Filing Details

Accession Number:
0001193125-19-029847
Form Type:
13G Filing
Publication Date:
2019-02-06 19:57:32
Filed By:
Lebowitz Steven D
Company:
Aac Holdings Inc. (NYSE:AAC)
Filing Date:
2019-02-07
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Steven D. Lebowitz 225,000 1,131,989 225,000 1,171,989 1,396,989 5.7%
Deborah P. Lebowitz 0 1,131,989 0 1,131,989 1,131,989 4.6%
David Lebowitz 0 40,000 0 40,000 40,000 0.2%
Amanda Lebowitz 0 40,000 0 40,000 40,000 0.2%
Lebowitz RCT 0 225,000 0 225,000 225,000 0.9%
Lebowitz RCT,Inc 0 225,000 0 225,000 225,000 0.9%
Filing

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

AAC Holdings, Inc.

(Name of Issuer)

Common Stock, $0.001 par value per share

(Title of Class of Securities)

000307108

(CUSIP Number)

December 31, 2018

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☒ Rule 13d-1(c)

☐ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 000307108

 

  1.   

Names of Reporting Persons

 

Steven D. Lebowitz

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐

(b)  ☒

 

  3.  

SEC Use Only

 

  4.    

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially    

Owned by

Each

Reporting

Person With

   5.    

Sole Voting Power

 

225,000(1)(2)

   6.   

Shared Voting Power

 

1,131,989(1)(3)

   7.   

Sole Dispositive Power

 

225,000(1)(2)

   8.     

Shared Dispositive Power

 

1,171,989(1)(4)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,396,989(1)(2)(4)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

5.7%(5)

12.    

Type of Reporting Person (See Instructions)

 

IN

 

(1)

The number of shares reported as beneficially owned as of December 31, 2018.

(2)

This number includes shares held by Lebowitz RCT, L.P., a limited partnership whose general partners (Lebowitz RCT, Inc.) sole director is Steven D. Lebowitz.

(3)

This number includes shares held by the Lebowitz Family Trust 1986, dated October 7, 1986, as amended (the Trust), a revocable living trust over which Steven D. Lebowitz serves as a co-trustee.

(4)

This number includes (a) shares held by the Trust and (b) shares held jointly by David Lebowitz and Amanda Lebowitz.

(5)

As of the date of this filing, based on 24,602,355 shares of Common Stock, $0.001 par value per share (Common Stock), of AAC Holdings, Inc. (the Issuer) outstanding as of November 2, 2018, as reported in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018 filed with the U.S. Securities and Exchange Commission on November 6, 2018.

 

2


CUSIP No. 000307108

 

  1.   

Names of Reporting Persons

 

Deborah P. Lebowitz

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐

(b)  ☒

 

  3.  

SEC Use Only

 

  4.    

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially    

Owned by

Each

Reporting

Person With

   5.    

Sole Voting Power

 

0

   6.   

Shared Voting Power

 

1,131,989(1)(2)

   7.   

Sole Dispositive Power

 

0

   8.     

Shared Dispositive Power

 

1,131,989(1)(2)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,131,989(1)(2)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

4.6%(3)

12.    

Type of Reporting Person (See Instructions)

 

IN

 

(1)

The number of shares reported as beneficially owned as of December 31, 2018.

(2)

This number includes shares held by the Trust, a trust over which Deborah P. Lebowitz serves as a co-trustee.

(3)

As of the date of this filing, based on 24,602,355 shares of Common Stock outstanding as of November 2, 2018, as reported in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018 filed with the U.S. Securities and Exchange Commission on November 6, 2018.

 

3


CUSIP No. 000307108

 

  1.   

Names of Reporting Persons

 

David Lebowitz

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐

(b)  ☒

 

  3.  

SEC Use Only

 

  4.    

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially    

Owned by

Each

Reporting

Person With

   5.    

Sole Voting Power

 

0

   6.   

Shared Voting Power

 

40,000(1)(2)

   7.   

Sole Dispositive Power

 

0

   8.     

Shared Dispositive Power

 

40,000(1)(2)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

40,000(1)(2)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

0.2%(3)

12.    

Type of Reporting Person (See Instructions)

 

IN

 

(1)

The number of shares reported as beneficially owned as of December 31, 2018.

(2)

This number includes shares jointly held by David Lebowitz and Amanda Lebowitz.

(3)

As of the date of this filing, based on 24,602,355 shares of Common Stock outstanding as of November 2, 2018, as reported in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018 filed with the U.S. Securities and Exchange Commission on November 6, 2018.

 

4


CUSIP No. 000307108

 

  1.   

Names of Reporting Persons

 

Amanda Lebowitz

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐

(b)  ☒

 

  3.  

SEC Use Only

 

  4.    

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially    

Owned by

Each

Reporting

Person With

   5.    

Sole Voting Power

 

0

   6.   

Shared Voting Power

 

40,000(1)(2)

   7.   

Sole Dispositive Power

 

0

   8.     

Shared Dispositive Power

 

40,000(1)(2)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

40,000(1)(2)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

0.2%(3)

12.    

Type of Reporting Person (See Instructions)

 

IN

 

(1)

The number of shares reported as beneficially owned as of December 31, 2018.

(2)

This number includes shares jointly held by David Lebowitz and Amanda Lebowitz.

(3)

As of the date of this filing, based on 24,602,355 shares of Common Stock outstanding as of November 2, 2018, as reported in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018 filed with the U.S. Securities and Exchange Commission on November 6, 2018.

 

5


CUSIP No. 000307108

 

  1.   

Names of Reporting Persons

 

Lebowitz RCT, L.P.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐

(b)  ☒

 

  3.  

SEC Use Only

 

  4.    

Citizenship or Place of Organization

 

California

Number of

Shares

Beneficially    

Owned by

Each

Reporting

Person With

   5.    

Sole Voting Power

 

0

   6.   

Shared Voting Power

 

225,000(1)

   7.   

Sole Dispositive Power

 

0

   8.     

Shared Dispositive Power

 

225,000(1)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

225,000(1)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

0.9%(2)

12.    

Type of Reporting Person (See Instructions)

 

PN

 

(1)

The number of shares reported as beneficially owned as of December 31, 2018.

(2)

As of the date of this filing, based on 24,602,355 shares of Common Stock outstanding as of November 2, 2018, as reported in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018 filed with the U.S. Securities and Exchange Commission on November 6, 2018.

 

6


CUSIP No. 000307108

 

  1.   

Names of Reporting Persons

 

Lebowitz RCT,Inc.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐

(b)  ☒

 

  3.  

SEC Use Only

 

  4.    

Citizenship or Place of Organization

 

California

Number of

Shares

Beneficially    

Owned by

Each

Reporting

Person With

   5.    

Sole Voting Power

 

0

   6.   

Shared Voting Power

 

225,000(1)

   7.   

Sole Dispositive Power

 

0

   8.     

Shared Dispositive Power

 

225,000(1)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

225,000(1)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

0.9%(2)

12.    

Type of Reporting Person (See Instructions)

 

CO

 

(1)

The number of shares reported as beneficially owned as of December 31, 2018.

(2)

As of the date of this filing, based on 24,602,355 shares of Common Stock outstanding as of November 2, 2018, as reported in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018 filed with the U.S. Securities and Exchange Commission on November 6, 2018.

 

7


Item 1.

 

  (a)

Name of Issuer

AAC Holdings, Inc.

 

  (b)

Address of Issuers Principal Executive Offices

200 Powell Place

Brentwood, TN 37027

Item 2.

 

  (a)

Name of Person Filing

Steven D. Lebowitz

Deborah P. Lebowitz

David Lebowitz

Amanda Lebowitz

Lebowitz RCT, L.P.

Lebowitz RCT, Inc.

 

  (b)

Address of Principal Business Office or, if none, Residence

1333 Second Street, Suite 650

Santa Monica, CA 90401

 

  (c)

Citizenship

Steven D. Lebowitz United States

Deborah P. Lebowitz United States

David Lebowitz United States

Amanda Lebowitz United States

Lebowitz RCT, L.P. California

Lebowitz RCT, Inc. California

 

  (d)

Title of Class of Securities

Common Stock, $0.001 par value per share

 

  (e)

CUSIP Number

000307108

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)       Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)       Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)       Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)       Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)       An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
(f)       An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
(g)       A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
(h)       A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)       A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)       A non-U.S. institution in accordance with § 240.13d1(b)(1)(ii)(J);
(k)      

Group, in accordance with § 240.13d1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with

§ 240.13d1(b)(1)(ii)(J), please specify the type of institution:____________________________

 

8


Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

  (a)

Amount beneficially owned:

Steven D. Lebowitz: 1,396,989

Deborah P. Lebowitz: 1,131,989

David Lebowitz: 40,000

Amanda Lebowitz: 40,000

Lebowitz RCT, L.P.: 225,000

Lebowitz RCT, Inc.: 225,000

 

  (b)

Percent of class:

Steven D. Lebowitz: 5.7%

Deborah P. Lebowitz: 4.6%

David Lebowitz: 0.2%

Amanda Lebowitz: 0.2%

Lebowitz RCT, L.P.: 0.9%

Lebowitz RCT, Inc.: 0.9%

 

  (c)

Number of shares as to which the person has:

 

  (i)

Sole power to vote or to direct the vote

Steven D. Lebowitz: 225,000

Deborah P. Lebowitz: 0

David Lebowitz: 0

Amanda Lebowitz: 0

Lebowitz RCT, L.P.: 0

Lebowitz RCT, Inc.: 0

 

  (ii)

Shared power to vote or to direct the vote

Steven D. Lebowitz: 1,131,989

Deborah P. Lebowitz: 1,131,989

David Lebowitz: 40,000

Amanda Lebowitz: 40,000

Lebowitz RCT, L.P.: 225,000

Lebowitz RCT, Inc.: 225,000

 

  (iii)

Sole power to dispose or to direct the disposition of

Steven D. Lebowitz: 225,000

Deborah P. Lebowitz: 0

David Lebowitz: 0

Amanda Lebowitz: 0

Lebowitz RCT, L.P.: 0

Lebowitz RCT, Inc.: 0

 

  (iv)

Shared power to dispose or to direct the disposition of

Steven D. Lebowitz: 1,171,989

Deborah P. Lebowitz: 1,131,989

David Lebowitz: 40,000

Amanda Lebowitz: 40,000

Lebowitz RCT, L.P.: 225,000

Lebowitz RCT, Inc.: 225,000

 

9


Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following    ☐.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

N/A

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

N/A

 

Item 8.

Identification and Classification of Members of the Group

See Exhibit B.

 

Item 9.

Notice of Dissolution of Group

N/A

 

Item 10.

Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a11.

 

10


Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Steven D. Lebowitz

 

By:   /s/ Andrew Collins
 

Andrew Collins, Attorney-In-Fact

Deborah P. Lebowitz

 

By:   /s/ Andrew Collins
 

Andrew Collins, Attorney-In-Fact

David Lebowitz

 

By:   /s/ Andrew Collins
 

Andrew Collins, Attorney-In-Fact

Amanda Lebowitz

 

By:   /s/ Andrew Collins
 

Andrew Collins, Attorney-In-Fact

Lebowitz RCT, L.P.

 

By:   /s/ Andrew Collins
 

Andrew Collins, Attorney-In-Fact

Lebowitz RCT, Inc.

 

By:   /s/ Andrew Collins
 

Andrew Collins, Attorney-In-Fact

Date: February 6, 2019

 

ATTENTION
Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).

 

11


Exhibit List

Exhibit A.    Joint Filing Agreement.

Exhibit B.    Item 8 Statement.

Exhibit C.    Power of Attorney.

 

12