Filing Details
- Accession Number:
- 0000912282-19-000027
- Form Type:
- 13D Filing
- Publication Date:
- 2019-03-08 13:12:16
- Filed By:
- Atwood Brent
- Company:
- Globestar Therapeutics Corp (OTCMKTS:GSTC)
- Filing Date:
- 2019-03-08
- SEC Url:
- 13D Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Brent Atwood | 0 | 0 | 0 | 0 | 0 | 0.0% |
Equine Holdings | 0 | 0 | 0 | 0 | 0 | 0.0% |
EQuine Holdings Charter Private Equity Fund XIII | 0 | 0 | 0 | 0 | 0 | 0.0% |
Equine Charter Private Equity Fund XX | 0 | 0 | 0 | 0 | 0 | 0.0% |
Equine Charter Private Equity Fund XI | 0 | 0 | 0 | 0 | 0 | 0.0% |
Equine Charter Private Equity Fund XII | 0 | 0 | 0 | 0 | 0 | 0.0% |
Equine Holdings Charter PE Fund XXI | 0 | 0 | 0 | 0 | 0 | 0.0% |
eQuine Charter Private Equity Fund XV | 0 | 0 | 0 | 0 | 0 | 0.0% |
eQuine Charter Private Equity Fund DCCCLXXXVIII | 0 | 0 | 0 | 0 | 0 | 0.0% |
eQuine Charter Private Equity Fund VII | 0 | 0 | 0 | 0 | 0 | 0.0% |
eQuine Private Equity Fund 755460 | 0 | 0 | 0 | 0 | 0 | 0.0% |
Cargill - Atwood Family Private Equity Fund | 0 | 0 | 0 | 0 | 0 | 0.0% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_______________
_______________
SCHEDULE 13D/A
(Amendment No. 1)
Under the Securities Exchange Act of 1934
ANGIOSOMA INC.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
03476L102
(CUSIP Number)
Brent Atwood
5000 Riverside Drive
Ste 100E Bldg 6
Irving, Texas 75039
Telephone: (907) 738-8458
With a copy to:
John Cooley
5000 Riverside Drive
Ste 100E Bldg 6
Irving, Texas 75039
Telephone: (972) 974-8979
(Name, Address and Telephone Number of
Person Authorized to
Receive Notices and Communications)
February 25, 2019
Date of Event Which Requires Filing of This Statement)
_______________
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and
is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. ☐
Note: Schedules filed in paper format
shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities
Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes)
CUSIP No. 03476L102 | ||||
1 | NAMES OF REPORTING PERSONS | | | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | ||
Brent Atwood | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☒ | |
(b) | ☐ | |||
| | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | |
OO | | | ||
| | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | |
| | |||
| | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
United States of America | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
8 | SHARED VOTING POWER | | | |
-0- | | | ||
| | |||
9 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
10 | SHARED DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
-0- | | | ||
| | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | |
| | |||
| | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | |
0.0%* | | | ||
| | |||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | |
IN | | | ||
| |
___________________
* Calculated based on 91,848,197 shares of Common Stock issued and outstanding as of February 13, 2019, as reported in the Issuer’s Quarterly Report on Form 10‑Q filed on February 19, 2019 for the
quarterly period ended December 31, 2018.
CUSIP No. 03476L102 | ||||
1 | NAMES OF REPORTING PERSONS | | | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | ||
Equine Holdings, LLC | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☒ | |
(b) | ☐ | |||
| | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | |
OO | | | ||
| | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | |
| | |||
| | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Wyoming | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
8 | SHARED VOTING POWER | | | |
-0- | | | ||
| | |||
9 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
10 | SHARED DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
-0- | | | ||
| | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | |
| | |||
| | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | |
0.0%* | | | ||
| | |||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | |
OO | | | ||
| |
___________________
* Calculated based on 91,848,197 shares of Common Stock issued and outstanding as of February 13, 2019, as reported in the Issuer’s Quarterly Report on Form 10‑Q filed on February 19, 2019 for the
quarterly period ended December 31, 2018.
CUSIP No. 03476L102 | ||||
1 | NAMES OF REPORTING PERSONS | | | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | ||
EQuine Holdings Charter Private Equity Fund XIII 13 | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☒ | |
(b) | ☐ | |||
| | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | |
OO | | | ||
| | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | |
| | |||
| | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Wyoming | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
8 | SHARED VOTING POWER | | | |
-0- | | | ||
| | |||
9 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
10 | SHARED DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
-0- | | | ||
| | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | |
| | |||
| | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | |
0.0%* | | | ||
| | |||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | |
OO | | | ||
| |
___________________
* Calculated based on 91,848,197 shares of Common Stock issued and outstanding as of February 13, 2019, as reported in the Issuer’s Quarterly Report on Form 10‑Q filed on February 19, 2019 for the
quarterly period ended December 31, 2018.
CUSIP No. 03476L102 | ||||
1 | NAMES OF REPORTING PERSONS | | | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | ||
Equine Charter Private Equity Fund XX | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☒ | |
(b) | ☐ | |||
| | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | |
OO | | | ||
| | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | |
| | |||
| | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Wyoming | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
8 | SHARED VOTING POWER | | | |
-0- | | | ||
| | |||
9 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
10 | SHARED DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
-0- | | | ||
| | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | |
| | |||
| | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | |
0.0%* | | | ||
| | |||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | |
OO | | | ||
| |
___________________
* Calculated based on 91,848,197 shares of Common Stock issued and outstanding as of February 13, 2019, as reported in the Issuer’s Quarterly Report on Form 10‑Q filed on February 19, 2019 for the
quarterly period ended December 31, 2018.
CUSIP No. 03476L102 | ||||
1 | NAMES OF REPORTING PERSONS | | | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | ||
Equine Charter Private Equity Fund XI | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☒ | |
(b) | ☐ | |||
| | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | |
OO | | | ||
| | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | |
| | |||
| | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Wyoming | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
8 | SHARED VOTING POWER | | | |
-0- | | | ||
| | |||
9 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
10 | SHARED DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
-0- | | | ||
| | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | |
| | |||
| | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | |
0.0%* | | | ||
| | |||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | |
OO | | | ||
| |
___________________
* Calculated based on 91,848,197 shares of Common Stock issued and outstanding as of February 13, 2019, as reported in the Issuer’s Quarterly Report on Form 10‑Q filed on February 19, 2019 for the
quarterly period ended December 31, 2018.
CUSIP No. 03476L102 | ||||
1 | NAMES OF REPORTING PERSONS | | | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | ||
Equine Charter Private Equity Fund XII | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☒ | |
(b) | ☐ | |||
| | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | |
OO | | | ||
| | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | |
| | |||
| | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Wyoming | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
8 | SHARED VOTING POWER | | | |
-0- | | | ||
| | |||
9 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
10 | SHARED DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
-0- | | | ||
| | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | |
| | |||
| | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | |
0.0%* | | | ||
| | |||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | |
OO | | | ||
| |
___________________
* Calculated based on 91,848,197 shares of Common Stock issued and outstanding as of February 13, 2019, as reported in the Issuer’s Quarterly Report on Form 10‑Q filed on February 19, 2019 for
the quarterly period ended December 31, 2018.
CUSIP No. 03476L102 | ||||
1 | NAMES OF REPORTING PERSONS | | | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | ||
Equine Holdings Charter PE Fund XXI | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☒ | |
(b) | ☐ | |||
| | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | |
OO | | | ||
| | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | |
| | |||
| | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Wyoming | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
8 | SHARED VOTING POWER | | | |
-0- | | | ||
| | |||
9 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
10 | SHARED DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
-0- | | | ||
| | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | |
| | |||
| | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | |
0.0%* | | | ||
| | |||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | |
OO | | | ||
| |
___________________
* Calculated based on 91,848,197 shares of Common Stock issued and outstanding as of February 13, 2019, as reported in the Issuer’s Quarterly Report on Form 10‑Q filed on February 19, 2019 for
the quarterly period ended December 31, 2018.
CUSIP No. 03476L102 | ||||
1 | NAMES OF REPORTING PERSONS | | | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | ||
eQuine Charter Private Equity Fund XV, LLC | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☒ | |
(b) | ☐ | |||
| | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | |
OO | | | ||
| | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | |
| | |||
| | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Wyoming | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
8 | SHARED VOTING POWER | | | |
-0- | | | ||
| | |||
9 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
10 | SHARED DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
-0- | | | ||
| | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | |
| | |||
| | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | |
0.0%* | | | ||
| | |||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | |
OO | | | ||
| |
___________________
* Calculated based on 91,848,197 shares of Common Stock issued and outstanding as of February 13, 2019, as reported in the Issuer’s Quarterly Report on Form 10‑Q filed on February 19, 2019 for
the quarterly period ended December 31, 2018.
CUSIP No. 03476L102 | ||||
1 | NAMES OF REPORTING PERSONS | | | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | ||
eQuine Charter Private Equity Fund DCCCLXXXVIII, LLC | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☒ | |
(b) | ☐ | |||
| | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | |
OO | | | ||
| | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | |
| | |||
| | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Wyoming | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
8 | SHARED VOTING POWER | | | |
-0- | | | ||
| | |||
9 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
10 | SHARED DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
-0- | | | ||
| | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | |
| | |||
| | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | |
0.0%* | | | ||
| | |||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | |
OO | | | ||
| |
___________________
* Calculated based on 91,848,197 shares of Common Stock issued and outstanding as of February 13, 2019, as reported in the Issuer’s Quarterly Report on Form 10‑Q filed on February 19, 2019 for
the quarterly period ended December 31, 2018.
CUSIP No. 03476L102 | ||||
1 | NAMES OF REPORTING PERSONS | | | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | ||
eQuine Charter Private Equity Fund VII, LLC | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☒ | |
(b) | ☐ | |||
| | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | |
OO | | | ||
| | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | |
| | |||
| | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Wyoming | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
8 | SHARED VOTING POWER | | | |
-0- | | | ||
| | |||
9 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
10 | SHARED DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
-0- | | | ||
| | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | |
| | |||
| | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | |
0.0%* | | | ||
| | |||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | |
OO | | | ||
| |
___________________
* Calculated based on 91,848,197 shares of Common Stock issued and outstanding as of February 13, 2019, as reported in the Issuer’s Quarterly Report on Form 10‑Q filed on February 19, 2019 for
the quarterly period ended December 31, 2018.
CUSIP No. 03476L102 | ||||
1 | NAMES OF REPORTING PERSONS | | | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | ||
eQuine Private Equity Fund 755460, LLC | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☒ | |
(b) | ☐ | |||
| | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | |
OO | | | ||
| | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | |
| | |||
| | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Wyoming | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
8 | SHARED VOTING POWER | | | |
-0- | | | ||
| | |||
9 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
10 | SHARED DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
-0- | | | ||
| | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | |
| | |||
| | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | |
0.0%* | | | ||
| | |||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | |
OO | | | ||
| |
___________________
* Calculated based on 91,848,197 shares of Common Stock issued and outstanding as of February 13, 2019, as reported in the Issuer’s Quarterly Report on Form 10‑Q filed on February 19, 2019 for
the quarterly period ended December 31, 2018.
CUSIP No. 03476L102 | ||||
1 | NAMES OF REPORTING PERSONS | | | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | ||
Cargill - Atwood Family Private Equity Fund, LLC | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☒ | |
(b) | ☐ | |||
| | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | |
OO | | | ||
| | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | |
| | |||
| | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Wyoming | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
8 | SHARED VOTING POWER | | | |
-0- | | | ||
| | |||
9 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
10 | SHARED DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
-0- | | | ||
| | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | |
| | |||
| | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | |
0.0%* | | | ||
| | |||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | |
OO | | | ||
| |
___________________
* Calculated based on 91,848,197 shares of Common Stock issued and outstanding as of February 13, 2019, as reported in the Issuer’s Quarterly Report on Form 10‑Q filed on February 19, 2019 for
the quarterly period ended December 31, 2018.
SCHEDULE 13D
This Amendment No. 1 (this “Amendment”)
to the Statement on Schedule 13D is filed by the Reporting Persons as an amendment to the Schedule 13D filed on December 26, 2018 with the U.S. Securities and Exchange Commission (the “SEC”)
(together, the “Schedule 13D”) with respect to the common shares of AngioSoma Inc. Capitalized terms used but not otherwise defined herein
shall have the meanings ascribed to such terms in the Schedule 13D.
This is the final amendment to the Schedule 13D and constitutes an “exit” filing for the Reporting Persons.
Item 1.Security and Issuer
This Schedule 13D relates to the common shares (the “Common Shares”) of AngioSoma Inc. (the “Issuer”), a Nevada
corporation. The address of the Issuer’s principal executive offices is 2500 Wilcrest Drive, 3rd Floor, Houston, TX 77042.
Item 2.Identity and Background
(a) | This Statement is being filed by Brent Atwood (“Atwood”), Equine Holdings, LLC, a Wyoming limited liability company (“Holdings”), Equine Holdings
Charter Private Equity Fund XIII 13 (“XIII”), a Wyoming limited liability company, Equine Charter Private Equity Fund XX, a Wyoming limited liability company (“XX”), Equine Charter Private Equity Fund XI, a Wyoming limited
liability company (“XI”), Equine Charter Private Equity Fund XII, a Wyoming limited liability company (“XII”), Equine Holdings Charter PE Fund XXI, a Wyoming limited liability company (“XXI”), eQuine Charter Private Equity Fund
XV, LLC, a Wyoming limited liability company (“XV”), eQuine Charter Private Equity Fund DCCCLXXXVIII, LLC, a Wyoming limited liability company (“888”), eQuine Charter Private Equity Fund VII, LLC, a Wyoming limited liability
company (“VII”), eQuine Private Equity Fund 755460, LLC, a Wyoming limited liability company (“755460”), and Cargill - Atwood Family Private Equity Fund, LLC, a Wyoming limited liability company (“CA” and, collectively, the
“Reporting Persons”). Schedule A attached hereto sets forth information referred to in Instruction C of Schedule 13D with respect to each Reporting Person, other than Mr. Atwood. |
(b) | The principal business address of each of the Reporting Persons is 5000 Riverside Drive, Suite 100E, Building 6, Irving, TX 75039. |
(c) | The principal business of each of the Reporting Persons, other than Atwood and Holdings, is to invest in securities and other assets. The principal
business of Holdings is to serve as the manager of the eQuine entities. The principal business of Atwood is to serve as the Chief Executive Manager of the other Reporting Persons. |
(d), (e) | During the last five years, none of the Reporting Persons or any person listed on Schedule A (i) have been convicted in a criminal proceeding (excluding
traffic violations or similar misdemeanors) or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or
final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding any violation with respect to such laws. |
(f) | Atwood is a citizen of the United States of America. |
Item 3.Source and Amount of Funds or Other Consideration
Item 3 of this Schedule 13D is supplemented as follows:
Each of the Reporting Persons, other than Atwood and Holdings, is a private equity fund formed for the purpose of
making investments for its own account. The source of funds for such Reporting Persons is capital committed by the members of such Reporting Persons.
The Reporting Persons purchased the Subject Shares in the transactions
listed on Exhibit 99.2 for aggregate consideration (excluding brokerage commissions) of approximately $53,830.
Item 4.Purpose of Transaction
Item 4 of this Schedule 13D is supplemented and superseded, as the case may be, as follows:
As previously disclosed on the Schedule 13D, on December 1, 2018, the Issuer entered into a partially binding letter of intent to acquire 100% of
the equity interests in Diabetes Relief LLC (the “Transaction”). A copy of the letter of intent was previously filed with the Schedule 13D. In connection with the Transaction, Mr. Atwood was previously, but is no longer, in discussions to
potentially join the management team of the Issuer following completion of the Transaction.
This Amendment is being filed to report
the disposition of all of the Common Shares held as a group by the Reporting Persons. The Reporting Persons as a group are no longer the beneficial owners of five percent or more of the Issuer's Common Stock, and so this Amendment
constitutes an "exit filing" with respect to this Schedule 13D by the Reporting Persons.
Item 5.Interest in Securities of the Issuer
Item 5 is hereby amended and restated as follows:
(a), (b) | As of February 25, 2019, the Reporting Persons (and each of them)
beneficially own no Common Shares. |
| (c) | Exhibit 99.2, which is incorporated by reference into this Item 5(c) as if restated in full, describes all of the transactions in the Common Shares
that were effected in the past 60 days by the Reporting Persons. |
(d) | No other person is known to the Reporting Persons to have the right to receive or the power to direct the receipt of dividends from, or the proceeds
from the sale of, the Subject Shares. |
(e) | The Reporting Persons have ceased to be the beneficial owners of more than five percent of the Company’s Common Shares. |
Item 6.Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
Except for the matters described herein, the Reporting Persons do not have any contract, arrangement, understanding or
relationship (legal or otherwise) with any person with respect to the securities of the Issuer.
Item 7.Material to Be filed as Exhibits
Exhibit No. | Description |
| |
99.1 | Joint Filing Agreement |
99.2 | Trading Data |
Signature
After reasonable inquiry and to the best of each of the undersigned’s knowledge and belief, each of the undersigned
certify that the information set forth in this statement is true, complete and correct.
Date: March 7, 2019 | EQUINE HOLDINGS, LLC |
| |
| By: /s/ John Cooley Name: John Cooley |
| Title: Chief Financial Manager |
| |
| |
| |
Date: March 7, 2019 | EQUINE HOLDINGS CHARTER PRIVATE EQUITY FUND XIII 13 |
| |
| By: /s/ John Cooley |
| Name: John Cooley |
| Title: Chief Financial Manager |
| |
| |
Date: March 7, 2019 | EQUINE CHARTER PRIVATE EQUITY FUND XX |
| |
| By: /s/ John Cooley |
| Name: John Cooley |
| Title: Chief Financial Officer |
| |
| |
Date: March 7, 2019 | EQUINE CHARTER PRIVATE EQUITY FUND XI |
| |
| By:/s/ John Cooley |
| Name: John Cooley |
| Title: Chief Financial Officer |
| |
| |
Date: March 7, 2019 | EQUINE CHARTER PRIVATE EQUITY FUND XII |
| |
| By: /s/ John Cooley |
| Name: John Cooley |
| Title: Chief Financial Officer |
| |
| |
Date: March 7, 2019 | EQUINE HOLDINGS CHARTER PE FUND XXI |
| |
| By:/s/ John Cooley |
| Name: John Cooley |
| Title: Chief Financial Officer |
| |
| |
Date: March 7, 2019 | EQUINE CHARTER PRIVATE EQUITY FUND XV, LLC |
| |
| By: /s/ John Cooley |
| Name: John Cooley |
| Title: Chief Financial Officer |
| |
| |
Date: March 7, 2019 | EQUINE CHARTER PRIVATE EQUITY FUND DCCCLXXXVIII, LLC |
| |
| By:/s/ John Cooley |
| Name: John Cooley |
| Title: Chief Financial Officer |
| |
| |
Date: March 7, 2019 | EQUINE CHARTER PRIVATE EQUITY FUND VII, LLC |
| |
| By: /s/ John Cooley |
| Name: John Cooley |
| Title: Chief Financial Officer |
| |
| |
Date: March 7, 2019 | EQUINE PRIVATE EQUITY FUND 755460, LLC |
| |
| By: /s/ John Cooley |
| Name: John Cooley |
| Title: Chief Financial Officer |
| |
| |
Date: March 7, 2019 | CARGILL - ATWOOD FAMILY PRIVATE EQUITY FUND, LLC |
| |
| By: /s/ John Cooley |
| Name: John Cooley |
| Title: Chief Financial Officer |
| |
| |
Date: March 7, 2019 | By: /s/ Brent Atwood |
| Name: Brent Atwood |
SCHEDULE A
Brent Atwood is the Chief Executive Manager of each of the entities listed as Reporting Persons. Mr. Atwood’s principal business address is
5000 Riverside Drive, Suite 100E, Building 6, Irving, TX 75039. Mr. Atwood's principal business is as a businessman.
John Cooley is the Chief Financial Manager of each of the entities listed as Reporting Persons. Mr. Cooley’s principal business address is
5000 Riverside Drive, Suite 100E, Building 6, Irving, TX 75039. Mr. Cooley’s principal business is as a businessman. Mr. Cooley is a citizen of the United States of America. Mr. Cooley has sole voting and dispositive power over 25,000 shares
of common stock of the Issuer. The trading details relating to his acquisition are contained on Exhibit 99.2.
Holdings is a 1% member of all of the reporting entities. Brent Atwood is the Chief Executive Manager of all of the entities, including
Holdings. John Cooley is the Chief Financial Manager of all of the entities including Holdings. There is a tiered sharing of profits between Holdings and the subsidiary entities.