technology and Data Officer
Citizenship: United States
Mary Sullivan
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Senior Managing Director & Chief Talent Officer
Citizenship: Canada
Patrice Walch-Watson
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Senior Managing Director, General Counsel & Corporate Secretary
Citizenship: Canada
Poul Winslow
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Senior Managing Director & Global Head of Capital Markets and Factor Investing
Citizenship: Denmark
Directors of PHI
Ryan Barry
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Managing Director, Legal, CPPIB
Citizenship: Canada
Kristina Fanjoy
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Managing Director, Head of Corporate Finance and Tax, CPPIB
Citizenship: Canada
Officers of PHI
Mark Machin
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: President & Chief Executive Officer, CPPIB
Citizenship: Great Britain
Kristina Fanjoy
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Managing Director, Head of Corporate Finance and Tax, CPPIB
Citizenship: Canada
Ryan Barry
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Managing Director, Legal, CPPIB
Citizenship: Canada