Filing Details

Accession Number:
0001567619-19-003788
Form Type:
13G Filing
Publication Date:
2019-02-13 16:30:13
Filed By:
Stoecker Dean
Company:
Alteryx Inc. (NYSE:AYX)
Filing Date:
2019-02-13
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Beneficially Owned Number of Shares Beneficially Owned Number of Aggregate Shares Percent of Class
Stoecker Dean 8,387,947 0 8,387,947
Filing


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G
 
 
Under the Securities Exchange Act of 1934
(Amendment No. 01)*
 
Alteryx, Inc. 

(Name of Issuer)
 
Class A Common Stock, $0.0001 par value per share

(Title of Class of Securities)
 
02156B103

(CUSIP Number)
 
December 31, 2018

(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
     o  Rule 13d-1(b)
 
     o  Rule 13d-1(c)
 
     x  Rule 13d-1(d)
 
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 


 
CUSIP No.  02156B103      
 
      
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 Stoecker Dean
   
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 (a)   o
 (b)   o
   
3 SEC USE ONLY
  
  
   
4 CITIZENSHIP OR PLACE OF ORGANIZATION
  
 U.S.A.
    
NUMBER OF SHARES BENEFICIALLY  OWNED BY EACH REPORTING PERSON WITH: 5 SOLE VOTING POWER
  
 8,387,947 (1)(2)
   
6 SHARED VOTING POWER
  
 0
   
7 SOLE DISPOSITIVE POWER
  
 8,387,947 (1)(2)
   
8 SHARED DISPOSITIVE POWER
  
 0
   
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
  
 8,387,947 (1)(2)
   
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
  
 o
   
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
  
 18.15 (3)%
   
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
  
 IN
 
FOOTNOTES
  
 (1) Each share of Class B Common Stock is convertible at any time at the election of the holder into one share of Class A Common Stock.
(2) Consists of (i) 399,819 shares of Class B Common Stock held by Mr. Stoecker, (ii) 7,824,920 shares of Class B Common Stock held by DBRA, Limited Partnership, (iii) 41,565 shares of Class A Common Stock subject to options held by Mr. Stoecker that are exercisable within 60 days of December 31, 2018, (iv) 105,475 shares of Class B Common Stock subject to options held by Mr. Stoecker that are exercisable within 60 days of December 31, 2018, and (v) 16,168 shares of Class A Common Stock issuable upon the settlement of restricted stock units held by Mr. Stoecker that will vest within 60 days of December 31, 2018. Mr. Stoecker is the general partner of DBRA, Limited Partnership and, therefore, may be deemed to hold sole voting and dispositive power over the shares held by DBRA, Limited Partnership.
(3) The percentage reported in row 11 is calculated in accordance with Rule 13d-3 based on the aggregate number of shares of Class B Common Stock beneficially owned by the Reporting Person assuming conversion of such stock into Class A Common Stock (and excluding the conversion of shares of Class B Common Stock held by other persons) and an aggregate of 37,817,085 shares of Class A common stock outstanding as of December 31, 2018, as reported by the Issuer to the Reporting Person, plus the number of shares issuable upon exercise of stock options and upon settlement of restricted stock units held by the Reporting Person, which are treated as converted into common stock only for the purpose of computing the percentage ownership of the Reporting Person.
 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
  
    
Date: February 13, 2019
By:
/s/  Christopher Lal 
   Name: Christopher Lal 
   Title:  Attorney-in-Fact 
    
 
Footnotes:
Item 4(a): See footnote (1) on the cover page of this schedule.
Items 4(a), 4(c)(i) and 4(c)(iii): See footnote (2) on the cover page of this schedule.
Item 4(b): See footnote (3) on the cover page of this schedule.

Attention:
Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)