Filing Details
- Accession Number:
- 0000950142-19-000251
- Form Type:
- 13G Filing
- Publication Date:
- 2019-02-14 08:01:44
- Filed By:
- Point State Capital
- Company:
- Clovis Oncology Inc. (NASDAQ:CLVS)
- Filing Date:
- 2019-02-14
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
SteelMill Master Fund | 0 | 1,095,209 | 0 | 1,095,209 | 1,095,209 | 2.1% |
PointState Capital | 0 | 1,095,209 | 0 | 1,095,209 | 1,095,209 | 2.1% |
Zachary J. Schreiber | 0 | 1,095,209 | 0 | 1,095,209 | 1,095,209 | 2.1% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO 13d-2(b)
(Amendment No. 4)*
Clovis Oncology, Inc.
(Name of Issuer)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
189464100
(CUSIP Number)
December 31, 2018
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o | Rule 13d-1(b) | |
☒ | Rule 13d-1(c) | |
o | Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 189464100 | SCHEDULE 13G | Page 2 of 9 |
1 | NAME OF REPORTING PERSON OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON SteelMill Master Fund LP | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o (b) x |
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 0 |
6 | SHARED VOTING POWER 1,095,209 shares of Common Stock | |
7 | SOLE DISPOSITIVE POWER 0 | |
8 | SHARED DISPOSITIVE POWER 1,095,209 shares of Common Stock |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,095,209 shares of Common Stock | |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.1% | |
12 | TYPE OF REPORTING PERSON PN |
CUSIP No. 189464100 | SCHEDULE 13G | Page 3 of 9 |
1 | NAME OF REPORTING PERSON OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON PointState Capital LP | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o (b) x |
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 0 |
6 | SHARED VOTING POWER 1,095,209 shares of Common Stock | |
7 | SOLE DISPOSITIVE POWER 0 | |
8 | SHARED DISPOSITIVE POWER 1,095,209 shares of Common Stock |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,095,209 shares of Common Stock | |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.1% | |
12 | TYPE OF REPORTING PERSON PN, IA |
CUSIP No. 189464100 | SCHEDULE 13G | Page 4 of 9 |
1 | NAME OF REPORTING PERSON OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Zachary J. Schreiber | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o (b) x |
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States of America |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 0 |
6 | SHARED VOTING POWER 1,095,209 shares of Common Stock | |
7 | SOLE DISPOSITIVE POWER 0 | |
8 | SHARED DISPOSITIVE POWER 1,095,209 shares of Common Stock |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,095,209 shares of Common Stock | |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.1% | |
12 | TYPE OF REPORTING PERSON IN |
CUSIP No. 189464100 | SCHEDULE 13G | Page 5 of 9 |
Item 1(a) | Name of Issuer: |
The name of the issuer is Clovis Oncology, Inc. (the “Company”). | |
Item 1(b) | Address of Issuer's Principal Executive Offices: |
The Company’s principal executive offices are located at 5500 Flatiron Parkway, Suite 100, Boulder, CO 80301. | |
Item 2(a) | Name of Person Filing: |
This statement is filed by: | |
(i) SteelMill Master Fund LP, a Cayman Islands exempted limited partnership (“SteelMill”); | |
(ii) PointState Capital LP, a Delaware limited partnership (“PointState”), which serves as the investment manager to SteelMill; and | |
(iii) Zachary J. Schreiber (“Mr. Schreiber”), who serves as managing member of PointState Capital GP LLC, a Delaware limited liability company (“PointState GP”), which in turn serves as the general partner of PointState, and who serves as managing member of PointState Holdings LLC, the general partner of SteelMill. | |
SteelMill, PointState and Mr. Schreiber are hereinafter sometimes collectively referred to as the “Reporting Persons.” Any disclosures herein with respect to persons other than the Reporting Persons are made on information and belief after making inquiry to the appropriate party. | |
Item 2(b) | Address or Principal Business Office: |
The address of the business office of each of the Reporting Persons is care of PointState Capital LP, 40 West 57th Street, 25th Floor, New York, NY 10019. | |
Item 2(c) | Citizenship: |
SteelMill is organized under the laws of the Cayman Islands. PointState is organized under the laws of the State of Delaware. Mr. Schreiber is a citizen of the United States of America. | |
Item 2(d) | Title of Class of Securities: |
Common Stock, $0.001 par value per share (“Common Stock”). |
CUSIP No. 189464100 | SCHEDULE 13G | Page 6 of 9 |
Item 2(e) | CUSIP Number: |
189464100 | |
Item 3 | If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a: |
(a) | o | Broker or dealer registered under Section 15 of the Act, | |
(b) | o | Bank as defined in Section 3(a)(6) of the Act, | |
(c) | o | Insurance Company as defined in Section 3(a)(19) of the Act, | |
(d) | o | Investment Company registered under Section 8 of the Investment Company Act of 1940, | |
(e) | o | Investment Adviser in accordance with Rule 13d-1 (b)(1)(ii)(E), | |
(f) | o | Employee Benefit Plan or Endowment Fund in accordance with 13d-1 (b)(1)(ii)(F), | |
(g) | o | Parent Holding Company or control person in accordance with Rule 13d-1(b)(1)(ii)(G), | |
(h) | o | Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act, | |
(i) | o | Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940, | |
(j) | o | Group, in accordance with Rule 13d-1(b)(1)(ii)(J). |
If this statement is filed pursuant to Rule 13d-1(c), check this box: ☒ | |
CUSIP No. 189464100 | SCHEDULE 13G | Page 7 of 9 |
Item 4 | Ownership: |
All calculations of percentage ownership herein are based on a total of 52,711,827 shares of Common Stock issued and outstanding as of October 26, 2018, as disclosed on the Company’s Form 10-Q (File No. 001-35347), filed with the Securities and Exchange Commission on November 1, 2018. |
A. | SteelMill | ||
(a) Amount beneficially owned: 1,095,209 shares of Common Stock | |||
(b) Percent of class: 2.1% | |||
(c) | (i) Sole power to vote or direct the vote: -0- | ||
(ii) Shared power to vote or direct the vote: 1,095,209 shares of Common Stock | |||
(iii) Sole power to dispose or direct the disposition: -0- | |||
(iv) Shared power to dispose or direct the disposition: 1,095,209 shares of Common Stock |
B. | PointState | ||
(a) Amount beneficially owned: 1,095,209 shares of Common Stock | |||
(b) Percent of class: 2.1% | |||
(c) | (i) Sole power to vote or direct the vote: -0- | ||
(ii) Shared power to vote or direct the vote: 1,095,209 shares of Common Stock | |||
(iii) Sole power to dispose or direct the disposition: -0- | |||
(iv) Shared power to dispose or direct the disposition: 1,095,209 shares of Common Stock | |||
C. | Mr. Schreiber | ||
(a) Amount beneficially owned: 1,095,209 shares of Common Stock | |||
(b) Percent of class: 2.1% | |||
(c) | (i) Sole power to vote or direct the vote: -0- | ||
(ii) Shared power to vote or direct the vote: 1,095,209 shares of Common Stock | |||
(iii) Sole power to dispose or direct the disposition: -0- | |||
(iv) Shared power to dispose or direct the disposition: 1,095,209 shares of Common Stock |
Approximately 157,533 shares out of the 1,095,209 total shares reported herein consist of shares issuable upon the conversion of certain convertible notes held by SteelMill. |
CUSIP No. 189464100 | SCHEDULE 13G | Page 8 of 9 |
Item 5 | Ownership of Five Percent or Less of a Class: |
If this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ☒. |
Item 6 | Ownership of More than Five Percent on Behalf of Another Person: |
Other than as set forth herein, no other person is known to have the right to receive or the power to direct the receipt of the dividends from, or proceeds from the sale of, the securities reported in this Schedule 13G. | |
Item 7 | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: |
Not Applicable. | |
Item 8 | Identification and Classification of Members of the Group: |
See Item 2. | |
Item 9 | Notice of Dissolution of Group: |
Not Applicable. | |
Item 10 | Certification: |
Each of the Reporting Persons hereby makes the following certification: | |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
CUSIP No. 189464100 | SCHEDULE 13G | Page 9 of 9 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 14, 2019
ZACHARY J. SCHREIBER, individually; as managing member of PointState GP, as general partner of PointState; and as managing member of PointState Holdings LLC, as general partner of SteelMill.
By: | /s/ Zachary J. Schreiber | |
Name: | Zachary J. Schreiber | |