Filing Details
- Accession Number:
- 0001193125-19-040785
- Form Type:
- 13G Filing
- Publication Date:
- 2019-02-14 16:07:02
- Filed By:
- Boxer Capital, Llc
- Company:
- Dbv Technologies S.a. (NASDAQ:DBVT)
- Filing Date:
- 2019-02-14
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Boxer Capital | . | . | . | . | . | (9). 7.5% |
| Boxer Asset Management Inc | . | . | . | . | . | (9). 7.5% |
| Joe Lewis | . | . | . | . | . | (9). 7.5% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
DBV TECHNOLOGIES S.A.
(Name of Issuer)
Ordinary shares, 0.10 nominal value per share
(Title of Class of Securities)
23306J101 (American Depositary Shares, each representing one-half of one Ordinary Share)
(CUSIP Number)
December 31, 2018
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule if filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
| * | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 23306J101
| 1 | Name of reporting persons.
Boxer Capital, LLC | |||||
| 2 | Check the appropriate box if a member of a group. (See instructions) (a) ☐ (b) ☒
| |||||
| 3 | SEC use only.
| |||||
| 4 | Citizenship or place of organization.
Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | Sole voting power.
-0- | ||||
| 6 | Shared voting power.
2,250,000* | |||||
| 7 | Sole dispositive power.
-0- | |||||
| 8 | Shared dispositive power.
2,250,000* | |||||
| 9 | Aggregate amount beneficially owned by each reporting person.
2,250,000* | |||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (see instructions).
☐ | |||||
| 11 | Percent of class represented by amount in row (9).
7.5%* | |||||
| 12 | Type of reporting person
CO | |||||
| * | Comprised of ordinary shares held through 4,500,000 American Depository Shares, each of which represents one-half of an ordinary share. |
| ** | Based on 30,122,977 ordinary shares outstanding as of September 30, 2018 as set forth in the Issuers report on Form 6-K filed with the Securities and Exchange Commission on October 30, 2018. |
CUSIP No. 23306J101
| 1 | Name of reporting persons.
Boxer Asset Management Inc. | |||||
| 2 | Check the appropriate box if a member of a group. (See instructions) (a) ☐ (b) ☒
| |||||
| 3 | SEC use only.
| |||||
| 4 | Citizenship or place of organization.
Bahamas | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | Sole voting power.
-0- | ||||
| 6 | Shared voting power.
2,250,000* | |||||
| 7 | Sole dispositive power.
-0- | |||||
| 8 | Shared dispositive power.
2,250,000* | |||||
| 9 | Aggregate amount beneficially owned by each reporting person.
2,250,000* | |||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (see instructions).
☐ | |||||
| 11 | Percent of class represented by amount in row (9).
7.5%* | |||||
| 12 | Type of reporting person
CO | |||||
| * | Comprised of ordinary shares held through 4,500,000 American Depository Shares, each of which represents one-half of an ordinary share. |
| ** | Based on 30,122,977 ordinary shares outstanding as of September 30, 2018 as set forth in the Issuers report on Form 6-K filed with the Securities and Exchange Commission on October 30, 2018. |
CUSIP No. 23306J101
| 1 | Name of reporting persons.
Joe Lewis | |||||
| 2 | Check the appropriate box if a member of a group. (See instructions) (a) ☐ (b) ☒
| |||||
| 3 | SEC use only.
| |||||
| 4 | Citizenship or place of organization.
United Kingdom | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | Sole voting power.
-0- | ||||
| 6 | Shared voting power.
2,250,000* | |||||
| 7 | Sole dispositive power.
-0- | |||||
| 8 | Shared dispositive power.
2,250,000* | |||||
| 9 | Aggregate amount beneficially owned by each reporting person.
2,250,000* | |||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (see instructions).
☐ | |||||
| 11 | Percent of class represented by amount in row (9).
7.5%* | |||||
| 12 | Type of reporting person
IN | |||||
| * | Comprised of ordinary shares held through 4,500,000 American Depository Shares, each of which represents one-half of an ordinary share. |
| ** | Based on 30,122,977 ordinary shares outstanding as of September 30, 2018 as set forth in the Issuers report on Form 6-K filed with the Securities and Exchange Commission on October 30, 2018. |
This Amendment No. 1 (Amendment No. 1) amends and supplements the statement on Schedule 13G filed on December 20, 2018 (the Original Filing) by Boxer Capital, LLC (Boxer Capital), Boxer Asset Management Inc. (Boxer Management) and Joe Lewis (together with Boxer Capital and Boxer Management, the Reporting Persons). The Original Filing remains in effect except to the extent that it is amended, restated or superseded by information contained in this Amendment No. 1. Capitalized terms used and not defined in this Amendment No. 1 have the meanings set forth in the Original Filing.
Item 4. Ownership.
| (a) | Amount beneficially owned: |
The Reporting Persons beneficially own 2,250,000 Ordinary Shares. The Ordinary Shares beneficially owned are owned through 4,500,000 ADSs.
| (b) | Percent of class: |
The number of Ordinary Shares beneficially owned by the Reporting Persons represent 7.5% (based on 30,122,977 Ordinary Shares outstanding as of September 30, 2018 as set forth in the Issuers report on Form 6-K filed with the Securities and Exchange Commission on October 30, 2018) of the Issuers outstanding Ordinary Shares.
| (c) | Number of shares as to which such person has: |
| (i) | Sole power to vote or to direct the vote: |
None of the Reporting Persons has the sole power to vote or to direct the vote of any Ordinary Shares the Reporting Persons beneficially own.
| (ii) | Shared power to vote or to direct the vote: |
The Reporting Persons have shared power to vote or to direct the vote of the 2,250,000 Ordinary Shares they beneficially own.
| (iii) | Sole power to dispose or direct the disposition of: |
None of the Reporting Persons has the sole power to dispose or to direct the disposition of any of the Ordinary Shares the Reporting Persons beneficially own.
| (iv) | Shared power to dispose or to direct the disposition of: |
The Reporting Persons have shared power to dispose or to direct the disposition of the 2,250,000 Ordinary Shares they beneficially own.
Item 10. Certification.
(c) By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
Exhibits
| 1 | Joint Filing Agreement among the Reporting Persons, incorporated herein by reference to Exhibit 99.1 to the Schedule 13G filed on December 20, 2018. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| Date: February 14, 2019 | ||
| BOXER CAPITAL, LLC | ||
| By: /s/ Aaron I. Davis | ||
| Name: Aaron I. Davis | ||
| Title: Chief Executive Officer | ||
| BOXER ASSET MANAGEMENT INC. | ||
| By: /s/ Jason Callender | ||
| Name: Jason Callender | ||
| Title: Director | ||
| JOSEPH C. LEWIS | ||
| By: /s/ Joseph C. Lewis | ||
| Joseph C. Lewis, Individually | ||