Filing Details
- Accession Number:
- 0001140361-19-003435
- Form Type:
- 13G Filing
- Publication Date:
- 2019-02-19 14:00:04
- Filed By:
- Investec Asset Management Ltd
- Company:
- Anglogold Ashanti Ltd (NYSE:AU)
- Filing Date:
- 2019-02-19
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Investec Asset Management Limited | 0 | 10,777,260 | 0 | 10,777,260 | 10,777,260 | 2.61% |
| Investec Asset Management (Pty) Limited | 0 | 10,777,260 | 0 | 10,777,260 | 10,777,260 | 2.61% |
Filing
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No.4)*
INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
AngloGold Ashanti Limited
(Name of Issuer)
Ordinary Shares of par value ZAR 0.25
(Title of Class of Securities)
S04255196
(CUSIP Number)
December 31, 2018
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| ☑ | Rule 13d-1(b) |
| ☐ | Rule 13d-1(c) |
| ☐ | Rule 13d-1(d) |
SCHEDULE 13G
| CUSIP S04255196 |
| 1 | NAME OF REPORTING PERSON | | | ||
| S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | | | |||
| Investec Asset Management Limited | | | |||
| | | ||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
| (a)☐ | |||||
| (b)☐ | | | |||
| 3 | SEC USE ONLY | | | ||
| | | | |||
| | | ||||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
| United Kingdom | | | |||
| | | ||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
| 0 | | | |||
| | | ||||
| 6 | SHARED VOTING POWER | | | ||
| 10,777,260 | | | |||
| | | ||||
| 7 | SOLE DISPOSITIVE POWER | | | ||
| 0 | | | |||
| | | ||||
| 8 | SHARED DISPOSITIVE POWER | | | ||
| 10,777,260 | | | |||
| | | ||||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
| 10,777,260 | | | |||
| | | ||||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | | | ||
| ☐ | | | |||
| | | ||||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
| 2.61% | | | |||
| | | ||||
| 12 | TYPE OF REPORTING PERSON | | | ||
| FI | | | |||
| | | ||||
SCHEDULE 13G
| CUSIP S04255196 |
| 1 | NAME OF REPORTING PERSON | | | ||
| S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | | | |||
| Investec Asset Management (Pty) Limited | | | |||
| | | ||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
| (a)☐ | |||||
| (b)☐ | | | |||
| 3 | SEC USE ONLY | | | ||
| | | | |||
| | | ||||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
| United Kingdom | | | |||
| | | ||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
| 0 | | | |||
| | | ||||
| 6 | SHARED VOTING POWER | | | ||
| 10,777,260 | | | |||
| | | ||||
| 7 | SOLE DISPOSITIVE POWER | | | ||
| 0 | | | |||
| | | ||||
| 8 | SHARED DISPOSITIVE POWER | | | ||
| 10,777,260 | | | |||
| | | ||||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
| 10,777,260 | | | |||
| | | ||||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | | | ||
| ☐ | | | |||
| | | ||||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
| 2.61% | | | |||
| | | ||||
| 12 | TYPE OF REPORTING PERSON | | | ||
| FI | | | |||
| | | ||||
Schedule 13G
| Item 1(a). | Name of Issuer: |
Anglogold Ashanti Ltd.
| Item 1(b). | Address of Issuer’s Principal Executive Offices: |
76 Jeppe Street Newtown 2001 Johannesburg, 2001 South Africa
| Item 2(a). | Name of Person Filing: |
Investec Asset Management Ltd
Investec Asset Management (PTY) Limited
| Item 2(b). | Address of Principal Business Office or, if None, Residence: |
Investec Asset Management Limited
Woolgate Exchange
25 Basinghall Street
London
EC2V 5HA
United Kingdom
Investec Asset Management (PTY) Limited
36 Hans Strijdom Avenue
Foreshore
Cape Town 8000, Republic of South Africa
| Item 2(c). | Citizenship: |
United Kingdom
| Item 2(d). | Title of Class of Securities: |
Ordinary Shares of par
value ZAR 0.25
| Item 2(e). | CUSIP Number: |
S04255196
| Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: |
| (a) | ☐ | Broker or Dealer Registered Under Section 15 of the Act (15 U.S.C. 78o) |
| (b) | ☐ | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c) |
| (c) | ☐ | Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c) |
| (d) | ☐ | Investment Company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8) |
| (e) | ☐ | Investment Adviser in accordance with § 240.13d-1(b)(1)(ii)(E) |
| (f) | ☐ | Employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F) |
| (g) | ☐ | Parent Holding Company or control person in accordance with §240.13d-1(b)(ii)(G) |
| (h) | ☐ | Savings Association as defined in §3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813) |
| (i) | ☐ | Church plan that is excluded from the definition of an investment company under §3(c)(15) of the Investment Company Act of 1940 (15 U.S.C. 80a-3) |
| (j) | ☑ | A non-U.S. institution in accordance with §240.13d-1(b)(ii)(J) |
| (k) | ☐ | Group, in accordance with §240.13d-1(b)(ii)(K) |
| Item 4. | Ownership. |
| (a) | Amount beneficially owned: |
10,777,260
| (b) | Percent of class1: |
2.61%
| (c) | Number of shares as to which such person has: |
| (i) | Sole power to vote or to direct the vote: |
0
| (ii) | Shared power to vote or to direct the vote: |
10,777,260
| (iii) | Sole power to dispose or to direct the disposition of: |
0
| (iv) | Shared power to dispose or to direct the disposition of: |
10,777,260
| Item 5. | Ownership of Five Percent or Less of a Class. |
Yes
1 Percentages are based on 541,446,223 shares of Common Stock outstanding as disclosed by the issuer.
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not Applicable.
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. |
Not Applicable.
| Item 8. | Identification and Classification of Members of the Group. |
Not Applicable.
| Item 9. | Notice of Dissolution of Group. |
Not Applicable.
| Item 10. | Certification. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and not held for
the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
JOINT FILING AGREEMENT
Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree, as of 14th February 2017 that
only one statement containing the information required by Schedule 13G, and each amendment thereto, need be filed with respect to the ownership by each of the undersigned of shares of Sappi Limited and such statement to which this Joint Filing
Agreement is attached as Exhibit 99.1 is filed on behalf of each of the undersigned.
| INVESTEC ASSET MANAGEMENT LIMITED | ||
| By: | Michael Ginnelly | |
| Chief Compliance Officer | ||
| INVESTEC ASSET MANAGEMENT (PTY) | ||
| By: | Adam Fletcher | |
| Head of Legal and Compliance | ||
SIGNATURE
After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this statement
is true, complete and correct.
Date: February 19th 2019
| · Investec Asset Management (Pty) Limited | ||
| By: | Adam Fletcher | |
| Name: Adam Fletcher | ||
| Title: Head of Legal and Compliance | ||
| · Investec Asset Management Limited | ||
| By: | Michael Ginnelly | |
| Name: Michael Ginnelly | ||
| Title: Chief Compliance Officer | ||