Filing Details

 

United States   Securities and Exchange Commission   Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934   (Amendment No. 1)*

Amyris, Inc.

(Name of Issuer)

Common Stock, $0.0001 par value

(Title of Class of Securities)

03236M101

(CUSIP Number)

December 31, 2018

(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

☐       Rule 13d-1(b)

 

☒       Rule 13d-1(c)

 

☐       Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

CUSIP No. 03236M101
1	NAMES OF REPORTING PERSONS
	Vivo Capital VIII, LLC
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP  (See Instructions)
	(a)       ☐
	(b)       ☐
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION
	Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5	SOLE VOTING POWER
			7,518,779 (1)
		6	SHARED VOTING POWER
			0
		7	SOLE DISPOSITIVE POWER
			7,518,779 (1)
		8	SHARED DISPOSITIVE POWER
			0
9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
	7,518,779 (1)
10	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  (See Instructions)
	☐
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
	9.8% (2)
12	TYPE OF REPORTING PERSON  (See Instructions)
	OO

(1)

The securities include (i) 5,575,118 shares of common stock, $0.0001 par value (the “Common Stock”) and (ii) 8,280 shares of Series D Convertible Preferred Stock, convertible into 1,943,661 shares of Common Stock. The securities are held of record by Vivo Capital Fund VIII, L.P., and Vivo Capital Surplus Fund VIII, L.P. Vivo Capital VIII, LLC is the general partner of both Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P.

 

(2)

Based on 76,526,063 shares of Common Stock of the issuer outstanding as of December 15, 2018, as disclosed in the Issuer’s Form S-3, filed with the Securities and Exchange Committee on January 8, 2019.

 

 

CUSIP No. 03236M101
1	NAMES OF REPORTING PERSONS
	Vivo Capital LLC
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP  (See Instructions)
	(a)     ☐
	(b)     ☐
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION
	California
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5	SOLE VOTING POWER
			667
		6	SHARED VOTING POWER
			0
		7	SOLE DISPOSITIVE POWER
			667
		8	SHARED DISPOSITIVE POWER
			0
9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
	667
10	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  (See Instructions)
	☐
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
	0%(1)
12	TYPE OF REPORTING PERSON  (See Instructions)
	OO

(1)

Based on 76,526,063 shares of Common Stock of the issuer outstanding as of December 15, 2018, as disclosed in the Issuer’s Form S-3, filed with the Securities and Exchange Committee on January 8, 2019.

 

 

Item 1. (a)         Name of Issuer:

 

Amyris, Inc.

 

(b)

Address of Issuer's Principal Executive Offices:

 

5885 Hollis Street, Suite 100, Emeryville, CA 94608

 

Item 2. (a)

Name of Person Filing:

 

This 13G Amendment No. 1 is filed jointly by Vivo Capital VIII, LLC and Vivo Capital LLC. Vivo Capital VIII, LLC and Vivo Capital LLC have entered into a Joint Filing Agreement, a copy of which is filed with this Schedule 13G/A as Exhibit 99.1, pursuant to which they have agreed to file this Schedule 13G/A jointly in accordance with the provisions of Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended.

 

(b)

Address of Principal Business Office or, if None, Residence:

 

505 Hamilton Avenue, Suite 207, Palo Alto, CA 94301

 

(c)

Citizenship:

 

Vivo Capital VIII, LLC is a Delaware limited liability company.

 

Vivo Capital LLC is a California limited liability company.

 

(d)

Title of Class of Securities:

 

Common Stock

 

(e)

CUSIP Number:

 

03236M101

 

Item 3.

If This Statement is Filed Pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), Check Whether the Person Filing is a:

 

(a)

☐      Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);

 

(b)

☐      Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);

 

(c)

☐      Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);

 

(d)

☐      Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);

 

(e)

☐      An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

 

(f)

☐      An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

 

(g)

☐      A parent holding company or control person in accordance with § 240.13d-1(b)(l)(ii)(G);

 

(h)

☐      A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

☐      A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3) ;

 

(j)

☐      A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

 

 

(k)

☐      Group, in accordance with § 240.13d-1(b)(l)(ii)(K).

 

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1(ii)(j), please specify the type of institution: ________________

 

Not Applicable.

 

Item 4.

Ownership.

 

(a)

Amount beneficially owned:

 

1.

Vivo Capital VIII, LLC.

 

The securities are held of record by Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P., as follows:

 

●

Vivo Capital Fund VIII, L.P.: 4,898,670 shares of Common Stock and 7,275 shares of Series D Convertible Preferred Stock, convertible into 1,707,831 shares of Common Stock.

 

●

Vivo Capital Surplus Fund VIII, L.P.: 676,448 shares of Common Stock and 1,005 shares of Series D Convertible Preferred Stock, convertible into 235,830 shares of Common Stock.

 

Vivo Capital VIII, LLC is the general partner of both Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. The voting members of Vivo Capital VIII, LLC are Dr. Frank Kung, Dr. Albert Cha, Dr. Edgar Engleman, Dr. Chen Yu and Shan Fu, none of whom has individual voting or investment power with respect to these shares and each of whom disclaims beneficial ownership of such shares.

 

2.

Vivo Capital LLC

 

The 667 shares of Common Stock are held of records by Vivo Capital LLC. Vivo Capital LLC provides investment services to Vivo Capital VIII, LLC. The voting members of Vivo Capital LLC are Frank Kung, Albert Cha, Edgar Engleman, Chen Yu and Shan Fu, none of whom has individual voting or investment power with respect to these shares and each of whom disclaims beneficial ownership of such shares.

 

(b)       Percent of class:

 

Vivo Capital VIII, LLC: 9.8%

 

Vivo Capital LLC: 0%

 

(c)       Number of shares as to which such person has:

 

(i)

Sole power to vote or to direct the vote:

 

Vivo Capital VIII, LLC: 7,518,779

 

Vivo Capital LLC: 667

 

(ii)       Shared power to vote or to direct the vote: 0

 

(iii)      Sole power to dispose or to direct the disposition of:

 

Vivo Capital VIII, LLC: 7,518,779

 

Vivo Capital LLC: 667

 

(iv)

Shared power to dispose of or to direct the disposition of: 0

 

 

Item 5.

Ownership of Five Percent or Less of a Class.

 

Not Applicable.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

 

Not Applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

 

Not Applicable.

 

Item 8.

Identification and Classification of Members of the Group.

 

Not applicable.

 

Item 9.

Notice of Dissolution of Group.

 

Not applicable.

 

Item 10.

Certifications.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a11.

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

	Vivo Capital VIII, LLC
	February 14, 2019
	(Date)
	/s/ Frank Kung
	(Signature)
	Managing Member
	(Title)
	Vivo Capital LLC
	February 14, 2019
	(Date)
	/s/ Frank Kung
	(Signature)
	Managing Member
	(Title)

  

 

JOINT FILING AGREEMENT

 

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to shares of common stock, $0.0001 par value, of Amryis, Inc., and further agree that this Joint Filing Agreement be included as an Exhibit to such joint filing.

 

	Vivo Capital VIII, LLC
	February 14, 2019
	(Date)
	/s/ Frank Kung
	(Signature)
	Managing Member
	(Title)
	Vivo Capital LLC
	February 14, 2019
	(Date)
	/s/ Frank Kung
	(Signature)
	Managing Member
	(Title)