Filing Details
- Accession Number:
- 0001469709-19-000106
- Form Type:
- 13G Filing
- Publication Date:
- 2019-06-03 13:34:44
- Filed By:
- Bentley Rothschild Financial, Llc
- Company:
- Two Rivers Water & Farming Co (OTCMKTS:TURV)
- Filing Date:
- 2019-06-03
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Bentley Rothschild Financial | 3,400,000 | 0 | 3,400,000 | 0 | 3,400,000 | 6.70% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Two Rivers Water & Farming Co.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
90207B107
(CUSIP Number)
September 21, 2018
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☒ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Page 1 of 6 pages
CUSIP No. 90207B107 | ||||
1. | Names of Reporting Persons. | Bentley Rothschild Financial, LLC 83-1233954 | ||
2. | Check the Appropriate Box If A Member of A Group (See Instructions) | (a) ☐ | ||
3. | SEC Use Only |
| ||
4. | Citizenship or Place of Organization | Montana, United States | ||
Number of Shares Beneficially Owned By Each Reporting Person With: | 5. | Sole Voting Power |
3,400,000
6.
Shared Voting Power
0
7.
Sole Dispositive Power
3,400,000
8.
Shared Dispositive Power
0
9.
Aggregate Amount Beneficially Owned By Each Reporting Person
3,400,000
10.
Check Box If The Aggregate Amount In Row (9) Excludes Certain Shares
☒
11.
Percent of Class Represented By Amount In Row (9)
6.70%
12.
Type of Reporting Person
CO
Page 2 of 6 pages
Item 1(a). | Name of Issuer: |
Two Rivers Water & Farming Co. | |
Item 1(b). | Address of Issuers Principal Executive Offices: |
3025 S. Parker Rd. Suite 140, Aurora Colorado 80014 | |
Item 2(a). | Name of Persons Filing: |
Bentley Rothschild Financial, LLC | |
Item 2(b). | Address of Principal Business Office, or if None, Residence: |
736 Western Ave, Suite 301, Lake Forest, IL 60045
Item 2(c).
Citizenship:
United States
Item 2(d).
Title of Class of Securities:
Common Stock, $0.001 value per share
Item 2(e).
CUSIP Number:
90207B107
Item 3. | If this Statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |||
( a ) |
| ☐ | Broker or dealer registered under Section 15 of the Exchange Act (15 U.S.C. 78o). | |
( b ) |
| ☐ | Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). | |
( c ) |
| ☐ | Insurance company as defined in Section 3(a)(19) of the Exchange Act (15 U.S.C. 78c). | |
( d ) |
| ☐ | Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | |
( e ) |
| ☐ | An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); | |
( f ) |
| ☐ | An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); |
Page 3 of 6 pages
( g ) |
| ☐ | A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); | ||
( h ) |
| ☐ | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | ||
( i ) |
| ☐ | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | ||
( j ) |
| ☐ | Group, in accordance with 240.13d-1(b)(1)(ii)(J). | ||
Item 4. | Ownership. | ||||
| Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. | ||||
(a) | Amount beneficially owned: | 3400000 | |||
(b) | Percent of class: | 6.70% | |||
(c) | Number of shares as to which the person has: |
| |||
|
|
| (i) | Sole power to vote or direct the vote: | 3,400,000 |
|
|
| (ii) | Shared power to vote or to direct the vote: |
|
|
|
| (iii) | Sole power to dispose or to direct the disposition of: | 3,400,000 |
|
|
| (iv) | Shared power to dispose or to direct the disposition of: |
|
Page 4 of 6 Pages
Item 5. | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐. | |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
| |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
| |
Item 8. | Identification and Classification of Members of the Group. |
| |
Item 9. | Notice of Dissolution of Group. |
| |
Item 10. | Certification. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
Page 5 of 6 pages
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
June 3, 2019
Date
/s/ Elizaveta Lata
Signature
Elizaveta Lata / Member Manager
Name/Title
Page 6 of 6 pages