Filing Details
- Accession Number:
- 0001144204-19-002413
- Form Type:
- 13G Filing
- Publication Date:
- 2019-01-23 14:38:14
- Filed By:
- Frost Phillip Md Et Al
- Company:
- Polarityte Inc. (NASDAQ:PTE)
- Filing Date:
- 2019-01-23
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Phillip Frost, M.D | 0 | 0 | 0 | 0 | 0 | 0% |
| Frost Gamma Investments Trust | 0 | 0 | 0 | 0 | 0 | 0% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
Amendment No. 3
To
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(b)
POLARITYTE, INC.
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
731094108
(CUSIP Number)
December 31, 2018
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| ¨ | Rule 13d-1(b) |
| x | Rule 13d-1(c) |
| ¨ | Rule 13d-1(d) |
|
CUSIP No. 731094108
|
|
1 |
NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Phillip Frost, M.D.. | |
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a) ¨ (b) ¨
|
|
3 |
SEC USE ONLY
| |
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 |
SOLE VOTING POWER
0 |
|
6 |
SHARED VOTING POWER
0 | |
|
7 |
SOLE DISPOSITIVE POWER
0 | |
|
8 |
SHARED DISPOSITIVE POWER
0 |
|
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 |
|
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
¨ |
|
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0% |
|
12 |
TYPE OF REPORTING PERSON*
IN |
|
CUSIP No. 731094108
|
|
1 |
NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Frost Gamma Investments Trust (1) | |
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a) ¨ (b) ¨
|
|
3 |
SEC USE ONLY
| |
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Florida |
|
BENEFICIALLY EACH REPORTING PERSON WITH |
5 |
SOLE VOTING POWER
0 |
|
6 |
SHARED VOTING POWER
0 | |
|
7 |
SOLE DISPOSITIVE POWER
0 | |
|
8 |
SHARED DISPOSITIVE POWER
0 |
|
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 |
|
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
¨ |
|
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0% |
|
12 |
TYPE OF REPORTING PERSON*
OO |
| (1) | Phillip Frost M.D., is the trustee of Frost Gamma Investments Trust (“FGIT”). Frost Gamma L.P. is the sole and exclusive beneficiary of FGIT. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. |
Item 1(a). Name of Issuer:
PolarityTE, Inc., a Delaware corporation (“Issuer”)
Item 1(b). Address of Issuer's Principal Executive Offices:
615 Arapeen Drive, Salt Lake City, UT 84108
Item 2(a). Name of Person Filing.
The statement is filed on behalf of Phillip Frost, M.D. and FGIT (together, the “Reporting Person”).
Item 2(b). Address of Principal Business Office or, if None, Residence.
4400 Biscayne Blvd. Miami, FL 33137.
Item 2(c). Citizenship.
United States/Florida
Item 2(d). Title of Class of Securities.
Common Stock, par value $0.001.
Item 2(e). CUSIP Number.
731094108
Item 3. Type of Person
Not applicable.
Item 4. Ownership.
(a) Amount beneficially owned: 0
(b) Percent of class: 0%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of: 0
Item 5. Ownership of Five Percent or Less of a Class.
If this Statement is being filed to report the fact that as of the date hereof, the Reporting Person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. [x]
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not Applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certifications.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| Date: January 23, 2019 | By: | /s/ Phillip Frost |
| Name: | Phillip Frost, M.D. | |
| Frost Gamma Investments Trust | ||
| Date: January 23, 2019 | By: | /s/ Phillip Frost |
| Name: | Phillip Frost, M.D. | |
| Title: | Trustee | |