Filing Details
- Accession Number:
- 0001104659-19-008791
- Form Type:
- 13G Filing
- Publication Date:
- 2019-02-14 16:41:57
- Filed By:
- Zalik David
- Company:
- Greensky Inc.
- Filing Date:
- 2019-02-14
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
David Zalik | 64,431,899 | 0 | 64,431,899 | 0 | 64,431,899 | 52.7% |
| UNITED STATES |
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| SECURITIES AND EXCHANGE COMMISSION |
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| Washington, DC 20549 |
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SCHEDULE 13G
Under the Securities Exchange Act of 1934
GreenSky, Inc.
(Name of Issuer)
Class A Common Stock, $0.01 par value per share
(Title of Class of Securities)
39572G100
(CUSIP Number)
December 31, 2018
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o | Rule 13d-1(b) |
o | Rule 13d-1(c) |
x | Rule 13d-1(d) |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| 1 | Name of Reporting Persons | |||
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| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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| (a) | o | ||
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| (b) | o | ||
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| 3 | SEC Use Only | |||
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| 4 | Citizenship or Place of Organization | |||
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Number of | 5 | Sole Voting Power | |||
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6 | Shared Voting Power | ||||
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7 | Sole Dispositive Power | ||||
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8 | Shared Dispositive Power | ||||
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| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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| 11 | Percent of Class Represented by Amount in Row 9 | |||
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| 12 | Type of Reporting Person (See Instructions) | |||
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Item 1(a). | Name of Issuer: |
Item 1(b). | Address of Issuers Principal Executive Offices: Atlanta, Georgia 30342 |
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Item 2(a). | Name of Person Filing: |
Item 2(b). | Address of Principal Business Office or, if none, Residence: |
Item 2(c). | Citizenship: |
Item 2(d). | Title of Class of Securities: |
Item 2(e). | CUSIP Number: |
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Item 3. | Not applicable |
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Item 4. | Ownership | ||
| This statement on Schedule 13G relates to the Reporting Persons beneficial ownership interests in the Class A common stock, $0.01 par value per share, of the Issuer (the Class A Common Stock), based on his ownership of common membership interests (Holdco Units) in GreenSky Holdings, LLC, an affiliate of the Issuer (GS Holdings), which are exchangeable (with automatic cancellation of an equal number of shares of Class B common stock of the Issuer) on a one-for-one basis (subject to adjustment) for Class A Common Stock or cash (based on the market price of shares of Class A Common Stock), at the Issuers option.
The shares reported include (i) 51,034,500 shares of Class A Common Stock issuable upon exchange of Holdco Units, which are held by Founders Technology Investors, LLC, a Georgia limited liability company, and (ii) 13,397,399 shares of Class A Common Stock issuable upon exchange of Holdco Units, which are held by Financial Technology Investors, LLC, a Georgia limited liability company. David Zalik is the sole manager of each of Founders Technology Investors, LLC and Financial Technology Investors, LLC. | ||
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| (a) | Amount beneficially owned: 64,431,899 Consists of (i) 51,034,500 shares of Class A Common Stock issuable upon exchange of Holdco Units, which are held by Founders Technology Investors, LLC, and (ii) 13,397,399 shares of Class A Common Stock issuable upon exchange of Holdco Units, which are held by Financial Technology Investors, LLC. | |
| (b) | Percent of class: 52.7% The percentage is calculated using 57,797,385 shares of the Issuers Class A common stock outstanding as of November 8, 2018, as reported in the Issuers Quarterly Report on Form 10-Q for the period ended September 30, 2018, filed with the SEC on November 9, 2018, plus 64,431,899 shares of Class A common stock issuable upon exchange of Holdco Units beneficially owned by the Reporting Person. The percentage assumes the exchange of all Holdco Units held by Founders Technology Investors, LLC and Financial Technology Investors, LLC into shares of Class A common stock, in accordance with Rule 13d-3 of the Act. | |
| (c) | Number of shares as to which such person has:
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| (i) | Sole power to vote or direct the vote: 64,431,899 |
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| (ii) | Shared power to vote or direct the vote: 0 |
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| (iii) | Sole power to dispose or to direct the disposition of: 64,431,899 |
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| (iv) | Shared power to dispose or to direct the disposition of: 0 |
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Item 5. | Ownership of Five Percent or Less of a Class | ||
If the statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o. | |||
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Item 6. | Ownership of More than Five Percent on Behalf of Another Person | ||
| Not applicable | ||
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Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person | ||
| Not applicable | ||
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Item 8. | Identification and Classification of Members of the Group | ||
| Not applicable | ||
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Item 9. | Notice of Dissolution of Group | ||
| Not applicable |
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Item 10. | Certifications |
| Not applicable |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 14, 2019
| DAVID ZALIK |
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| /s/ David Zalik |
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