Filing Details
- Accession Number:
- 0001140361-19-003245
- Form Type:
- 13G Filing
- Publication Date:
- 2019-02-14 16:42:45
- Filed By:
- Thomas H. Lee Advisors, Llc
- Company:
- Abm Industries Inc (NYSE:ABM)
- Filing Date:
- 2019-02-14
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Thomas H. Lee Advisors | 0 | 0 | 0 | 0 | 0 | 0.0% |
Thomas H. Lee Equity Fund VII | 0 | 0 | 0 | 0 | 0 | 0.0% |
Thomas H. Lee Parallel Fund VII | 0 | 0 | 0 | 0 | 0 | 0.0% |
Thomas H. Lee Parallel (Cayman) Fund VII | 0 | 0 | 0 | 0 | 0 | 0.0% |
THL Executive Fund VII | 0 | 0 | 0 | 0 | 0 | 0.0% |
THL Fund VII Coinvestment Partners | 0 | 0 | 0 | 0 | 0 | 0.0% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
ABM INDUSTRIES INCORPORATED
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
000957100
(CUSIP Number)
December 31, 2018
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ | Rule 13d-1(b) |
☒ | Rule 13d-1(c) |
☐ | Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities
Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP NO. 000957100 | 13G |
1 | NAME OF REPORTING PERSON | | | ||
Thomas H. Lee Advisors, LLC | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
-0- | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
-0- | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
-0- | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
-0- | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
-0-(1) | | | |||
| | ||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | | | ||
| | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | ||
0.0% | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON | | | ||
OO | | | |||
| |
(1) | Includes all shares owned by Thomas H. Lee Equity Fund VII, L.P.; Thomas H. Lee Parallel Fund VII, L.P.; Thomas H. Lee Parallel (Cayman) Fund VII, L.P.; THL
Executive Fund VII, L.P.; and THL Fund VII Coinvestment Partners, L.P. |
CUSIP NO. 000957100 | 13G |
1 | NAME OF REPORTING PERSON | | | ||
Thomas H. Lee Equity Fund VII, L.P. | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
-0- | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
-0- | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
-0- | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
-0- | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
-0- | | | |||
| | ||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | | | ||
| | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | ||
0.0% | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON | | | ||
PN | | | |||
| |
CUSIP NO. 000957100 | 13G |
1 | NAME OF REPORTING PERSON | | | ||
Thomas H. Lee Parallel Fund VII, L.P. | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
-0- | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
-0- | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
-0- | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
-0- | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
-0- | | | |||
| | ||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | | | ||
| | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | ||
0.0% | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON | | | ||
PN | | | |||
| |
CUSIP NO. 000957100 | 13G |
1 | NAME OF REPORTING PERSON | | | ||
Thomas H. Lee Parallel (Cayman) Fund VII, L.P. | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Cayman Islands | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
-0- | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
-0- | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
-0- | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
-0- | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
-0- | | | |||
| | ||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | | | ||
| | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | ||
0.0% | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON | | | ||
PN | | | |||
| |
CUSIP NO. 000957100 | 13G |
1 | NAME OF REPORTING PERSON | | | ||
THL Executive Fund VII, L.P. | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
-0- | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
-0- | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
-0- | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
-0- | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
-0- | | | |||
| | ||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | | | ||
| | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | ||
0.0% | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON | | | ||
PN | | | |||
| |
CUSIP NO. 000957100 | 13G |
1 | NAME OF REPORTING PERSON | | | ||
THL Fund VII Coinvestment Partners, L.P. | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
-0- | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
-0- | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
-0- | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
-0- | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
-0- | | | |||
| | ||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | | | ||
| | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | ||
0.0% | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON | | | ||
PN | | | |||
| |
CUSIP NO. 000957100 | 13G |
Item 1 (a). | Name of Issuer: |
ABM Industries Incorporated
Item 1 (b). | Address of Issuer’s Principal Executive Offices: |
One Liberty Plaza, 7th Floor
New York, NY 10006
Item 2 (a). | Name of Person Filing: |
This statement is being filed on behalf of the following (collectively, the “Reporting Persons): (1) Thomas H. Lee Advisors, LLC, a
Delaware limited liability company (“Advisors”); (2) Thomas H. Lee Equity Fund VII, L.P., a Delaware limited partnership (“THL Equity VII”); (3) Thomas H. Lee Parallel Fund VII, L.P., a Delaware limited partnership (“THL Parallel Fund VII”); (4)
Thomas H. Lee Parallel (Cayman) Fund VII, L.P., a Cayman Islands exempted limited partnership (“THL Cayman Fund VII”); (5) THL Executive Fund VII, L.P., a Delaware limited partnership (“THL Executive”); and (6) THL Fund VII Coinvestment Partners,
L.P., a Delaware limited partnership (“THL VII Coinvestment”).
Advisors is the general partner of Thomas H. Lee Partners, L.P., which in turn is the general partner of THL VII Coinvestment. In
addition Thomas H. Lee Partners, L.P. is the managing member of THL Equity Advisors VII, LLC, which in turn is the general partner of THL Equity VII, THL Parallel Fund VII, THL Cayman Fund VII and THL Executive.
Item 2 (b). | Address of Principal Business Office or, if none, Residence: |
For each of the Reporting Persons:
c/o Thomas H. Lee Partners, L.P.
100 Federal Street, 35th Floor
Boston, MA 02110
CUSIP NO. 000957100 | 13G |
Item 2 (c). | Citizenship: |
Thomas H. Lee Advisors, LLC – Delaware
Thomas H. Lee Equity Fund VII, L.P. – Delaware
Thomas H. Lee Parallel Fund VII, L.P. – Delaware
Thomas H. Lee Parallel (Cayman) Fund VII, L.P. – Cayman Islands
THL Executive Fund VII, L.P. – Delaware
THL Fund VII Coinvestment Partners, L.P. – Delaware
Item 2 (d). | Title of Class of Securities: |
Common Stock
Item 2 (e). | CUSIP Number: |
000957100
Item 3. | Not Applicable |
Item 4 | Ownership |
Item 4(a) | Amount Beneficially Owned |
This Schedule 13G is being filed on behalf of the Reporting Persons. As of the date hereof, the Reporting Persons beneficially own zero
(0) shares of the Issuer’s Common Stock.
Item 4(b) | Percent of Class |
See Item 4a hereof.
Item 4(c) | Number of Shares as to which Such Person has: |
(i) | Sole power to vote or to direct the vote: 0 |
(ii) | Shared power to vote or to direct the vote: 0 |
(iii) | Sole power to dispose or to direct the disposition of: 0 |
(iv) | Shared power to dispose or to direct the disposition of: 0 |
Item 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be
the beneficial owner of more than 5 percent of the class of securities, check the following ☒.
Item 6. | Ownership of More Than Five Percent on Behalf of Another Person |
None.
CUSIP NO. 000957100 | 13G |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company |
Not Applicable.
Item 8. | Identification and Classification of Members of the Group |
Not applicable.
CUSIP NO. 000957100 | 13G |
Item 9. | Notice of Dissolution of Group |
Not Applicable.
Item 10(c). | Certification |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect,
other than activities solely in connection with a nomination under § 240.14a-11.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is
true, complete and correct.
Dated: February 14, 2019 | THOMAS H. LEE ADVISORS, LLC | |
By: | THL Holdco, LLC, its managing member |
By: | /s/Charles P. Holden | ||
Name: Charles P. Holden | |||
Title: Managing Director |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is
true, complete and correct.
Dated: February 14, 2019 | THOMAS H. LEE EQUITY FUND VII, L.P. | ||
By: | THL Equity Advisors VII, LLC, | ||
its general partner | |||
| By: | Thomas H. Lee Partners, L.P., its sole member | |
By: | Thomas H. Lee Advisors, LLC, its general partner | ||
By: | THL Holdco, LLC, its managing member | ||
By: | /s/Charles P. Holden | ||
Name: Charles P. Holden | |||
Title: Managing Director |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is
true, complete and correct.
Dated: February 14, 2019 | THOMAS H. LEE PARALLEL FUND VII, L.P. | ||
By: | THL Equity Advisors VII, LLC, | ||
its general partner | |||
| By: | Thomas H. Lee Partners, L.P., its sole member | |
By: | Thomas H. Lee Advisors, LLC, its general partner | ||
By: | THL Holdco, LLC, its managing member | ||
By: | /s/Charles P. Holden | ||
Name: Charles P. Holden | |||
Title: Managing Director |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is
true, complete and correct.
Dated: February 14, 2019 | THOMAS H. LEE PARALLEL (CAYMAN) FUND VII L.P. | ||
By: | THL Equity Advisors VII, LLC, its general partner | ||
By: | Thomas H. Lee Partners, L.P., its sole member | ||
By: | Thomas H. Lee Advisors, LLC, its general partner | ||
By: | THL Holdco, LLC, its managing member |
By: | /s/Charles P. Holden | ||
Name: Charles P. Holden | |||
Title: Managing Director |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is
true, complete and correct.
Dated: February 14, 2019 | THL EXECUTIVE FUND VII, L.P. | ||
By: | THL Equity Advisors VII, LLC, its general partner | ||
By: | Thomas H. Lee Partners, L.P., its sole member | ||
By: | Thomas H. Lee Advisors, LLC, its general partner | ||
By: | THL Holdco, LLC, its managing member |
By: | /s/Charles P. Holden | ||
Name: Charles P. Holden | |||
Title: Managing Director |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is
true, complete and correct.
Dated: February 14, 2019 | THL FUND VII COINVESTMENT PARTNERS, L.P. | ||
By: | Thomas H. Lee Partners, L.P., its general partner | ||
By: | Thomas H. Lee Advisors, LLC, its general partner | ||
By: | THL Holdco, LLC, its managing member |
By: | /s/Charles P. Holden | ||
Name: Charles P. Holden | |||
Title: Managing Director |
Exhibit A
AGREEMENT REGARDING THE JOINT FILING OF
SCHEDULE 13G
The undersigned hereby agree as follows:
(i) Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached, and such Schedule 13G is filed on
behalf of each of them; and
(ii) Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and
accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to
believe that such information is inaccurate.
Dated February 14, 2019
THOMAS H. LEE ADVISORS, LLC | |||
By: | THL Holdco, LLC, its managing member | ||
By: | /s/Charles P. Holden | ||
Name: Charles P. Holden | |||
Title: Managing Director |
THOMAS H. LEE EQUITY FUND VII, L.P. | |||
By: | THL Equity Advisors VII, LLC, its general partner | ||
By: | Thomas H. Lee Partners, L.P., its sole member | ||
By: | Thomas H. Lee Advisors, LLC, its general partner | ||
By: | THL Holdco, LLC, its managing member | ||
By: | /s/Charles P. Holden | ||
Name: Charles P. Holden | |||
Title: Managing Director |
THOMAS H. LEE PARALLEL FUND VII, L.P. | |||
By: | THL Equity Advisors VII, LLC, its general partner | ||
By: | Thomas H. Lee Partners, L.P., its sole member | ||
By: | Thomas H. Lee Advisors, LLC, its general partner | ||
By: | THL Holdco, LLC, its managing member | ||
By: | /s/Charles P. Holden | ||
Name: Charles P. Holden | |||
Title: Managing Director |
THOMAS H. LEE PARALLEL (CAYMAN) FUND VII, L.P. | |||
By: | THL Equity Advisors VI, LLC, its general partner | ||
By: | Thomas H. Lee Partners, L.P., its sole member | ||
By: | Thomas H. Lee Advisors, LLC, its general partner | ||
By: | THL Holdco, LLC, its managing member | ||
By: | /s/Charles P. Holden | ||
Name: Charles P. Holden | |||
Title: Managing Director |
THL EXECUTIVE FUND VII, L.P. | |||
By: | THL Equity Advisors VI, LLC, its general partner | ||
By: | Thomas H. Lee Partners, L.P., its sole member | ||
By: | Thomas H. Lee Advisors, LLC, its general partner | ||
By: | THL Holdco, LLC, its managing member | ||
By: | /s/Charles P. Holden | ||
Name: Charles P. Holden | |||
Title: Managing Director |
THL FUND VII COINVESTMENT PARTNERS, L.P. | |||
By: | Thomas H. Lee Partners, L.P., its general partner | ||
By: | Thomas H. Lee Advisors, LLC, its general partner | ||
By: | THL Holdco, LLC, its managing member | ||
By: | /s/Charles P. Holden | ||
Name: Charles P. Holden | |||
Title: Managing Director |
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