Filing Details
- Accession Number:
- 0000930413-19-000112
- Form Type:
- 13G Filing
- Publication Date:
- 2019-01-23 16:15:33
- Filed By:
- Ups Group Trust
- Company:
- Tpg Re Finance Trust Inc. (NYSE:TRTX)
- Filing Date:
- 2019-01-23
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
UPS Group Trust | 0 | 754,076 | 0 | 754,076 | 754,076 | 1.1% |
UPS Plan Investments Group | 0 | 754,076 | 0 | 754,076 | 754,076 | 1.1% |
Ernest Caballero | 754,076 | 0 | 754,076 | 0 | 754,076 | 1.1% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
TPG RE Finance Trust, Inc.
(Name of Issuer)
Common Stock, $0.001 par value per share |
(Title of Class of Securities)
87266M107 |
(CUSIP Number)
Steven L. Lichtenfeld, Esq., New York, NY 10036-8299
|
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
December 31, 2018 |
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
x Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes)
CUSIP No. 87266M107
1. | NAMES OF REPORTING PERSONS
UPS Group Trust | ||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) o (b) o
| ||||
3. | SEC USE ONLY
| ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Massachusetts | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER
0 | |||
6. | SHARED VOTING POWER
754,076 | ||||
7. | SOLE DISPOSITIVE POWER
0 | ||||
8. | SHARED DISPOSITIVE POWER
754,076 | ||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
754,076 | ||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) o
| ||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.1%(1) | ||||
12. | TYPE OF REPORTING PERSON (see instructions)
EP |
(1) | The percentage used herein and the rest of this Schedule 13G is calculated based upon 66,043,964 shares of Common Stock outstanding as of November 2, 2018, as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 5, 2018. |
CUSIP No. 87266M107
1. | NAMES OF REPORTING PERSONS
UPS Plan Investments Group | ||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) o (b) o
| ||||
3. | SEC USE ONLY
| ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Georgia | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER
0 | |||
6. | SHARED VOTING POWER
754,076 | ||||
7. | SOLE DISPOSITIVE POWER
0 | ||||
8. | SHARED DISPOSITIVE POWER
754,076 | ||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
754,076 | ||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) o
| ||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.1% | ||||
12. | TYPE OF REPORTING PERSON (see instructions)
HC |
CUSIP No. 87266M107
1. | NAMES OF REPORTING PERSONS
Ernest Caballero | ||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) o (b) o
| ||||
3. | SEC USE ONLY
| ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
United States | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER
754,076 | |||
6. | SHARED VOTING POWER
0 | ||||
7. | SOLE DISPOSITIVE POWER
754,076 | ||||
8. | SHARED DISPOSITIVE POWER
0 | ||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
754,076 | ||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) o
| ||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.1% | ||||
12. | TYPE OF REPORTING PERSON (see instructions)
IN |
Item 1. | (a) | Name of Issuer: |
TPG RE Finance Trust, Inc. | ||
(b) | Address of Issuer’s Principal Executive Offices: | |
888 Seventh Avenue,
35th Floor New York, New York 10106 | ||
Item 2. | (a) through (c): | |
This Schedule 13G is being jointly filed by and on behalf of each of UPS Group Trust, UPS Plan Investments Group and Ernest Caballero (each, a “Reporting Person,” and together, the “Reporting Persons”). UPS Group Trust is the record owner of the common stock set forth on the cover pages hereto. UPS Plan Investments Group is the named fiduciary of UPS Group Trust and may be deemed to beneficially own securities held by UPS Group Trust. Ernest Caballero is the Chief Investment Officer of UPS Plan Investments Group and has the sole power to vote and dispose of the common stock and may be deemed to beneficially own securities held by UPS Group Trust. | ||
(a)-(c) | Name, Address and Citizenship of Reporting Persons
Reporting
Person: UPS Group Trust
Reporting
Person: UPS Plan Investments Group
Ernest
Caballero | |
(d) | Title of Class of Securities | |
Common Stock, $0.001 par value per share. | ||
(e) | CUSIP Number | |
87266M107 |
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | ||
(a) | o | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | |
(b) | o | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | |
(c) | o | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | |
(d) | o | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | |
(e) | o | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | |
(f) | o | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | |
(g) | o | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); | |
(h) | o | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i) | o | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j) | o | Group, in accordance with §240.13d-1(b)(1)(ii)(J). | |
Not applicable. |
Item 4. | Ownership. |
Reference is made as to each of the Reporting Persons hereunder to Rows 5-9 and 11 of each of the cover pages of this Schedule 13G and associated footnotes, which are incorporated by reference herein. | |
Item 5. | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. x | |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not applicable. | |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. |
Not applicable. | |
Item 8. | Identification and Classification of Members of the Group. |
Not applicable. | |
Item 9. | Notice of Dissolution of Group. |
Not applicable. | |
Item 10. | Certification. |
Not applicable. |
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: January 23, 2019 | UPS Plan Investments Group |
/s/ Ernest Caballero | |
Name: Ernest Caballero | |
Title: Chief Investment Officer | |
UPS Group Trust | |
By: UPS Plan Investments Group | |
Its: Named Fiduciary | |
/s/ Ernest Caballero | |
Name: Ernest Caballero | |
Title: Chief Investment Officer | |
/s/ Ernest Caballero | |
Name: Ernest Caballero |
Exhibit Index
Exhibit | Description of Exhibit |
99.1 | Joint Filing Agreement dated January 23, 2019 |