Filing Details
- Accession Number:
- 0001193125-19-036001
- Form Type:
- 13G Filing
- Publication Date:
- 2019-02-12 16:28:32
- Filed By:
- Matrix Partners Viii L P
- Company:
- Acacia Communications Inc. (NASDAQ:ACIA)
- Filing Date:
- 2019-02-12
- SEC Url:
- 13G Filing
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1
(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)
(Amendment No 2)*
Acacia Communications, Inc.
(Name of Issuer)
Common Stock, par value $0.0001 per share
(Title of Class of Securities)
00401C108
(CUSIP Number)
December 31, 2018
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following pages)
CUSIP No: 00401C108 | Page 2 of 9 |
1 | NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Matrix Partners VIII, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☒1
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware, USA |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER
3,646,2472 | ||||
6 | SHARED VOTING POWER
| |||||
7 | SOLE DISPOSITIVE POWER
3,646,2472 | |||||
8 | SHARED DISPOSITIVE POWER
|
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,646,2472 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
9.0%3 | |||||
12 | TYPE OF REPORTING PERSON*
PN |
1 | This Schedule 13G is filed by Matrix Partners VIII, L.P. (Matrix VIII); Matrix VIII US Management Co., L.L.C. (Matrix VIII US MC), the general partner of Matrix VIII; and Stan Reiss (Mr. Reiss), Managing Member of Matrix VIII US MC (collectively, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. |
2 | Represents 3,646,247 shares held by Matrix VIII (the Matrix VIII Shares). Matrix VIII US MC is the general partner of Matrix VIII, and Mr. Reiss is a managing member of Matrix VIII US MC. Mr. Reiss has sole voting and dispositive power with respect to the Matrix VIII Shares. The Reporting Persons disclaim beneficial ownership of the Matrix VIII Shares, except to the extent of their respective pecuniary interests therein. |
3 | This percentage is calculated based upon 40,443,237 shares of the Issuers common stock outstanding as of October 26, 2018. |
CUSIP No: 00401C108 | Page 3 of 9 |
1 | NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Matrix VIII US Management Co., L.L.C. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☒4
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware, USA |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER
3,681,7835 | ||||
6 | SHARED VOTING POWER
| |||||
7 | SOLE DISPOSITIVE POWER
3,681,7835 | |||||
8 | SHARED DISPOSITIVE POWER
|
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,681,7835 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
9.1%6 | |||||
12 | TYPE OF REPORTING PERSON*
OO |
4 | This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. |
5 | Represents (i) the Matrix VIII Shares, (ii) 33,525 shares held directly by Matrix VIII US MC, and (iii) 2,011 shares held by Weston & Co. VIII LLC as nominee for Matrix VIII US MC, which is the beneficial owner of such shares ((ii) and (iii) collectively, the Matrix VIII US MC Shares). Matrix VIII US MC is the general partner of Matrix VIII, and Mr. Reiss is a managing member of Matrix VIII US MC. Mr. Reiss has sole voting and dispositive power with respect to the Matrix VIII shares and the Matrix VIII US MC Shares. The Reporting Persons disclaim beneficial ownership of the Matrix VIII Shares and the Matrix VIII US MC Shares, except to the extent of their respective pecuniary interests therein. |
6 | This percentage is calculated based upon 40,443,237 shares of the Issuers common stock outstanding as of October 26, 2018. |
CUSIP No: 00401C108 | Page 4 of 9 |
1 | NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Stan Reiss | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☒7
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER
3,846,2858 | ||||
6 | SHARED VOTING POWER
| |||||
7 | SOLE DISPOSITIVE POWER
3,846,2858 | |||||
8 | SHARED DISPOSITIVE POWER
|
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,846,2858 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
9.5%9 | |||||
12 | TYPE OF REPORTING PERSON*
IN |
7 | This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. |
8 | Includes the Matrix VIII Shares, the Matrix VIII US MC Shares, 140,866 shares held directly by Mr. Reiss (the Reiss Shares), 6,144 Restricted Stock Units held directly by Mr. Reiss (the Restricted Stock Units), and 17,492 shares held directly by The Reiss Family Irrevocable Trust (the Trust Shares). Matrix VIII US MC is the general partner of Matrix VIII, and Mr. Reiss is a managing member of Matrix VIII US MC. Mr. Reiss has sole voting and dispositive power with respect to the Matrix VIII Shares, the Matrix VIII US MC Shares, the Reiss Shares and the Restricted Stock Units. The Trust has sole voting and dispositive power with respect to the Trust Shares. The Reporting Person disclaims beneficial ownership of the Matrix VIII Shares, the Matrix VIII US MC Shares and the Trust Shares, except to the extent of his pecuniary interest therein. |
9 | This percentage is calculated based upon 40,443,237 shares of the Issuers common stock outstanding as of October 26, 2018. |
CUSIP No: 00401C108 | Page 5 of 9 |
ITEM 1(A). NAME OF ISSUER
Acacia Communications, Inc.
ITEM 1(B). | ADDRESS OF ISSUERS PRINCIPAL EXECUTIVE OFFICES |
3 Mill and Main Place
Suite 400
Maynard, MA 01754
ITEM 2(A). | NAME OF PERSONS FILING |
Matrix Partners VIII, L.P. (Matrix VIII)
Matrix VIII US Management Co., L.L.C. (Matrix VIII US MC)
Stan Reiss (Mr. Reiss)
ITEM 2(B). | ADDRESS OF PRINCIPAL OFFICE |
c/o Matrix Partners
101 Main Street, 17th Floor
Cambridge, MA 02142
ITEM 2(C). | CITIZENSHIP |
Matrix VIII: Delaware limited partnership
Matrix VIII US MC: Delaware limited liability company
Mr. Reiss: United States
ITEM 2(D). | TITLE OF CLASS OF SECURITIES |
Common Stock, $0.0001 par value per share (the Common Stock)
ITEM 2(E). | CUSIP NUMBER |
00401C108
ITEM 3. | Not Applicable |
ITEM 4. | OWNERSHIP |
The approximate percentages of Common Stock reported as beneficially owned by the Reporting Persons are based upon 40,443,237 shares of Common Stock outstanding as of October 26, 2018 as reported on the Issuers Form 10-Q Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended, filed with the United States Securities and Exchange Commission on November 1, 2018.
The following information with respect to the ownership of the common stock of the Issuer by the Reporting Persons filing this Statement is provided as of December 31, 2018:
(a) Amount beneficially owned:
See Row 9 of cover page for each Reporting Person.
(b) Percent of Class:
See Row 11 of cover page for each Reporting Person.
CUSIP No: 00401C108 | Page 6 of 9 |
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
See Row 5 of cover page for each Reporting Person.
(ii) Shared power to vote or to direct the vote:
See Row 6 of cover page for each Reporting Person.
(iii) Sole power to dispose or to direct the disposition of:
See Row 7 of cover page for each Reporting Person.
(iv) Shared power to dispose or to direct the disposition of:
See Row 8 of cover page for each Reporting Person.
ITEM 5. | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS |
Not applicable.
ITEM 6. | OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. |
Not applicable.
ITEM 7. | IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY |
Not applicable.
ITEM 8. | IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. |
Each of the Reporting Persons Expressly disclaims membership in a Group as defined in Rule 13d-1(b)(ii)(J).
CUSIP No: 00401C108 | Page 7 of 9 |
ITEM 9. | NOTICE OF DISSOLUTION OF GROUP. |
Not applicable.
ITEM 10. | CERTIFICATION. |
Not applicable.
CUSIP No: 00401C108 | Page 8 of 9 |
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 12, 2019
MATRIX PARTNERS VIII, L.P. | ||
By: | Matrix VIII US Management Co., L.L.C., its General Partner | |
By: | /s/ Stan Reiss | |
Stan Reiss, Authorized Member | ||
MATRIX VIII US MANAGEMENT CO., L.L.C. | ||
By: | /s/ Stan Reiss | |
Stan Reiss, Authorized Member | ||
/s/ Stan Reiss | ||
Stan Reiss |