Filing Details

Accession Number:
0001144204-19-025339
Form Type:
13G Filing
Publication Date:
2019-05-10 17:15:46
Filed By:
Delta Dental Of California
Company:
Armata Pharmaceuticals Inc. (NYSE:ARMP)
Filing Date:
2019-05-10
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Delta Dental of California 990,643 990,643 990,643 990,643 990,643 9.95%
Filing

 

 

 

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. )

 

Armata Pharmaceuticals, Inc.

(Name of Issuer)

 

Common Stock, $0.01 par value

(Title of Class of Securities)

 

04216R 102

(CUSIP Number)

 

May 9, 2019

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨  Rule 13d-1(b)
x  Rule 13d-1(c)
¨  Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

 

CUSIP No. 04216R 102  

 

1. 

Names of Reporting Persons

Delta Dental of California

 

2.  Check the Appropriate Box if a Member of a Group (See Instructions)
   (a)  ¨
   (b) 

¨

 

3. 

SEC Use Only

 

4.  Citizenship or Place of Organization
California  
       

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With:

5.

Sole Voting Power

990,643 

6.

Shared Voting Power

990,643

 

7.

Sole Dispositive Power

990,643

 

8.

Shared Dispositive Power

990,643

 

9. 

Aggregate Amount Beneficially Owned by Each Reporting Person

990,643

 

10. 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

¨

 

11. 

Percent of Class Represented by Amount in Row (9)

9.95%

 

12. 

Type of Reporting Person (See Instructions)

CO, IC

 

 

Item 1.
  (a) Name of Issuer
   

Armata Pharmaceuticals, Inc.

 

  (b) Address of Issuer's Principal Executive Offices
   

4503 Glencoe Avenue

Marina del Rey, California 90292

   
Item 2.
  (a) Name of Person Filing
    Delta Dental of California
   
  (b) Address of Principal Business Office or, if none, Residence
   

The business address for the reporting person is:

560 Mission Street, Suite 1300

San Francisco, California 94105

 

  (c) Citizenship
   

Delta Dental of California is a corporation organized under the laws of the state of California.

 

  (d) Title of Class of Securities
   

Common Stock, $0.01 par value

 

  (e) CUSIP No.
   

04216R 102

 

Item 3. If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
    Not Applicable

 

Item 4.

 

Ownership

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)Amount beneficially owned: 990,643 shares.

 

(b)Percent of class: 9.95%.

 

(c)Number of shares as to which the person has:
(i)Sole power to vote or to direct the vote 990,643 shares.
(ii)Shared power to vote or to direct the vote 990,643 shares.
(iii)Sole power to dispose or to direct the disposition of 990,643 shares.
(iv)Shared power to dispose or to direct the disposition of 990,643 shares.

 

 

 

Item 5. Ownership of Five Percent or Less of a Class

 

Not Applicable

   
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
  Not Applicable
   

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

  Not Applicable
   
Item 8. Identification and Classification of Members of the Group
  Not Applicable
   
Item 9. Notice of Dissolution of Group
  Not Applicable
   
Item 10. Certification
  By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under Sec. 240.14a-11.

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Dated: May 10, 2019

 

  Delta Dental of California
      
      
  By:   /s/ Michael G. Hankinson
     Name: Michael G. Hankinson
     Title: Executive VP and Chief Legal Officer