Filing Details
- Accession Number:
- 0001654954-19-001444
- Form Type:
- 13G Filing
- Publication Date:
- 2019-02-13 13:56:23
- Filed By:
- Manning Frank Blase
- Company:
- Minim Inc. (NASDAQ:MINM)
- Filing Date:
- 2019-02-13
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Frank Blase Manning | 1,519,639 | 0 | 1,519,639 | 0 | 1,519,639, | 9.38% |
Filing
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Amendment
No. 11)
Under
the Securities Exchange Act of 1934
| | ZOOM
TELEPHONICS, INC | |
| | (Name
of Issuer) | |
| | | |
| | Common
Stock | |
| | (Title
of Class of Securities) | |
| | | |
| | 98978K107 | |
| | (CUSIP
Number) | |
| | | |
| | December
31, 2018 | |
| | (Date
of Event Which Requires Filing of this Statement) | |
| | | |
Check
the appropriate box to designate the rule pursuant to which this
Schedule is filed
| ☐ | Rule
13d-1(b) |
| ☐ | Rule
13d-1(c) |
| ☑ | Rule
13d-1(d) |
The
remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing
information which would alter the disclosures provided in a prior
cover page.
The
information required in the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 ("Act") or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
CUSIP
No.98978K107
| 1. | Names
of Reporting Persons. I.R.S.
Identification Nos. of above persons (entities only). Frank Blase
Manning | |
| 2. | Check
the Appropriate Box if a Member of a Group (See
Instructions) (a)
☐ (b)
☐ | |
| 3. | SEC Use
Only | |
| 4. | Citizenship of
Place of Organization United
States | |
| Number
of Shares Beneficially Owned
by Each Reporting
Person With | 5. | Sole
Voting Power 1,519,639 (includes
87,500 shares issuable upon exercise of options which are
exercisable within 60 days of February 13, 2019) |
| 6. | Shared
Voting Power 0 | |
| 7. | Sole
Dispositive Power 1,519,639 (includes
87,500 shares issuable upon exercise of options which are
exercisable within 60 days of February 13, 2019) | |
| 8. | Shared
Dispositive Power 0 | |
| 9. | Aggregate Amount
Beneficially Owned by each Reporting Person 1,519,639, which
includes 87,500 shares issuable upon exercise of options which are
exercisable within 60 days of February 13, 2019 | |
| 10. | Check
if the Aggregate Amount in Row (9) Excludes Certain Shares
☐ | |
| 11. | Percent
of Class Represented by Amount in Row 9 9.38%
(1) | |
| 12. | Type of
Reporting Person (See Instructions) IN | |
(1)
Based on 16,106,681
shares issued and outstanding as of November 5, 2018, as reported
in the Issuer’s Quarterly Report on Form 10-Q filed with the
Securities and Exchange Commission on November 13, 2018, plus the
shares issuable upon the exercise of the options referenced
above
CUSIP
No.98978K107
Item 1(a). Name of Issuer:
Zoom
Telephonics, Inc.
Item 1(b). Address of Issuer’s Principal Executive
Offices:
99 High
Street, Boston, Massachusetts 02110
Item 2(a). Name of Person Filing:
Frank
Blase Manning
Item 2(b). Address of Principal Business Office or, if none,
Residence:
99
High, Street Boston, Massachusetts 02110
Item 2(c). Citizenship:
United
States
Item 2(d). Title of Class of Securities:
Common
Stock, par value $.01 per share
Item 2(e). CUSIP Number:
98978K107
CUSIP
No.98978K107
ITEM 3: IF THIS STATEMENT IS FILED PURSUANT TO
§§240.13D-1(B) OR 240.13D-2(B) OR (C), CHECK WHETHER THE
PERSON FILING IS A:
| | (a) |
☐ | Broker
or dealer registered under section 15 of the Act (15 U.S.C.
78o); |
| | | | |
| | (b) | ☐ | Bank
as defined in section 3(a)(6) of the Act (15 U.S.C.
78c); |
| | | | |
| | (c) | ☐ | Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C.
78c); |
| | | | |
| | (d) | ☐ | Investment
company registered under section 8 of the Investment Company Act of
1940 (15 U.S.C 80a-8); |
| | | | |
| | (e) | ☐ | An
investment adviser in accordance with
§240.13d-1(b)(1)(ii)(E); |
| | | | |
| | (f) | ☐ | An
employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F); |
| | | | |
| | (g) | ☐ | A
parent holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G); |
| | | | |
| | (h) | ☐ | A
savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813); |
| | | | |
| | (i) | ☐ | A
church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a-3); |
| | | | |
| | (j) | ☐ | A
non-U.S. institution, in accordance with
§240.13d-1(b)(1)(ii)(J); |
| | | | |
| | (k) | ☐ | Group,
in accordance with §240.13d-1(b)(1)(ii)(K). |
| | | | If
filing as a non-U.S. institution in accordance with
§240.13d-1(b)(1)(ii)(J), please specify the type of
institution: ___________________________. |
CUSIP
No.98978K107
Item 4. Ownership
(a)
Amount beneficially
owned: 1,519,639 shares of Common Stock, which includes 87,500
shares issuable upon exercise of options which are exercisable
within 60 days of February 13, 2019
(b)
Percent of class:
9.38% (based on 16,106,681 shares issued and outstanding as of
November 5, 2018, as reported in the Issuer’s Quarterly
Report on Form 10-Q filed with the Securities and Exchange
Commission on November 13, 2018, plus the shares issuable upon the
exercise of the options referenced above.)
(c)
Number of shares as
to which the person has:
i.
Sole power to vote
or to direct the vote: 1,519,639 shares of Common Stock (includes
87,500 shares issuable upon exercise of options which are
exercisable within 60 days of February 13, 2019)
ii.
Shared power to
vote or to direct the vote: 0
iii.
Sole power to
dispose or to direct the disposition of: 1,519,639 shares of Common
Stock (includes 87,500 shares issuable upon exercise of options
which are exercisable within 60 days of February 13,
2019)
iv.
Shared power to
dispose or to direct the disposition of: 0
Item 5. Ownership of Five Percent or Less of a Class
N/A
Item 6. Ownership of More than Five Percent on Behalf of Another
Person
N/A
Item 7. Identification and Classification of the Subsidiary which
Acquired the Security being Reported on by the Parent Holding
Company or Control Person
N/A
Item 8. Identification and Classification of Members of a
Group
N/A
Item 9. Notice of Dissolution of Group
N/A
Item 10. Certification
N/A
CUSIP
No.98978K107
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true,
complete and correct.
| | | | |
| | | | |
| Dated:
February 13, 2019 | By: | /s/Frank
B. Manning | |
| | | Frank
B. Manning | |
| | | | |