Filing Details

Accession Number:
0001104659-19-008125
Form Type:
13G Filing
Publication Date:
2019-02-14 06:03:24
Filed By:
Hu Xiangliang
Company:
Zto Express (Cayman) Inc. (NYSE:ZTO)
Filing Date:
2019-02-14
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Xiangliang Hu 13,058,170 1,654,500 13,180,870 1,654,500 14,835,370 1.9%
Zto Hxl Holding Limited 0 1,654,500 0 1,654,500 1,654,500 0.2%
Filing

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

ZTO Express (Cayman) Inc.

(Name of Issuer)

Class A ordinary shares, par value of $0.0001 per share

(Title of Class of Securities)

G9897K 105

(CUSIP Number)

December 31, 2018

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

 

1

Names of Reporting Persons
Xiangliang Hu

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

3

SEC Use Only

 

4

Citizenship or Place of Organization
Peoples Republic of China

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power
13,058,170 ordinary shares. See Item 4.

6

Shared Voting Power
1,654,500 ordinary shares. See Item 4.

7

Sole Dispositive Power
13,180,870 ordinary shares. See Item 4.

8

Shared Dispositive Power
1,654,500 ordinary shares. See Item 4.

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
14,835,370 ordinary shares. See Item 4.

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

11

Percent of Class Represented by Amount in Row (9)
1.9%. See Item 4.

 

12

Type of Reporting Person
IN

 

2


 

 

1

Names of Reporting Persons
Zto Hxl Holding Limited

 

2

the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

3

SEC Use Only

 

4

Citizenship or Place of Organization
British Virgin Islands

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power
0

6

Shared Voting Power
1,654,500 ordinary shares. See Item 4.

7

Sole Dispositive Power
0

8

Shared Dispositive Power
1,654,500 ordinary shares. See Item 4.

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
1,654,500 ordinary shares. See Item 4.

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  o

 

11

Percent of Class Represented by Amount in Row (9)
0.2%. See Item 4.

 

12

Type of Reporting Person
CO

 

3


 

Item 1(a).      Name of Issuer:

 

ZTO Express (Cayman) Inc.

 

Item 1(b).      Address of Issuers Principal Executive Offices:

 

Building One, No. 1685 Huazhi Road

Qingpu District, Shanghai, 201708

Peoples Republic of China

 

Item 2(a).      Name of Person Filing:

 

Xiangliang Hu

 

Zto Hxl Holding Limited

 

Item 2(b).      Address of Principal Business Office, or, if none, Residence:

 

Xiangliang Hu

Building One, No. 1685 Huazhi Road

Qingpu District, Shanghai, 201708

Peoples Republic of China

 

Zto Hxl Holding Limited

Sertus Chambers, P.O. Box 905

Quastisky Building, Road Town

Tortola, British Virgin Islands

 

Item 2(c).      Citizenship:

 

Xiangliang Hu Peoples Republic of China

 

Zto Hxl Holding Limited British Virgin Islands

 

Item 2(d).      Title of Class of Securities:

 

Class A ordinary shares, par value of $0.0001 per share (the Class A Ordinary Shares)

 

Item 2(e).      CUSIP No.:

 

G9897K 105

 

Item 3.           If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the persons filing is a:

 

Not applicable

 

4


 

Item 4.           Ownership:

 

The following information with respect to the ownership of the Class A Ordinary Shares by each of the reporting persons is provided as of December 31, 2018:

 

Reporting Person

 

Amount
beneficially
owned

 

Percent of
class
(1)

 

Sole power to
vote or direct
the vote

 

Shared power
to vote or to
direct the vote

 

Sole power to
dispose or to
direct the
disposition of

 

Shared power
to dispose or to
direct the
disposition of

 

Xiangliang Hu

 

14,835,370

(2)

1.9

%

13,058,170

 

1,654,500

(2)

13,180,870

(2)

1,654,500

(2)

Zto Hxl Holding Limited

 

1,654,500

(3)

0.2

%

0

 

1,654,500

(3)

0

 

1,654,500

(3)

 


(1)   The percentage of the class of securities beneficially owned by each reporting person is based on 785,463,859 outstanding ordinary shares as a single class, being the sum of 579,363,859 Class A Ordinary Shares (excluding (i) 9,682,255 Class A Ordinary Shares issued and reserved for the purpose of the Issuers employee share holding platform, all shareholder rights attaching to which shares have been waived by the holder thereof, and (ii) the Issuers repurchase of 16,121,437 Class A ordinary shares in the form of American depositary shares (ADSs)) and 206,100,000 Class B ordinary shares, par value of $0.0001 per share, of the Issuer (Class B Ordinary Shares) outstanding as of December 31, 2018, assuming conversion of all Class B Ordinary Shares into Class A Ordinary Shares.

 

(2)   Includes (i) 1,654,500 Class A Ordinary Shares held by Zto Hxl Holding Limited, (ii) 13,058,170 Class A Ordinary Shares, in the form of ADSs, held by Mr. Xiangliang Hu, of which 58,170 were vested from restricted share units held by Mr. Xiangliang Hu and (iii) 122,700 Class A Ordinary Shares held by Zto Es Holding Limited. Mr. Xiangliang Hu is the sole director of Zto Hxl Holding Limited. Mr. Xiangliang Hu has the power to direct the disposition of those 122,700 Class A Ordinary Shares held by Zto Es Holding Limited.

 

(3)   1,654,500 Class A Ordinary Shares held by Zto Hxl Holding Limited.

 

Item 5.           Ownership of Five Percent or Less of a Class:

 

Not applicable

 

Item 6.           Ownership of More than Five Percent on Behalf of Another Person:

 

Not applicable

 

Item 7.           Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:

 

Not applicable

 

Item 8.           Identification and Classification of Members of the Group:

 

Not applicable

 

Item 9.           Notice of Dissolution of Group:

 

Not applicable

 

Item 10.         Certifications:

 

Not applicable

 

5


 

LIST OF EXHIBITS

 

Exhibit 99.1* Joint Filing Agreement, dated February 14, 2017

 


*              Previously filed

 

6


 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 14, 2019

 

 

 

Xiangliang Hu

 

 

 

 

 

/s/ Xiangliang Hu

 

 

 

 

 

 

 

 

Zto Hxl Holding Limited

 

 

 

 

 

 

 

By:

/s/ Xiangliang Hu

 

Name:

Xiangliang Hu

 

Title:

Director

 

7