Filing Details

Accession Number:
0001193125-19-040050
Form Type:
13G Filing
Publication Date:
2019-02-14 13:20:02
Filed By:
Santana Will
Company:
Petiq Inc. (NASDAQ:PETQ)
Filing Date:
2019-02-14
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Will Santana 49,400 0 49,400 0 49,400 4.4%
Filing

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

 

PetIQ, Inc.

(Name of Issuer)

 

Class A Common Stock

(Title of Class of Securities)

 

71639T106

(CUSIP Number)

 

December 31, 2018

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☒ Rule 13d-1(c)

☐ Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No.

 

  1.       

  Names of Reporting Persons

 

  Will Santana

  2.      

  Check the Appropriate Box if a Member of a Group (See Instructions)

  (a)  ☐        (b)  ☐

 

  3.      

  SEC Use Only

 

  4.      

  Citizenship or Place of Organization

 

  United States

Number of

Shares

  Beneficially  

Owned by

Each

Reporting

Person

With

    5.     

  Sole Voting Power

 

49,400 shares of Class A common stock, par value $0.001 per share (the Class A common stock) and 1,196,833 shares of Class B common stock, par value $0.001 per share (the Class B common stock) (1)

  6.     

  Shared Voting Power

 

  0

  7.     

  Sole Dispositive Power

 

  49,400 shares of Class A common stock and 1,196,833 shares of Class B common stock (1)

  8.     

  Shared Dispositive Power

 

  0

  9.      

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  49,400 shares of Class A common stock and 1,196,833 shares of Class B common stock (1)

10.      

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

  ☐

11.      

  Percent of Class Represented by Amount in Row (9)

 

  4.4% (2)

12.      

  Type of Reporting Person (See Instructions)

 

  IN

 

(1)

The shares are held by VIP Petcare Holdings, Inc. The reporting person has an indirect interest in the shares through his ownership of 50% of all outstanding shares of VIP Petcare Holdings, Inc.

(2)

The calculation assumes that there is a total of 28,166,664 shares of Class A common stock of the Company outstanding, which is the sum of (i) 21,308,788 shares of Class A common stock outstanding as reported in the Companys Form 10-Q filed with the Securities and Exchange Commission on November 14, 2018 (the Form 10-Q) and, (ii) 6,857,876 shares of Class A common stock that are issuable in exchange for 6,857,876 shares of Class B common stock and 6,857,876 common units of PetIQ Holdings, LLC (LLC Units) outstanding as reported in the Form 10-Q.

 

2


Item 1.      
   (a)    Name of Issuer
      PetIQ, Inc.
     

 

   (b)    Address of Issuers Principal Executive Offices
      923 S. Bridgeway Pl.
      Eagle, ID 83616
     

 

Item 2.      
   (a)    Name of Person Filing
      Will Santana
     

 

   (b)    Address of Principal Business Office or, if none, Residence
      c/o PetIQ, Inc.
      923 S. Bridgeway Pl.
      Eagle, ID 83616
     

 

   (c)    Citizenship
      United States
     

 

   (d)    Title of Class of Securities
      The class of equity security to which this Schedule 13G relates is the Class A common stock of PetIQ, Inc., a Delaware corporation (the Company). The Class A common stock of the Company is publicly traded. The ownership reflected above is shares of Class B common stock of the Company. Class B common stock of the Company is not publicly traded. Class B common stock entitles the holder to one (1) vote per share and is convertible (along with an equal number of LLC Units) at any time, into shares of Class A common stock on a one-for-one basis at the option of the shareholder. As a result, under Rule 13d, a holder of Class B common stock is deemed to have beneficial ownership which such shareholder may acquire upon conversion of the Class B common stock.
     

 

   (e)    CUSIP Number
      71639T106
     

 

 

Item 3.    If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
   (a)       Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
   (b)       Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
   (c)       Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
   (d)       Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
   (e)       An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
   (f)       An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
   (g)       A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
   (h)       A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
   (i)       A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
   (j)       A non-U.S. institution in accordance with § 240.13d1(b)(1)(ii)(J);
   (k)       Group, in accordance with § 240.13d1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d1(b)(1)(ii)(J), please specify the type of institution:____________________________

 

3


Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)    Amount beneficially owned:
   49,400 shares of Class A common stock and 1,196,833 shares of Class B common stock (1)
  

 

(b)    Percent of class:
   4.4% (2)
  

 

(c)    Number of shares as to which the person has:
  

 

   (i)    Sole power to vote or to direct the vote
      49,400 shares of Class A common stock and 1,196,833 shares of Class B common stock (1)
     

 

   (ii)    Shared power to vote or to direct the vote
      0
     

 

   (iii)    Sole power to dispose or to direct the disposition of
      49,400 shares of Class A common stock and 1,196,833 shares of Class B common stock (1)
     

 

   (iv)    Shared power to dispose or to direct the disposition of
      0
     

 

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  ☒.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group

Not applicable.

 

Item 9.

Notice of Dissolution of Group

Not applicable.

 

4


Item 10.

Certification

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 14, 2019

Date
    

/s/ Will Santana

Signature

Will Santana, Executive Vice President

Name/Title

ATTENTION

 

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).

 

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