Filing Details
- Accession Number:
- 0001140361-19-005145
- Form Type:
- 13G Filing
- Publication Date:
- 2019-03-18 17:25:41
- Filed By:
- Hayfin Opal Luxco 3 Sarl
- Company:
- Surgalign Holdings Inc. (NASDAQ:SRGA)
- Filing Date:
- 2019-03-18
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Hayfin Capital Holdings Limited | 0 | 5,631,026 | 0 | 5,631,026 | 5,631,026 | 7.70% |
Hayfin Management Holdings Limited | 0 | 5,631,026 | 0 | 5,631,026 | 5,631,026 | 7.70% |
Hayfin SOF II GP Limited | 0 | 4,884,936 | 0 | 4,884,936 | 4,884,936 | 6.68% |
Hayfin SOF II GP | 0 | 4,420,385 | 0 | 4,420,385 | 4,420,385 | 6.05% |
Hayfin Special Opportunities Fund II (AIV I) | 0 | 3,898,338 | 0 | 3,898,338 | 3,898,338 | 5.33 % |
Hayfin Management Limited | 0 | 591,243 | 0 | 591,243 | 591,243 | 0.80% |
Hayfin Opal Holdings Limited | 0 | 591,243 | 0 | 591,243 | 591,243 | 0.80% |
Hayfin Opal LuxCo | 0 | 591,243 | 0 | 591,243 | 591,243 | 0.80% |
Hayfin Special Opportunities Fund II (AIV IB) | 0 | 522,047 | 0 | 522,047 | 522,047 | 0.71% |
Hayfin SOF II USD Co-Invest | 0 | 464,551 | 0 | 464,551 | 464,551 | 0.63% |
Hayfin Topaz GP Limited | 0 | 154,847 | 0 | 154,847 | 154,847 | 0.21% |
Hayfin Topaz | 0 | 154,847 | 0 | 154,847 | 154,847 | 0.21% |
Hayfin Topaz LuxCo | 0 | 154,847 | 0 | 154,847 | 154,847 | 0.21% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
RTI SURGICAL HOLDINGS, INC.
(Name of Issuer)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
74975N 105
(CUSIP Number)
March 8, 2019
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ | Rule 13d-1(b) |
☒ | Rule 13d-1(c) |
☐ | Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with
respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of
Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 74975N 105 | 13G |
1 | NAMES OF REPORTING PERSONS | | | ||
Hayfin Capital Holdings Limited | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Cayman Islands | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
5,631,026 | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
5,631,026 | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
5,631,026 (1) | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
7.70% (1) | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON | | | ||
OO | | | |||
| |
(1) Calculated based on 73,042,427 shares of the Issuer’s Common Stock outstanding as reported by the Issuer.
CUSIP No. 74975N 105 | 13G |
1 | NAMES OF REPORTING PERSONS | | | ||
Hayfin Management Holdings Limited | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Cayman Islands | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
5,631,026 | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
5,631,026 | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
5,631,026 | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
7.70% (1) | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON | | | ||
OO | | | |||
| |
(1) Calculated based on 73,042,427 shares of the Issuer’s Common Stock outstanding as reported by the Issuer.
CUSIP No. 74975N 105 | 13G |
1 | NAMES OF REPORTING PERSONS | | | ||
Hayfin SOF II GP Limited | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Cayman Islands | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
4,884,936 | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
4,884,936 | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
4,884,936 | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
6.68% (1) | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON | | | ||
OO | | | |||
| |
(1) Calculated based on 73,042,427 shares of the Issuer’s Common Stock outstanding as reported by the Issuer.
CUSIP No. 74975N 105 | 13G |
1 | NAMES OF REPORTING PERSONS | | | ||
Hayfin SOF II GP LP | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Cayman Islands | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
4,420,385 | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
4,420,385 | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
4,420,385 | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
6.05% (1) | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON | | | ||
OO | | | |||
| |
(1) Calculated based on 73,042,427 shares of the Issuer’s Common Stock outstanding as reported by the Issuer.
CUSIP No. 74975N 105 | 13G |
1 | NAMES OF REPORTING PERSONS | | | ||
Hayfin Special Opportunities Fund II (AIV I) LP | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
3,898,338 | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
3,898,338 | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
3,898,338 | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
5.33% (1) | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON | | | ||
PN | | | |||
| |
(1) Calculated based on 73,042,427 shares of the Issuer’s Common Stock outstanding as reported by the Issuer.
CUSIP No. 74975N 105 | 13G |
1 | NAMES OF REPORTING PERSONS | | | ||
Hayfin Management Limited | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Cayman Islands | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
591,243 | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
591,243 | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
591,243 | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
0.80% (1) | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON | | | ||
OO | | | |||
| |
(1) Calculated based on 73,042,427 shares of the Issuer’s Common Stock outstanding as reported by the Issuer.
CUSIP No. 74975N 105 | 13G |
1 | NAMES OF REPORTING PERSONS | | | ||
Hayfin Opal Holdings Limited | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Cayman Islands | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
591,243 | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
591,243 | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
591,243 | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
0.80% (1) | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON | | | ||
OO | | | |||
| |
(1) Calculated based on 73,042,427 shares of the Issuer’s Common Stock outstanding as reported by the Issuer.
CUSIP No. 74975N 105 | 13G |
1 | NAMES OF REPORTING PERSONS | | | ||
Hayfin Opal LuxCo 3 Sarl | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Luxembourg | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
591,243 | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
591,243 | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
591,243 | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
0.80% (1) | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON | | | ||
OO | | | |||
| |
(1) Calculated based on 73,042,427 shares of the Issuer’s Common Stock outstanding as reported by the Issuer.
CUSIP No. 74975N 105 | 13G |
1 | NAMES OF REPORTING PERSONS | | | ||
Hayfin Special Opportunities Fund II (AIV IB) LP | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
522,047 | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
522,047 | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
522,047 | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
0.71% (1) | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON | | | ||
PN | | | |||
| |
(1) Calculated based on 73,042,427 shares of the Issuer’s Common Stock outstanding as reported by the Issuer.
CUSIP No. 74975N 105 | 13G |
1 | NAMES OF REPORTING PERSONS | | | ||
Hayfin SOF II USD Co-Invest LP | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Cayman Islands | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
464,551 | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
464,551 | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
464,551 | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
0.63% (1) | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON | | | ||
PN | | | |||
| |
(1) Calculated based on 73,042,427 shares of the Issuer’s Common Stock outstanding as reported by the Issuer.
CUSIP No. 74975N 105 | 13G |
1 | NAMES OF REPORTING PERSONS | | | ||
Hayfin Topaz GP Limited | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Cayman Islands | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
154,847 | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
154,847 | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
154,847 (1) | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
0.21% (1) | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON | | | ||
OO | | | |||
| |
(1) Calculated based on 73,042,427 shares of the Issuer’s Common Stock outstanding as reported by the Issuer.
CUSIP No. 74975N 105 | 13G |
1 | NAMES OF REPORTING PERSONS | | | ||
Hayfin Topaz LP | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Cayman Islands | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
154,847 | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
154,847 | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
154,847 | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
0.21% (1) | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON | | | ||
PN | | | |||
| |
(1) Calculated based on 73,042,427 shares of the Issuer’s Common Stock outstanding as reported by the Issuer.
CUSIP No. 74975N 105 | 13G |
1 | NAMES OF REPORTING PERSONS | | | ||
Hayfin Topaz LuxCo 3 SCA | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Luxembourg | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | | | |
0 | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
154,847 | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
154,847 | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
154,847 | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | ||
0.21% (1) | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON | | | ||
OO | | | |||
| |
(1) Calculated based on 73,042,427 shares of the Issuer’s Common Stock outstanding as reported by the Issuer.
Item 1 (a). | Name of Issuer: |
RTI Surgical Holdings, Inc. (the “Issuer”)
Item 1 (b). | Address of Issuer’s Principal Executive Offices: |
520 Lake Cook Road, Suite 315
Deerfield, Illinois 60015
Item 2 (a). | Name of Person Filing: |
This statement is being filed on behalf of the following (collectively, the “Reporting Persons”): (1) Hayfin Capital Holdings Limited
(“Hayfin Capital”); (2) Hayfin Management Holdings Limited (“Hayfin Holdings”); (3) Hayfin SOF II GP Limited (“SOF II GP”); (4) Hayfin SOF II GP LP (“SOF II LP”); (5) Hayfin Special Opportunities Fund II (AIV I) LP (“AIV I”); (6) Hayfin
Management Limited (“Hayfin Management”); (7) Hayfin Opal Holdings Limited (“Opal Holdings”); (8) Hayfin Opal LuxCo 3 Sarl (“Opal 3”); (9) Hayfin Special Opportunities Fund II (AIV IB) LP, LP (“AIV IB” and together with AIV I, the “AIV Funds”);
(10) Hayfin SOF II USD Co-Invest LP (“SOF II Co-Invest”); (11) Hayfin Topaz GP Limited (“Topaz GP”); (12) Hayfin Topaz LP (“Topaz LP”); and (13) Hayfin Topaz LuxCo 3 SCA (“Topaz 3”).
Hayfin Capital is the direct owner of Hayfin Holdings, which is the direct owner of SOF II GP, which in turn is the general partner of
SOF II Co-Invest and SOF II LP. SOF II LP is the general partner of each of the AIV Funds. Hayfin Holdings is the direct owner of Hayfin Management, which in turn owns all of the voting power of Opal Holdings, which is in turn the indirect owner
of Opal 3. Hayfin Holdings is the direct owner of Topaz GP, which is in turn the general partner of Topaz LP, which is turn the indirect owner of Topaz 3.
Item 2 (b). | Address of Principal Business Office or, if none, Residence: |
For each of the Reporting Persons:
c/o Hayfin Capital Management LLP
One Eagle Place
London, SW1Y 6AF, United Kingdom
Item 2 (c). | Citizenship: |
Hayfin Capital Holdings Limited – Cayman Islands
Hayfin Management Holdings Limited – Cayman Islands
Hayfin SOF II GP Limited – Cayman Islands
Hayfin SOF II GP LP – Cayman Islands
Hayfin Special Opportunities Fund II (AIV I) LP – Delaware
Hayfin Management Limited – Cayman Islands
Hayfin Opal Holdings Limited – Cayman Islands
Hayfin Opal LuxCo 3 Sarl – Luxembourg
Hayfin Special Opportunities Fund II (AIV IB) LP – Delaware
Hayfin SOF II USD Co-Invest LP – Cayman Islands
Hayfin Topaz GP Limited – Cayman Islands
Hayfin Topaz LP – Cayman Islands
Hayfin Topaz LuxCo 3 SCA – Luxembourg
Item 2 (d). | Title of Class of Securities: |
Common Stock par value $0.001 per share (“Common Stock”)
Item 2 (e). | CUSIP Number: |
74975N 105
Item 3. | Not Applicable |
Item 4 | Ownership |
Item 4(a) | Amount Beneficially Owned |
The Reporting Persons may be deemed to beneficially own in the aggregate 5,631,026 shares of the Issuer’s Common Stock, representing, in
the aggregate, 7.70% of the Issuer’s Common Stock. The calculation of the foregoing percentage is based on 73,042,427 shares of the Issuer’s Common Stock outstanding as
reported by the Issuer.
The following shares were owned by the Reporting Persons on March 8, 2019:
Hayfin Capital owned 5,631,026 shares of Common Stock of the Issuer representing approximately 7.70% of the Outstanding Shares.
Hayfin Holdings owned 5,631,026 shares of Common Stock of the Issuer representing approximately 7.70% of the Outstanding Shares.
SOF II GP owned 4,884,936 shares of Common Stock of the Issuer representing approximately 6.68% of the Outstanding Shares.
SOF II LP owned 4,420,385 shares of Common Stock of the Issuer representing approximately 6.05% of the Outstanding Shares.
AIV I owned 3,898,338 shares of Common Stock of the Issuer representing less than 5.33% of the Outstanding Shares.
Hayfin Management owned 591,243 shares of Common Stock of the Issuer representing approximately 0.80% of the Outstanding Shares.
Opal Holdings owned 591,243 shares of Common Stock of the Issuer representing approximately 0.80% of the Outstanding Shares.
Opal 3 owned 591,243 shares of Common Stock of the Issuer representing approximately 0.80% of the Outstanding Shares.
AIV IB owned 522,047 shares of Common Stock of the Issuer representing approximately 0.71% of the Outstanding Shares.
SOF II Co-Invest owned 464,551 shares of Common Stock of the Issuer representing approximately 0.63% of the Outstanding Shares.
Topaz GP owned 154,847 shares of Common Stock of the Issuer representing approximately 0.21% of the Outstanding Shares.
Topaz LP owned 154,847 shares of Common Stock of the Issuer representing approximately 0.21% of the Outstanding Shares.
Topaz 3 owned 154,847 shares of Common Stock of the Issuer representing approximately 0.21% of the Outstanding Shares.
Each of the Reporting Persons disclaims beneficial ownership of the shares listed in this report, and this report shall not be deemed an
admission the Reporting Persons is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.
By virtue of the relationship among the Reporting Persons described herein, the Reporting Persons may be deemed to share beneficial
ownership with respect to the shares reported herein. Each of the Reporting Persons expressly disclaims the existence of such beneficial ownership and this report shall not be deemed an admission that any of the Reporting Persons is the
beneficial owner of the securities for the purpose of Section 16 or any other purposes, except to the extent of its pecuniary interest therein.
Item 4(b) | Percent of Class |
See Item 4(a) hereof.
Item 4(c) | Number of Shares as to which Such Person has: |
(i) | Sole power to vote or to direct the vote: |
See Row 5 of each cover page.
(ii) | Shared power to vote or to direct the vote: |
See Row 6 of each cover page.
(iii) | Sole power to dispose or to direct the disposition of: |
See Row 7 of each cover page.
(iv) | Shared power to dispose or to direct the disposition of: |
See Row 8 of each cover page.
Item 5. | Ownership of Five Percent or Less of a Class |
Not applicable.
Item 6. | Ownership of More Than Five Percent on Behalf of Another Person |
Not Applicable.
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company |
Not Applicable.
Item 8. | Identification and Classification of Members of the Group |
See Item 4(a) above.
Item 9. | Notice of Dissolution of Group |
Not Applicable.
Item 10. | Certification |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired
and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having the purpose or
effect, other than activities solely in connection with a nomination under § 240.14a-11.
SIGNATURE
After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true,
complete and correct.
Dated: March 18, 2019
HAYFIN CAPITAL HOLDINGS LIMITED | ||
By: | /s/ Mark Tognolini | |
Name: | Mark Tognolini | |
Title | Director |
HAYFIN MANAGEMENT HOLDINGS LIMITED | ||
By: | /s/ Lorna Carroll | |
Name: | Lorna Carroll | |
Title: | Director |
HAYFIN SOF II GP LIMITED | ||
By: | /s/ Lorna Carroll | |
Name: | Lorna Carroll | |
Title: | Director |
HAYFIN SOF II GP LP | ||
By: Hayfin SOF II GP Limited, its general partner | ||
By: | /s/ Lorna Carroll | |
Name: | Lorna Carroll |
HAYFIN SPECIAL OPPORTUNITIES FUND II (AIV I) LP | ||
By: Hayfin SOF II GP LP, its general partner | ||
By: Hayfin SOF II GP Limited, its general partner | ||
By: | /s/ Lorna Carroll | |
Name: | Lorna Carroll | |
Title: | Director |
HAYFIN MANAGEMENT LIMITED | ||
By: | /s/ Evert Brunekreef | |
Name: | Evert Brunekreef | |
Title: | Director |
HAYFIN OPAL HOLDINGS LIMITED | ||
By: | /s/ Lorna Carroll | |
Name: | Lorna Carroll | |
Title: | Director |
HAYFIN OPAL LUXCO 3 SARL | ||
By: | /s/ John Malloy | |
Name: | John Malloy | |
Title: | Director |
HAYFIN SPECIAL OPPORTUNITIES FUND II (AIV IB) LP | ||
By: Hayfin SOF II GP LP, its general partner | ||
By: Hayfin SOF II GP Limited, its general partner | ||
By: | /s/ Lorna Carroll | |
Name: | Lorna Carroll | |
Title: | Director |
HAYFIN SOF II USD CO-INVEST LP | ||
By: Hayfin SOF II GP Limited, its general partner | ||
By: | /s/ Lorna Carroll | |
Name: | Lorna Carroll | |
Title: | Director | |
HAYFIN TOPAZ GP LIMITED | ||
By: | /s/ Lorna Carroll | |
Name: | Lorna Carroll | |
Title: | Director |
HAYFIN TOPAZ LP | ||
By: Hayfin Topaz GP, its general partner | ||
By: | /s/ Lorna Carroll | |
Name: | Lorna Carroll | |
Title: | Director | |
HAYFIN TOPAZ LUXCO 3 SCA | ||
By: | /s/ John Malloy | |
Name: | John Malloy | |
Title: | Director |