Filing Details
- Accession Number:
- 0001654954-19-000575
- Form Type:
- 13G Filing
- Publication Date:
- 2019-01-17 19:23:39
- Filed By:
- Adelman Jason T
- Company:
- Oblong Inc. (NYSE:OBLG)
- Filing Date:
- 2019-01-18
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Jason T. Adelman | 0 | 4,577,500 | 0 | 4,577,500 | 4,577,500 | 9.2% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of
1934
(Amendment No. 6)*
| GLOWPOINT, INC. |
(Name of
Issuer)
| Common Stock, par
value $0.0001 per share |
(Title of Class of
Securities)
| 379887201 |
(CUSIP
Number)
| December 31 ,
2018 |
(Date of Event Which
Requires Filing of this Statement)
Check the
appropriate box to designate the rule pursuant to which this
Schedule is filed:
[ ] Rule
13d-1(b)
[ x ] Rule
13d-1(c)
[ ] Rule
13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| | | | | | | |
| CUSIP No. 379887201 | ||||||
| (1) | | Names of Reporting
Persons/ I.R.S. Identification Nos. of Above Persons (Entities
Only) Jason
T. Adelman | ||||
| (2) | | Check the
Appropriate Box if a Member of a Group (See
Instructions) (a) (b) | ||||
| (3) | | SEC Use
Only | ||||
| (4) | | Citizenship or
Place of Organization New
York | ||||
| Number of Shares Beneficially Owned by Each Reporting Person With | | (5) | | Sole Voting
Power 0 | ||
| | (6) | | Shared Voting
Power
4,577,500 | |||
| | (7) | | Sole Dispositive
Power 0 | |||
| | (8) | | Shared Dispositive
Power
4,577,500 | |||
| (9) | | Aggregate Amount
Beneficially Owned by Each Reporting Person
4,577,500 | ||||
| (10) | | Check if the Aggregate Amount in Row (9)
Excludes Certain Shares
[ ] (See
Instructions) | ||||
| (11) | | Percent of Class
Represented by Amount in Row (9) 9.2% | ||||
| (12) | | Type of Reporting
Person (See Instructions) IN | ||||
Item 1.
(a)
Name of Issuer
GLOWPOINT,
INC.
(b)
Address of Issuer's Principal Executive Offices
1776 Lincoln
Avenue, Suite 1300
Denver, Colorado,
80203
Item 2.
(a)
Name of Person Filing
Jason T.
Adelman
(b)
Address of Principal Business Office or, if none,
Residence
40 East
66th Street
New
York, NY 10021
(c)
Citizenship
New
York
(d)
Title of Class of Securities
Common Stock, par
value $0.0001 per share
(e)
CUSIP Number
379887201
Item 3. If this statement is filed
pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check
whether the person filing is a:
|
(a) |
[ ] |
Broker or dealer registered under section 15 of the Act (15 U.S.C.
78o); |
|
(b) |
[ ] |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C.
78c); |
|
(c) |
[ ] |
Insurance company as defined in section 3(a)(19) of the Act (15
U.S.C. 78c); |
|
(d) |
[ ] |
Investment company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C 80a-8); |
|
(e) |
[ ] |
An investment adviser in accordance with
§240.13d-1(b)(1)(ii)(E); |
|
(f) |
[ ] |
An employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F); |
|
(g) |
[ ] |
A parent holding company or control person in accordance with
§ 240.13d-1(b)(1)(ii)(G); |
|
(h) |
[ ] |
A savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813); |
|
(i) |
[ ] |
A church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a-3); |
|
(j) |
[ ] |
Group, in accordance with
§240.13d-1(b)(1)(ii)(J). |
Item 4.
(a)
Amount beneficially owned:
Mr. Adelman
beneficially owns 4,577,500 of the Issuer's common stock, of which
360,000 shares are held jointly with Mr. Adelman’s spouse and
753,000 shares are held in the JTA Resources Retirement
Plan.
Although Mr.
Adelman is a passive investor and has no present intent of
influencing control over the Issuer, he reserves the right to do so
in the future.
(b)
Percent of class:
9.2%. Based on
49,813,000 shares of the Issuer's common stock outstanding on
November 8, 2018, as reported by Glowpoint, Inc. in its Quarterly
Report on Form 10-Q for the quarter ending September 30,
2018.
(c)
Number of shares as to which the person has:
(i)
Sole power to vote or to direct the vote
0
(ii)
Shared power to vote or to direct the vote
4,577,500
(iii)
Sole power to dispose or to direct the disposition of
0
(iv)
Shared power to dispose or to direct the disposition
of
4,577,500
Item
5. Ownership of Five Percent or Less of a Class
If this
statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner
of more than five percent of the class of securities, check the
following [ ]
Item
6. Ownership of More than Five Percent on Behalf of Another
Person.
N/A
Item
7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding
Company.
N/A
Item
8. Identification and Classification of Members of the
Group.
N/A
Item
9. Notice of Dissolution of Group.
N/A
Item
10. Certification.
By
signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or
effect.
| SIGNATURES |
After reasonable
inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and
correct.
| | | | |
| | | | |
| Date: January 17, 2019 | By: | /s/ Jason T.
Adelman | |
| | | Name: Jason T.
Adelman | |
| | | | |