Filing Details
- Accession Number:
- 0001193125-19-040624
- Form Type:
- 13G Filing
- Publication Date:
- 2019-02-14 15:42:03
- Filed By:
- Granite Ventures Ii L P
- Company:
- Anaplan Inc. (NYSE:PLAN)
- Filing Date:
- 2019-02-14
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Granite Ventures II | 12,351,794 | 12,701,777 | 12,351,794 | 12,701,777 | 12,351,794 | 9.88% |
Granite Ventures Entrepreneurs Fund II | 99,947, | 12,701,777 | 99,947, | 12,701,777 | 99,947 | 0.08% |
GV Anaplan SPV | 250,036 | 12,701,777 | 250,036 | 12,701,777 | 250,036 | 0.20% |
Granite Ventures | 250,036 | 250,036 | 250,036 | 0.20% | ||
Granite Management II | 12,451,741 | 12,451,741 | 12,451,741 | 9.96% | ||
Standish O 146 Grady | 68,848 | 68,848 | 12,770,625 | 10.22% | ||
Jacqueline Berterretche | 0 | 0 | 12,701,777 | 10.16% | ||
Christopher McKay | 4,000 | 4,000 | 12,705,777 | 10.17% |
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G
(Amendment No. 1)*
UNDER THE SECURITIES EXCHANGE ACT OF 1934
Anaplan, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
03272L 108
(CUSIP Number)
December 31, 2018
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 03272L 108 |
1. | Names of Reporting Persons
Granite Ventures II, L.P. (GV II) | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power
12,351,794 shares, except that Granite Management II, LLC (GM II), the general partner of GV II, may be deemed to have sole power to direct the voting of these shares; each of Standish OGrady, a member of the Issuers board of directors, Jacqueline Berterretche and Christopher McKay is a managing director of GM II and as such Mr. OGrady, Ms. Berterretche and Mr. McKay may be deemed to have shared power to direct the voting of these shares. | ||||
6. | Shared Voting Power
See response to row 5. | |||||
7. | Sole Dispositive Power
12,351,794 shares, except that GM II may be deemed to have sole power to direct the disposition of these shares; each of Standish OGrady, a member of the Issuers board of directors, Jacqueline Berterretche and Christopher McKay is a managing director of GM II and as such Mr. OGrady, Ms. Berterretche and Mr. McKay may be deemed to have shared power to direct the disposition of these shares. | |||||
8. | Shared Dispositive Power
See response to row 7. |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
12,351,794 shares | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row 9
9.88%(1) | |||||
12. | Type of Reporting Person (see instructions)
PN |
(1) | Based on 124,964,193 shares of Common Stock outstanding as of November 30, 2018, as reported on the Issuers Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on December 10, 2018. |
CUSIP No. 03272L 108 |
1. | Names of Reporting Persons
Granite Ventures Entrepreneurs Fund II, L.P. (GV EF II) | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power
99,947, except that GM II, the general partner of GV EF II, may be deemed to have sole power to direct the voting of these shares; each of Standish OGrady, a member of the Issuers board of directors, Jacqueline Berterretche and Christopher McKay is a managing director of GM II and as such Mr. OGrady, Ms. Berterretche and Mr. McKay may be deemed to have shared power to direct the voting of these shares. | ||||
6. | Shared Voting Power
See response to row 5. | |||||
7. | Sole Dispositive Power
99,947, except that GM II may be deemed to have sole power to direct the disposition of these shares; each of Standish OGrady, a member of the Issuers board of directors, Jacqueline Berterretche and Christopher McKay is a managing director of GM II and as such Mr. OGrady, Ms. Berterretche and Mr. McKay may be deemed to have shared power to direct the disposition of these shares. | |||||
8. | Shared Dispositive Power
See response to row 7. |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
99,947 shares | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row 9
0.08%(1) | |||||
12. | Type of Reporting Person (see instructions)
PN |
(1) | Based on 124,964,193 shares of Common Stock outstanding as of November 30, 2018, as reported on the Issuers Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on December 10, 2018. |
CUSIP No. 03272L 108 |
1. | Names of Reporting Persons
GV Anaplan SPV, L.P. (GV SPV) | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power
250,036 shares, except that Granite Ventures, LLC (GV LLC), the general partner of GV SPV, may be deemed to have sole power to direct the voting of these shares; each of Standish OGrady, a member of the Issuers board of directors, Jacqueline Berterretche and Christopher McKay is a managing director of GV LLC and as such Mr. OGrady, Ms. Berterretche and Mr. McKay may be deemed to have shared power to direct the voting of these shares. | ||||
6. | Shared Voting Power
See response to row 5. | |||||
7. | Sole Dispositive Power
250,036 shares except that GV LLC may be deemed to have sole power to direct the disposition of these shares; each of Standish OGrady, a member of the Issuers board of directors, Jacqueline Berterretche and Christopher McKay is a managing director of GV LLC and as such Mr. OGrady, Ms. Berterretche and Mr. McKay may be deemed to have shared power to direct the disposition of these shares. | |||||
8. | Shared Dispositive Power
See response to row 7. |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
250,036 shares | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row 9
0.20%(1) | |||||
12. | Type of Reporting Person (see instructions)
PN |
(1) | Based on 124,964,193 shares of Common Stock outstanding as of November 30, 2018, as reported on the Issuers Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on December 10, 2018. |
CUSIP No. 03272L 108 |
1. | Names of Reporting Persons
Granite Ventures, LLC | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
California |
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power
250,036 shares, which shares are directly owned by GV SPV, except that each of Standish OGrady, a member of the Issuers board of directors, Jacqueline Berterretche and Christopher McKay is a managing director of GV LLC and as such Mr. OGrady, Ms. Berterretche and Mr. McKay may be deemed to have shared power to direct the voting of these shares. | ||||
6. | Shared Voting Power
See response to row 5. | |||||
7. | Sole Dispositive Power
250,036 shares, which shares are directly owned by GV SPV, except that each of Standish OGrady, a member of the Issuers board of directors, Jacqueline Berterretche and Christopher McKay is a managing director of GV LLC and as such Mr. OGrady, Ms. Berterretche and Mr. McKay may be deemed to have shared power to direct the disposition of these shares. | |||||
8. | Shared Dispositive Power
See response to row 7. |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
250,036 shares | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row 9
0.20%(1) | |||||
12. | Type of Reporting Person (see instructions)
OO |
(1) | Based on 124,964,193 shares of Common Stock outstanding as of November 30, 2018, as reported on the Issuers Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on December 10, 2018. |
CUSIP No. 03272L 108 |
1. | Names of Reporting Persons
Granite Management II, LLC | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
California |
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power
12,451,741 shares, 12,351,794 of which are directly owned by GV II and 99,947 of which are directly owned by GV EF II, except that each of Standish OGrady, a member of the Issuers board of directors, Jacqueline Berterretche and Christopher McKay is a managing director of GM II and as such Mr. OGrady, Ms. Berterretche and Mr. McKay may be deemed to have shared power to direct the voting of these shares. | ||||
6. | Shared Voting Power
See response to row 5. | |||||
7. | Sole Dispositive Power
12,451,741 shares, 12,351,794 of which are directly owned by GV II and 99,947 of which are directly owned by GV EF II, except that each of Standish OGrady, a member of the Issuers board of directors, Jacqueline Berterretche and Christopher McKay is a managing director of GM II and as such Mr. OGrady, Ms. Berterretche and Mr. McKay may be deemed to have shared power to direct the disposition of these shares. | |||||
8. | Shared Dispositive Power
See response to row 7. |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
12,451,741 shares | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row 9
9.96%(1) | |||||
12. | Type of Reporting Person (see instructions)
OO |
(1) | Based on 124,964,193 shares of Common Stock outstanding as of November 30, 2018, as reported on the Issuers Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on December 10, 2018. |
CUSIP No. 03272L 108 |
1. | Names of Reporting Persons
Standish OGrady | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
United States |
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power
68,848 shares held by Standish H. OGrady and Anne Brophy OGrady, Trustees of The OGrady Revocable Trust, dated January 3, 2014. | ||||
6. | Shared Voting Power
12,701,777 shares, 12,351,794 of which are directly owned by GV II, 99,947 of which are directly owned by GV EF II and 250,036 of which are directly owned by GV SPV, except that each of Standish OGrady, a member of the Issuers board of directors, Jacqueline Berterretche and Christopher McKay is a managing director of GM II and as such Mr. OGrady, Ms. Berterretche and Mr. McKay may be deemed to have shared power to direct the voting of these shares. | |||||
7. | Sole Dispositive Power
68,848 shares held by Standish H. OGrady and Anne Brophy OGrady, Trustees of The OGrady Revocable Trust, dated January 3, 2014. | |||||
8. | Shared Dispositive Power
12,701,777 shares, 12,351,794 of which are directly owned by GV II, 99,947 of which are directly owned by GV EF II and 250,036 of which are directly owned by GV SPV, except that each of Standish OGrady, a member of the Issuers board of directors, Jacqueline Berterretche and Christopher McKay is a managing director of GM II and as such Mr. OGrady, Ms. Berterretche and Mr. McKay may be deemed to have shared power to direct the disposition of these shares. |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
12,770,625 shares | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row 9
10.22%(1) | |||||
12. | Type of Reporting Person (see instructions)
IN |
(1) | Based on 124,964,193 shares of Common Stock outstanding as of November 30, 2018, as reported on the Issuers Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on December 10, 2018. |
CUSIP No. 03272L 108 |
1. | Names of Reporting Persons
Jacqueline Berterretche | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
United States |
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
12,701,777 shares, 12,351,794 of which are directly owned by GV II, 99,947 of which are directly owned by GV EF II and 250,036 of which are directly owned by GV SPV, except that each of Standish OGrady, a member of the Issuers board of directors, Jacqueline Berterretche and Christopher McKay is a managing director of GM II and as such Mr. OGrady, Ms. Berterretche and Mr. McKay may be deemed to have shared power to direct the voting of these shares. | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
12,701,777 shares, 12,351,794 of which are directly owned by GV II, 99,947 of which are directly owned by GV EF II and 250,036 of which are directly owned by GV SPV, except that each of Standish OGrady, a member of the Issuers board of directors, Jacqueline Berterretche and Christopher McKay is a managing director of GM II and as such Mr. OGrady, Ms. Berterretche and Mr. McKay may be deemed to have shared power to direct the disposition of these shares. |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
12,701,777 shares | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row 9
10.16%(1) | |||||
12. | Type of Reporting Person (see instructions)
IN |
(1) | Based on 124,964,193 shares of Common Stock outstanding as of November 30, 2018, as reported on the Issuers Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on December 10, 2018. |
CUSIP No. 03272L 108 |
1. | Names of Reporting Persons
Christopher McKay | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
United States |
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power
4,000 shares | ||||
6. | Shared Voting Power
12,701,777 shares, 12,351,794 of which are directly owned by GV II, 99,947 of which are directly owned by GV EF II and 250,036 of which are directly owned by GV SPV, except that each of Standish OGrady, a member of the Issuers board of directors, Jacqueline Berterretche and Christopher McKay is a managing director of GM II and as such Mr. OGrady, Ms. Berterretche and Mr. McKay may be deemed to have shared power to direct the voting of these shares. | |||||
7. | Sole Dispositive Power
4,000 shares | |||||
8. | Shared Dispositive Power
12,701,777 shares, 12,351,794 of which are directly owned by GV II, 99,947 of which are directly owned by GV EF II and 250,036 of which are directly owned by GV SPV, except that each of Standish OGrady, a member of the Issuers board of directors, Jacqueline Berterretche and Christopher McKay is a managing director of GM II and as such Mr. OGrady, Ms. Berterretche and Mr. McKay may be deemed to have shared power to direct the disposition of these shares. |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
12,705,777 shares | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row 9
10.17%(1) | |||||
12. | Type of Reporting Person (see instructions)
IN |
(1) | Based on 124,964,193 shares of Common Stock outstanding as of November 30, 2018, as reported on the Issuers Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on December 10, 2018. |
Explanatory Note: This Amendment No. 1 to Schedule 13G (this Amendment) is being filed solely to amend and restate in its entirety the Schedule 13G originally filed by the Reporting Persons with the United States Securities and Exchange Commission (the Commission) on February 12, 2019 (the Original Schedule 13G). The Original Schedule 13G did not include 4,000 shares of Common Stock beneficially owned by Christopher McKay. This Amendment corrects the number of shares of Common Stock beneficially owned by Mr. McKay.
Item 1(a). | Name of Issuer: Anaplan, Inc. |
Item 1(b). | Address of Issuers Principal Executive Offices: 50 Hawthorne Street, San Francisco, CA 94105 |
Item 2(a). | Name of Person Filing: |
Granite Ventures, LLC
Granite Management II, LLC
Granite Ventures Entrepreneurs Fund II, L.P.
Granite Ventures II, L.P.
GV Anaplan SPV, L.P.
Standish OGrady
Jacqueline Berterretche
Christopher McKay
Item 2(b). | Address of Principal Business Office or, if none, Residence: The address and principal business office of the Reporting Person is: |
300 Montgomery Street, Suite 638
San Francisco, CA 94104
Item 2(c). | Citizenship: |
Granite Ventures, LLC California
Granite Management II, LLC California
Granite Ventures Entrepreneurs Fund II, L.P. Delaware
Granite Ventures II, L.P. Delaware
GV Anaplan SPV, L.P. Delaware
Standish OGrady United States
Jacqueline Berterretche United States
Christopher McKay United States
Item 2(d). | Title of Class of Securities: Common Stock |
Item 2(e). | CUSIP Number: 03272L 108 |
Item 3. | If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) | ☐ | Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o); | ||
(b) | ☐ | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | ||
(c) | ☐ | Insurance company as defined in section 3(a)19) of the Act (15 U.S.C. 78c); | ||
(d) | ☐ | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); | ||
(e) | ☐ | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | ||
(f) | ☐ | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | ||
(g) | ☐ | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); | ||
(h) | ☐ | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | ||
(i) | ☐ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | ||
(j) | ☐ | A non-U.S. institution in accordance with §240.13d1(b)(1)(ii)(J); | ||
(k) | ☐ | Group, in accordance with §240.13d1(b)(1)(ii)(K). | ||
If filing as a non-U.S. institution in accordance with §240.13d1(b)(1)(ii)(J), please specify the type of institution: |
Item 4. | Ownership |
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
The approximate percentages of Common Stock reported as beneficially owned by the Reporting Persons are based on 124,964,193 shares of Common Stock outstanding as of November 30, 2018, as reported on the Issuers Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on December 10, 2018.
(a) | Amount beneficially owned: See Row 9 of cover page for each Reporting Person. | |||
| ||||
(b) | Percent of class: See Row 11 of cover page for each Reporting Person. | |||
| ||||
(c) | Number of shares as to which the person has: See Row 9 of cover page for each Reporting Person. | |||
| ||||
(i) | Sole power to vote or to direct the vote See Row 5 of cover page for each Reporting Person. | |||
| ||||
(ii) | Shared power to vote or to direct the vote See Row 6 of cover page for each Reporting Person. | |||
| ||||
(iii) | Sole power to dispose or to direct the disposition of See Row 7 of cover page for each Reporting Person. | |||
| ||||
(iv) | Shared power to dispose or to direct the disposition of See Row 8 of cover page for each Reporting Person. | |||
|
Item 5. | Ownership of 5 Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ☐.
Item 6. | Ownership of More than 5 Percent on Behalf of Another Person |
Not applicable.
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. |
Not applicable.
Item 8. | Identification and Classification of Members of the Group |
Not applicable.
Item 9. | Notice of Dissolution of a Group |
Not applicable.
Item 10. | Certification |
Not applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
GRANITE MANAGEMENT II, LLC | ||
By Granite Ventures, LLC | ||
Its Managing Member | ||
By | /s/ Jacqueline Berterretche | |
Printed Name: Jacqueline Berterretche | ||
Title: Member | ||
Dated: February 14, 2019 | ||
GRANITE VENTURES, LLC | ||
By | /s/ Jacqueline Berterretche | |
Printed Name: Jacqueline Berterretche | ||
Title: Member | ||
Dated: February 14, 2019 | ||
GRANITE VENTURES II, L.P. | ||
By Granite Management II, LLC | ||
Its General Partner | ||
By | /s/ Jacqueline Berterretche | |
Printed Name: Jacqueline Berterretche | ||
Title: Member | ||
Dated: February 14, 2019 | ||
GRANITE VENTURES ENTREPRENEURS FUND II, L.P. | ||
By Granite Management II, LLC | ||
Its General Partner | ||
By | /s/ Jacqueline Berterretche | |
Printed Name: Jacqueline Berterretche | ||
Title: Member | ||
Dated: February 14, 2019 | ||
GV ANAPLAN SPV, L.P. | ||
By Granite Ventures, LLC | ||
Its General Partner | ||
By | /s/ Jacqueline Berterretche | |
Printed Name: Jacqueline Berterretche | ||
Title: Member | ||
Dated: February 14, 2019 | ||
By | /s/ Jacqueline Berterretche | |
Jacqueline Berterretche | ||
Dated: February 14, 2019 | ||
By | /s/ Christopher McKay | |
Christopher McKay | ||
Dated: February 14, 2019 |
By | /s/ Standish OGrady | |
Standish OGrady | ||
Dated: February 14, 2019 |