Filing Details

Accession Number:
0001504304-19-000008
Form Type:
13D Filing
Publication Date:
2019-03-07 15:56:22
Filed By:
Bulldog Investors
Company:
Lazard World Dividend & Income Fund Inc. (NYSE:LOR)
Filing Date:
2019-03-07
SEC Url:
13D Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Bulldog Investors 27,098 380,043 27,098 380,043 5.92%
Phillip Goldstein 27,098 380,043 27,098 380,043 5.92%
Andrew Dakos 27,098 380,043 27,098 380,043 5.92%
Steven Samuels 27,098 380,043 27,098 380,043 5.92%
Filing

SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 3/6/19 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE ___________________________________________________________ 7. SOLE VOTING POWER 27,098 8. SHARED VOTING POWER 380,043 9. SOLE DISPOSITIVE POWER 27,098 _______________________________________________________ 10. SHARED DISPOSITIVE POWER 380,043 11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 407,141 (Footnote 1) 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] ___________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY ROW 11 5.92% 14. TYPE OF REPORTING PERSON IA ____________________________________________________________ 1. NAME OF REPORTING PERSON Phillip Goldstein 2. CHECK THE BOX IF MEMBER OF A GROUP a[] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA ___________________________________________________________ 7. SOLE VOTING POWER 27,098 8. SHARED VOTING POWER 380,043 9. SOLE DISPOSITIVE POWER 27,098 _______________________________________________________ 10. SHARED DISPOSITIVE POWER 380,043 11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 407,141 (Footnote 1) 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] ___________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY ROW 11 5.92% 14. TYPE OF REPORTING PERSON IN __________________________________________________________ 1. NAME OF REPORTING PERSON Andrew Dakos 2. CHECK THE BOX IF MEMBER OF A GROUP a[] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA ___________________________________________________________ 7. SOLE VOTING POWER 27,098 8. SHARED VOTING POWER 380,043 9. SOLE DISPOSITIVE POWER 27,098 _______________________________________________________ 10. SHARED DISPOSITIVE POWER 380,043 11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 407,141 (Footnote 1) 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] ___________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY ROW 11 5.92% 14. TYPE OF REPORTING PERSON IN ___________________________________________________________ 1. NAME OF REPORTING PERSON Steven Samuels 2. CHECK THE BOX IF MEMBER OF A GROUP a[] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA ___________________________________________________________ 7. SOLE VOTING POWER 27,098 8. SHARED VOTING POWER 380,043 9. SOLE DISPOSITIVE POWER 27,098 _______________________________________________________ 10. SHARED DISPOSITIVE POWER 380,043 11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 407,141 (Footnote 1) 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] ___________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY ROW 11 5.92% 14. TYPE OF REPORTING PERSON IN _______________________________________________________ Item 1. SECURITY AND ISSUER This statement constitutes Amendment #2 to the schedule 13D filed February 20, 2019. Except as specifically set forth herein, the Schedule 13D remains unmodified. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) As per the N-CSRS filed on 09/05/2018, there were 6,880,183 shares of common stock outstanding as of 06/30/2018. The percentages set forth herein were derived using such number. Phillip Goldstein, Andrew Dakos and Steven Samuels own Bulldog Investors, LLC, a registered investment advisor. As of March 6, 2019, Bulldog Investors, LLC is deemed to be the beneficial owner of 407,141 shares of LOR (representing 5.92% of LOR's outstanding shares) solely by virtue of Bulldog Investors LLC's power to direct the vote of,and dispose of, these shares. These 407,141 shares of LOR include 27,098 shares (representing 0.40% of LOR's outstanding shares) that are beneficially owned by the following entities over which Messrs. Goldstein, Dakos and Samuels exercise control: Opportunity Partners LP, Calapasas West Partners LP, Full Value Partners, LP, and MCM Opportunity Partners, LP (collectively, "Bulldog Investors Group of Funds"). All other shares included in the aforementioned 407,141 shares of LOR beneficially owned by Bulldog Investors, LLC (solely by virtue of its power to sell or direct the vote of these shares) are also beneficially owned by clients of Bulldog Investors, LLC who are not members of any group. The total number of these "non-group" shares is 380,043 shares (representing 5.52% of LOR's outstanding shares). (b)Bulldog Investors,LLC has sole power to dispose of and vote 27,098 shares. Bulldog Investors, LLC has shared power to dispose of and vote 380,043 shares. Certain of Bulldog Investors, LLC's clients (none of whom beneficially own more than 5% of LOR's shares) share this power with Bulldog Investors, LLC. Messrs. Goldstein, Dakos and Samuels are control persons of Bulldog Investors, LLC. c) Since the last filing on 3/1/19 the following shares of LOR were sold: Date: Shares: Price: 03/06/19 (82,000) 9.9166 03/04/19 (1,892) 10.0104 03/01/19 (17,323) 10.0144 d) Clients of Bulldog Investors, LLC are entitled to receive any dividends or sales proceeds. e) N/A ITEM 6. CONTRACTS,ARRANGEMENTS,UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. None ITEM 7. MATERIAL TO BE FILED AS EXHIBITS None After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: 3/7/19 By: /S/ Phillip Goldstein Name: Phillip Goldstein By: /S/ Andrew Dakos Name: Andrew Dakos By: /S/ Steven Samuels Name: Steven Samuels Bulldog Investors, LLC By: /s/ Andrew Dakos Andrew Dakos, Member