Filing Details
- Accession Number:
- 0001085146-19-000224
- Form Type:
- 13D Filing
- Publication Date:
- 2019-01-24 10:46:15
- Filed By:
- Nepsis, Inc.
- Company:
- Riskon International Inc.
- Filing Date:
- 2019-01-24
- SEC Url:
- 13D Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Nepsis, Inc | 8 | 9 | 10 | 11 | 12 | 14 TYPE OF REPORTING PERSON IA CUSIP No. 27888N109 ITEM 1. SECURITY AND ISSUER Ecoark Holdings, Inc. Common 3333 S. Pinnacle Hills Pkwy Suite 220 Rogers, AR 72758 USA ITEM 2. IDENTITY AND BACKGROUND a. Nepsis, Inc. b. 8674 Eagle Creek Circle Minneapolis, MN 55378 c. Registered Investment Advisor d. N A e. N A f. USA ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Over the reporting period, Nepsis, Inc., in its capacity as a RIA, used an aggregate of 6,306,943.00 of funds provided through the accounts of certain of its investment advisory clients to purchase the Securities reported as beneficially owned. ITEM 4. PURPOSE OF TRANSACTION The Securities reported as beneficially owned in Item 5 were purchased by Nepsis, Inc. in its capacity as a RIA on behalf of its investment advisory clients for investment purposes in the ordinary course of business. a. Nepsis, Inc. does not intend to make additional purchases at this time. b. None c. None d. None e. None f. None g. Nepsis, Inc. has no interest in obtaining control of Ecoark Holdings, Inc. h. Nepsis, Inc. would not reduce its position in Ecoark Holdings, Inc. i. See (h.) j. See (h.) ITEM 5. INTEREST IN SECURITIES OF THE ISSUER a. The aggregate number of Securities to which this Schedule 13D relates is 13,976,688 shares, representing 26.9% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 7)*
Ecoark Holdings, Inc.
(Name of Issuer)
Common
(Title of Class of Securities)
27888N109
(CUSIP Number)
Mark Pearson
President & CIO
Nepsis, Inc.
8674 Eagle Creek Circle
Minneapolis, MN 55378
952-746-2003
President & CIO
Nepsis, Inc.
8674 Eagle Creek Circle
Minneapolis, MN 55378
952-746-2003
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
December 31, 2018
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject
of this Schedule 13D, and is filing this schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box. [X]
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with
respect to the subject class of securities, and for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page
The information required on the remainder of this cover page shall not be deemed to be filed for the purposes of
Section 18 of the Securities Exchange Act of 1934 (the Act) or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act (however, see the Instructions).
CUSIP No.: 27888N109
| ITEM 1. | SECURITY AND ISSUER: |
| Ecoark Holdings, Inc. Common 3333 S. Pinnacle Hills Pkwy Suite 220 Rogers, AR 72758 USA | |
| ITEM 2. | IDENTITY AND BACKGROUND: |
| a. Nepsis, Inc. b. 8674 Eagle Creek Circle Minneapolis, MN 55378 c. Registered Investment Advisor d. N/A e. N/A f. USA | |
| ITEM 3. | SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION: |
| Over the reporting period, Nepsis, Inc., in its capacity as a RIA, used an aggregate of $6,306,943.00 of funds provided through the accounts of certain of its investment advisory clients to purchase the Securities reported as beneficially owned. | |
| ITEM 4. | PURPOSE OF TRANSACTION: |
| The Securities reported as beneficially owned in Item 5 were purchased by Nepsis, Inc. in its capacity as a RIA on behalf of its investment advisory clients for investment purposes in the ordinary course of business. a. Nepsis, Inc. does not intend to make additional purchases at this time. b. None c. None d. None e. None f. None g. Nepsis, Inc. has no interest in obtaining control of Ecoark Holdings, Inc. h. Nepsis, Inc. would not reduce its position in Ecoark Holdings, Inc. i. See (h.) j. See (h.) | |
| ITEM 5. | INTEREST IN SECURITIES OF THE ISSUER: |
| a. The aggregate number of Securities to which this Schedule 13D relates is 13,976,688 shares, representing 26.9% of the 51,970,000 shares outstanding. b. 13,976,688 shares c. Trade Dt EXP.SETTLE.DATE INSTR Shares SYMBOL CUSIP FULL.DESC Price Gross Amount 11/06/18 11/08/18 Sell -500 ZEST 27888N109 ECOARK HOLDINGS INC 1.04 520 11/06/18 11/08/18 Sell -2000 ZEST 27888N109 ECOARK HOLDINGS INC 1.0279 2055.8 11/06/18 11/08/18 Sell -4000 ZEST 27888N109 ECOARK HOLDINGS INC 1.02 4080 11/06/18 11/08/18 Sell -4000 ZEST 27888N109 ECOARK HOLDINGS INC 1.02 4080 11/09/18 11/14/18 Buy 8100 ZEST 27888N109 ECOARK HOLDINGS INC 1.0775 -8727.75 11/13/18 11/15/18 Sell -100 ZEST 27888N109 ECOARK HOLDINGS INC 1.03 103 11/15/18 11/19/18 Sell -150 ZEST 27888N109 ECOARK HOLDINGS INC 1.02 153 11/16/18 11/20/18 Buy 15000 ZEST 27888N109 ECOARK HOLDINGS INC 0.9983 -14974.5 11/16/18 11/20/18 Buy 15000 ZEST 27888N109 ECOARK HOLDINGS INC 1.002 -15030 11/16/18 11/20/18 Buy 20000 ZEST 27888N109 ECOARK HOLDINGS INC 1.0167 -20334 11/16/18 11/20/18 Buy 10000 ZEST 27888N109 ECOARK HOLDINGS INC 1.03 -10300 11/16/18 11/20/18 Sell -3844 ZEST 27888N109 ECOARK HOLDINGS INC 1 3844 11/16/18 11/20/18 Sell -6378 ZEST 27888N109 ECOARK HOLDINGS INC 1 6378 11/16/18 11/20/18 Sell -1575 ZEST 27888N109 ECOARK HOLDINGS INC 1 1575 11/16/18 11/20/18 Sell -10000 ZEST 27888N109 ECOARK HOLDINGS INC 1.01 10100 11/20/18 11/23/18 Sell -604 ZEST 27888N109 ECOARK HOLDINGS INC 0.912 550.85 11/23/18 11/27/18 Sell -15000 ZEST 27888N109 ECOARK HOLDINGS INC 0.9 13500 11/26/18 11/28/18 Sell -210 ZEST 27888N109 ECOARK HOLDINGS INC 0.8474 177.95 11/26/18 11/28/18 Sell -262 ZEST 27888N109 ECOARK HOLDINGS INC 0.8474 222.02 11/26/18 11/28/18 Sell -250 ZEST 27888N109 ECOARK HOLDINGS INC 0.8474 211.85 11/26/18 11/28/18 Sell -4710 ZEST 27888N109 ECOARK HOLDINGS INC 0.8474 3991.25 11/27/18 11/29/18 Sell -350 ZEST 27888N109 ECOARK HOLDINGS INC 0.84 294 11/27/18 11/29/18 Sell -110 ZEST 27888N109 ECOARK HOLDINGS INC 0.84 92.4 11/27/18 11/29/18 Sell -4100 ZEST 27888N109 ECOARK HOLDINGS INC 0.86 3494.84 11/27/18 11/29/18 Sell 0 ZEST 27888N109 ECOARK HOLDINGS INC 0.85 11/27/18 11/29/18 Sell -4700 ZEST 27888N109 ECOARK HOLDINGS INC 0.85 3995 11/29/18 12/03/18 Sell -97 ZEST 27888N109 ECOARK HOLDINGS INC 0.84 81.48 11/29/18 12/03/18 Sell -76 ZEST 27888N109 ECOARK HOLDINGS INC 0.84 63.84 11/29/18 12/03/18 Sell -1250 ZEST 27888N109 ECOARK HOLDINGS INC 0.88 1100 12/03/18 12/05/18 Sell -310 ZEST 27888N109 ECOARK HOLDINGS INC 0.75 232.5 12/03/18 12/05/18 Sell -1367 ZEST 27888N109 ECOARK HOLDINGS INC 0.75 1025.25 12/03/18 12/05/18 Sell -890 ZEST 27888N109 ECOARK HOLDINGS INC 0.72 640.8 12/04/18 12/06/18 Sell -120 ZEST 27888N109 ECOARK HOLDINGS INC 0.82 98.4 12/10/18 12/12/18 Sell -470 ZEST 27888N109 ECOARK HOLDINGS INC 0.75 352.5 12/10/18 12/12/18 Sell -6400 ZEST 27888N109 ECOARK HOLDINGS INC 0.75 4800 12/10/18 12/12/18 Sell -738 ZEST 27888N109 ECOARK HOLDINGS INC 0.75 553.5 12/10/18 12/12/18 Sell -300 ZEST 27888N109 ECOARK HOLDINGS INC 0.75 225 12/11/18 12/13/18 Sell -2978 ZEST 27888N109 ECOARK HOLDINGS INC 0.75 2233.5 12/11/18 12/13/18 Sell -92 ZEST 27888N109 ECOARK HOLDINGS INC 0.75 69 12/13/18 12/17/18 Sell -253 ZEST 27888N109 ECOARK HOLDINGS INC 0.78 197.34 12/14/18 12/18/18 Sell -1468 ZEST 27888N109 ECOARK HOLDINGS INC 0.78 1145.04 12/20/18 12/24/18 Sell -5000 ZEST 27888N109 ECOARK HOLDINGS INC 0.68 3400 12/20/18 12/24/18 Sell -2000 ZEST 27888N109 ECOARK HOLDINGS INC 0.7 1400 d.N/A e.N/A | |
| ITEM 6. | CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER: |
| None | |
| ITEM 7. | MATERIALS TO BE FILES AS EXHIBITS: |
| None |