Filing Details
- Accession Number:
- 0001654954-19-001859
- Form Type:
- 13G Filing
- Publication Date:
- 2019-02-21 17:00:34
- Filed By:
- Brauser Michael
- Company:
- Polarityte Inc. (NASDAQ:PTE)
- Filing Date:
- 2019-02-21
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Michael Brauser | 1,116,701 | 331,467 | 1,116,701 | 331,467 | 1,448,168 | 6.7% |
Filing
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
SCHEDULE 13G/A
(Rule 13d-102)
(Amendment No. 2)
INFORMATION
TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT
TO
RULE 13d-2(b)
|
POLARITYTE, INC. |
| (Name of
Issuer) |
| |
| COMMON STOCK, PAR
VALUE $0.001 PER SHARE |
| (Title of Class of
Securities) |
| |
| 731094108 |
| (CUSIP
Number) |
| |
| December 31,
2018 |
| (Date of Event
Which Requires Filing of This Statement) |
Check
the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[ ]
Rule 13d-1(b)
[x]
Rule 13d-1(c)
[ ]
Rule 13d-1(d)
| CUSIP
No. 731094108 |
| 1 | NAME OF
REPORTING PERSONS S.S. OR
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES
ONLY) Michael
Brauser |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)
☐
(b) ☐ |
| 3 | SEC USE
ONLY |
| 4 | CITIZENSHIP OR
PLACE OF ORGANIZATION United
States |
| NUMBER
OF SHARES | 5 | SOLE
VOTING POWER 1,116,701 |
| BENEFICIALLY OWNED
BY | 6 | SHARED
VOTING POWER 331,467 |
| EACH REPORTING | 7 | SOLE
DISPOSITIVE POWER 1,116,701 |
| PERSON
WITH | 8 | SHARED
DISPOSITIVE POWER 331,467 |
| 9 | AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,448,168 (1) |
| 10 | CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.7%
(based on 21,456,643 shares issued and outstanding as of January
14, 2019) |
| 12 | TYPE OF
REPORTING PERSON* IN |
(1).
Includes 464,505 shares of common stock held by
Michael Brauser; 303,601 shares of common stock held by Grander
Holdings, Inc. 401K (“401K”), (ii) 652,196 shares of
common stock held by Michael & Betsy Brauser Tenants by
Entirety (“TBE”) and (iii) 27,866 shares of common
stock held by Betsy & Michael Brauser Charitable Family
Foundation (the “Foundation”). Mr. Brauser is the
Trustee of 401K and Chairman of the Foundation and in such capacities is deemed to hold voting
and dispositive power over the securities held by such
entities. Mr. Brauser and his
wife, Betsy Brauser, jointly hold the securities held by TBE. As a
tenant by entirety with Mrs. Brauser, Mr. Brauser holds voting and
dispositive power over the securities jointly
held.
Item
1(a).
Name of
Issuer:
PolarityTE,
Inc., a Delaware corporation (“Issuer”)
Item
1(b).
Address of Issuer's
Principal Executive Offices:
1960 S 4250 W, Salt Lake City, UT 84104
Item
2(a).
Name of Person
Filing.
This statement is being filed by Michael Brauser, 401K, Foundation
and TBE (collectively, the “Reporting
Persons”).
Item
2(b).
Address of
Principal Business Office or, if None, Residence.
The Reporting Persons’ business address is 2650 N
Military Trail, Suite 300, Boca Raton, FL 33432.
Item
2(c).
Citizenship.
United
States/Florida.
Item
2(d).
Title of Class of
Securities.
Common
Stock, par value $0.001.
Item
2(e).
CUSIP
Number.
731094108
Item
3.
Type of
Person
Not
applicable.
Item
4.
Ownership.
(a)
Amount beneficially owned: 1,448,168
(b)
Percent of class: 6.7% (based on
21,456,643 shares issued and outstanding as of January 14,
2019)
(c)
Number of shares as to which the person has:
(i)
Sole power to vote or to direct the vote: 1,116,701
(ii)
Shared power to vote or to direct the vote: 331,467
(iii)
Sole power to dispose or to direct the disposition of: 1,116,701
(iv) Shared power to dispose or to direct the
disposition of: 331,467
Item
5.
Ownership of Five
Percent or Less of a Class.
Not
applicable.
Item
6.
Ownership of More
than Five Percent on Behalf of Another Person.
Not
applicable.
Item
7.
Identification and
Classification of the Subsidiary Which Acquired the Security Being
Reported by the Parent Holding Company.
Not
applicable.
Item
8.
Identification and
Classification of Members of the Group.
Not
applicable.
Item
9.
Notice of
Dissolution of Group.
Not
applicable.
Item
10.
Certifications.
By
signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or
effect.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true,
complete and correct.
| Dated:
February 21,
2019 | | /s/
Michael Brauser |
| | | Michael
Brauser |
| Dated:
February 21,
2019 | GRANDER
HOLDINGS INC. 401K | |
| | | |
| | By: | /s/
Michael Brauser |
| | | Michael
Brauser, Trustee |
| Dated:
February 21,
2019 | BETSY
& MICHAEL BRAUSER CHARITABLE FAMILY
FOUNDATION | |
| | | |
| | By: | /s/
Michael Brauser |
| | | Michael
Brauser, Trustee |
| Dated:
February 21, 2019 | MICHAEL
& BETSY BRAUSER TENANTS BY ENTIRETY | |
| | | |
| | By: | /s/
Michael Brauser |
| | | Michael
Brauser |
| | | |
| | By: | /s/
Betsy Brauser |
| | | Betsy
Brauser |
| | | |