Filing Details

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

SCHEDULE 13D

(Rule 13d-101)

(Amendment No. 2)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO

RULE 13d-2(a)

 

AVALON GLOBOCARE CORP.

(Name of Issuer)

 

COMMON STOCK, PAR VALUE $.0001 PER SHARE

(Title of Class of Securities)

 

05344R 104

(CUSIP Number)

 

c/o Avalon Globocare Corp.

4400 Route 9 South, Suite 3100, Freehold, New Jersey 07728

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

 

April 18, 2019

(Date of Event Which Requires Filing of This Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box ☐.

 

Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.

 

 

(Continued on following pages)

 

(Page 1 of 4 Pages)

 

 

CUSIP No. 05344R 104		13D	Page 2 of 4 Pages
1	NAME OF REPORTING PERSONS   Wenzhao Lu
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*			(a) ☐ (b) ☐
3	SEC USE ONLY
4	SOURCE OF FUNDS*                                                           OO
5	CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
6	CITIZENSHIP OR PLACE OF ORGANIZATION   United States

NUMBER OF SHARES	7	SOLE VOTING POWER   27,900,000 (1)
BENEFICIALLY OWNED BY PERSON WITH	8	SHARED VOTING POWER    0
	9	SOLE DISPOSITIVE POWER   27,900,000 (1)
	10	SHARED DISPOSITIVE POWER 0

11	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON   27,900,000 (1)
12	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*	☐
13	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)   37.8% (2)
14	TYPE OF REPORTING PERSON*   IN

 

(1)

As of the date of the event which requires filing of this Schedule 13D, the Reporting Person beneficially owns 27,900,000 shares of common stock. On April 18, 2019 the Reporting Person acquired 2,000,000 shares of common stock in a private transaction from an unaffiliated accredited investor in consideration of $2,000,000.

 

(2)

Percentage of class calculated based on an aggregate of 73,820,539 shares issued and outstanding as of March 26, 2019, after giving effect to the transactions described in Item 4 of this Schedule 13D.

 

 

Item 1. Security and Issuer.

 

This Schedule 13D relates to the Common Stock, par value $0.0001 per share (the “Common Stock”), of Avalon Globocare Corp., a Delaware Corporation (the “Issuer”). The Issuer’s principal executive offices are located at c/o Avalon Globocare Corp., 4400 Route 9 South, Suite 3100, Freehold, New Jersey 07728.

 

Item 2. Identity and Background.

 

This statement is being filed by and on behalf of Wenzhao Lu (“Reporting Person”).

 

The address of the principal office of the Reporting Person is c/o Avalon Globocare Corp., 4400 Route 9 South, Suite 3100, Freehold, New Jersey 07728.

 

Reporting Person is principally involved in the business of consulting.

 

Reporting Person is a citizen of the United States.

 

Reporting Person is an accredited investor.

 

During the last five years, Reporting Person has not (i) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

 

Item 3. Source and Amount of Funds or Other Consideration.

 

On April 18, 2019 the Reporting Person acquired 2,000,000 shares of common stock in a private transaction from an unaffiliated accredited investor in consideration of $2,000,000.

 

The Reporting Person acquired beneficial ownership of the securities with his own funds.

 

The Reporting Person did not acquire beneficial ownership of any Securities with borrowed funds.

 

Item 4. Purpose of Transaction.

 

The Reporting Person has acquired the securities of the Issuer for investment purposes, and such purchases have been made in the Reporting Person’s ordinary course of business.

 

Item 5. Interest in Securities of the Issuer.

 

As of the date hereof, Reporting Person beneficially owned 27,900,000 or 37.8% of Issuer’s common stock. 

 

Except as described in this Schedule 13D, Reporting Person has not effectuated any other transactions involving the securities in the last 60 days.

 

 

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

 

Other than as described in this Schedule 13D, there are no contracts, arrangements, understandings or relationships (legal or otherwise) between the Reporting Persons and any other person with respect to any securities of the Issuer.

 

Item 7. Material to be Filed as Exhibits.

 

None.

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and accurate.

 

April 22, 2019

 

	/s/ Wenzhao Lu
	Wenzhao Lu

 

 

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