Filing Details
- Accession Number:
- 0001654954-19-000394
- Form Type:
- 13G Filing
- Publication Date:
- 2019-01-11 16:42:04
- Filed By:
- Yorkmont Capital Partners, Lp
- Company:
- Issuer Direct Corp (NYSEMKT:ISDR)
- Filing Date:
- 2019-01-11
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Yorkmont Capital Partners | 234,765 | 0 | 234,765 | 0 | 234,765 | 5.8% |
| Yorkmont Capital Management | 234,765 | 0 | 234,765 | 0 | 234,765 | 5.8% |
| Graeme P. Rein | 284,765 | 0 | 284,765 | 0 | 284,765 | 7.0% |
Filing
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Amendment
No. 5)
Under
the Securities Exchange Act of 1934
| |
ISSUER DIRECT CORPORATION | |
| | (Name
of Issuer) | |
| | | |
| |
COMMON STOCK | |
| | (Title
of Class of Securities) | |
| | | |
| |
46520M204 | |
| | (CUSIP
Number) | |
| | | |
| | 12/31/18 | |
| | (Date
of Event Which Requires Filing of this Statement) | |
| | | |
Check
the appropriate box to designate the rule pursuant to which
this Schedule is filed
| ☐ | Rule
13d-1(b) |
| ☒ | Rule
13d-1(c) |
| ☐ | Rule
13d-1(d) |
The
remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing
information which would alter the disclosures provided in a prior
cover page.
The
information required in the remainder of this cover page shall
not be deemed to be "filed" for the purpose of Section 18 of
the Securities Exchange Act of 1934 ("Act") or otherwise
subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however,
see the Notes).
CUSIP
No. 46520M204
| 1. | Names
of Reporting Persons. I.R.S.
Identification Nos. of above persons (entities only). Yorkmont
Capital Partners, LP 80-0835231 | |
| 2. | Check
the Appropriate Box if a Member of a Group (See
Instructions) (a) ☐ (b) ☐ | |
| 3. | SEC
Use Only | |
| 4. | Citizenship
of Place of Organization Texas | |
| Number
of Shares Beneficially Owned
by Each Reporting Person With | 5. | Sole
Voting Power 234,765 |
| 6. | Shared
Voting Power 0 | |
| 7. | Sole
Dispositive Power 234,765 | |
| 8. | Shared
Dispositive Power 0 | |
| 9. | Aggregate
Amount Beneficially Owned by each Reporting Person 234,765 | |
| 10. | Check if the Aggregate Amount in Row (9) Excludes
Certain Shares ☐ | |
| 11. | Percent
of Class Represented by Amount in Row 9 5.8% | |
| 12. | Type
of Reporting Person (See Instructions) PN | |
CUSIP
No. 46520M204
| 1. | Names
of Reporting Persons. I.R.S.
Identification Nos. of above persons (entities only). Yorkmont
Capital Management, LLC 45-5389822 | |
| 2. | Check
the Appropriate Box if a Member of a Group (See
Instructions) (a) ☐ (b) ☐ | |
| 3. | SEC
Use Only | |
| 4. | Citizenship
of Place of Organization Texas | |
| Number
of Shares Beneficially Owned
by Each Reporting Person With | 5. | Sole
Voting Power 234,765 |
| 6. | Shared
Voting Power 0 | |
| 7. | Sole
Dispositive Power 234,765 | |
| 8. | Shared
Dispositive Power 0 | |
| 9. | Aggregate
Amount Beneficially Owned by each Reporting Person 234,765 | |
| 10. | Check if the Aggregate Amount in Row (9) Excludes
Certain Shares ☐ | |
| 11. | Percent
of Class Represented by Amount in Row 9 5.8% | |
| 12. | Type
of Reporting Person (See Instructions) IA | |
CUSIP
No. 46520M204
| 1. | Names
of Reporting Persons. I.R.S.
Identification Nos. of above persons (entities only). Graeme
P. Rein | |
| 2. | Check
the Appropriate Box if a Member of a Group (See
Instructions) (a) ☐ (b) ☐ | |
| 3. | SEC
Use Only | |
| 4. | Citizenship
of Place of Organization United
States of America | |
| Number
of Shares Beneficially Owned
by Each Reporting Person With | 5. | Sole
Voting Power 284,765 |
| 6. | Shared
Voting Power 0 | |
| 7. | Sole
Dispositive Power 284,765 | |
| 8. | Shared
Dispositive Power 0 | |
| 9. | Aggregate
Amount Beneficially Owned by each Reporting Person 284,765 | |
| 10. | Check if the Aggregate Amount in Row (9) Excludes
Certain Shares ☐ | |
| 11. | Percent
of Class Represented by Amount in Row 9 7.0% | |
| 12. | Type
of Reporting Person (See Instructions) IN | |
ITEM 1:
(a) Name of Issuer:
Issuer Direct Corporation
(b) Address of Issuer’s
Principal Executive Offices:
500 Perimeter Park Drive, Suite D, Morrisville NC
27560
ITEM 2:
(a) Name of Person Filing:
This
Statement 13G is being filed jointly by Yorkmont Capital Partners,
LP, Yorkmont Capital Management, LLC, and Graeme P. Rein. Graeme P.
Rein is the managing member of Yorkmont Capital Management, LLC,
which is the general partner of Yorkmont Capital Partners,
LP.
(b) Address of Principal Business Office or, if None,
Residence:
2313 Lake Austin Blvd.
Suite 202, Austin, TX
78703
(c) Citizenship:
Yorkmont
Capital Partners, LP, is a Texas limited partnership
Yorkmont
Capital Management, LLC, is a Texas limited liability
company
Graeme
P. Rein is a citizen of the United States of America.
(d) Title of Class of Securities:
Common
Stock
(e) CUSIP Number:
46520M204
ITEM 3: IF THIS STATEMENT IS FILED PURSUANT TO
§§240.13D-1(B) OR 240.13D-2(B) OR (C), CHECK WHETHER THE
PERSON FILING IS A:
| | (a) | ☐ | Broker
or dealer registered under section 15 of the Act (15 U.S.C.
78o); |
| | | | |
| | (b) | ☐ | Bank
as defined in section 3(a)(6) of the Act (15 U.S.C.
78c); |
| | | | |
| | (c) | ☐ | Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C.
78c); |
| | | | |
| | (d) | ☐ | Investment
company registered under section 8 of the Investment Company Act of
1940 (15 U.S.C 80a-8); |
| | | | |
| | (e) | ☐ | An
investment adviser in accordance with
§240.13d-1(b)(1)(ii)(E); |
| | | | |
| | (f) | ☐ | An
employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F); |
| | | | |
| | (g) | ☐ | A
parent holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G); |
| | | | |
| | (h) | ☐ | A
savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813); |
| | | | |
| | (i) | ☐ | A
church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a-3); |
| | | | |
| | (j) | ☐ | A
non-U.S. institution, in accordance with
§240.13d-1(b)(1)(ii)(J); |
| | | | |
| | (k) | ☐ | Group,
in accordance with §240.13d-1(b)(1)(ii)(K). |
| | | | If
filing as a non-U.S. institution in accordance with
§240.13d-1(b)(1)(ii)(J), please specify the type of
institution: ___________________________. |
ITEM 4: OWNERSHIP.
Yorkmont Capital Partners, LP
(a) Amount
beneficially owned: 234,765 shares
(b) Percent
of class: 5.8% (based on 4,044,690 shares outstanding as of
November 1, 2018 as reported in the Issuer’s most recently
filed 10Q, filed on November 1, 2018.)
(c) Number
of shares as to which the person has:
| | (i) | Sole
power to vote or to direct the vote: 234,765 | | |
| | (ii) | Shared
power to vote or to direct the vote: 0 | | |
| | (iii) | Sole
power to dispose or to direct the disposition of:
234,765 | | |
| | (iv) | Shared power to dispose or to direct the disposition of:
0 | | |
Yorkmont Capital Management, LLC
(a) Amount
beneficially owned: 234,765 shares
(b) Percent
of class: 5.8% (based on 4,044,690 shares outstanding as of
November 1, 2018 as reported in the Issuer’s most recently
filed 10Q, filed on November 1, 2018.)
(c) Number
of shares as to which the person has:
| | (i) | Sole
power to vote or to direct the vote: 234,765 | | |
| | (ii) | Shared
power to vote or to direct the vote: 0 | | |
| | (iii) | Sole
power to dispose or to direct the disposition of:
234,765 | | |
| | (iv) | Shared power to dispose or to direct the disposition of:
0 | | |
Graeme P. Rein
(a) Amount
beneficially owned: 284,765 shares
(b) Percent
of class: 7.0% (based on 4,044,690 shares outstanding as of
November 1, 2018 as reported in the Issuer’s most recently
filed 10Q, filed on November 1, 2018.)
(c) Number
of shares as to which the person has:
| | (i) | Sole
power to vote or to direct the vote: 284,765 | | |
| | (ii) | Shared
power to vote or to direct the vote: 0 | | |
| | (iii) | Sole
power to dispose or to direct the disposition of:
284,765 | | |
| | (iv) | Shared power to dispose or to direct the disposition of:
0 | | |
ITEM 5: OWNERSHIP OF FIVE PERCENT OR LESS OF A
CLASS.
Not
Applicable.
ITEM 6: OWNERSHIP OF MORE THAN FIVE PERCENT ON
BEHALF OF ANOTHER PERSON.
Not
Applicable.
ITEM 7: IDENTIFICATION AND CLASSIFICATION OF THE
SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY
THE PARENT HOLDING COMPANY.
Not
Applicable.
ITEM 8: IDENTIFICATION AND CLASSIFICATION OF
MEMBERS OF THE GROUP.
See
Exhibit A.
ITEM 9: NOTICE OF DISSOLUTION OF
GROUP.
Not
Applicable.
ITEM 10: CERTIFICATIONS.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true,
complete and correct.
|
Dated: January 11, 2019 | |
YORKMONT CAPITAL PARTNERS, LP | |
| | | | |
| |
By: |
YORMONT CAPITAL MANAGEMENT,LLC
its General Partner | |
| | | | |
| |
By: |
/s/ Graeme P. Rein | |
| | |
Graeme P. Rein, General Partner | |
| | | | |
| | |
YORKMONT CAPITAL MANAGEMENT, LLC | |
| | | | |
| |
By: |
/s/ Graeme P. Rein | |
| | |
Graeme P. Rein, Managing Member | |
| | | | |
| | |
GRAEME P. REIN | |
| | | | |
| |
By: |
/s/ Graeme P. Rein | |
| | |
Graeme P. Rein | |
CUSIP
No. 46520M204
EXHIBIT
A
JOINT
FILING AGREEMENT
The
undersigned hereby agree that the Statement on Schedule 13G/A dated
January 11, 2019 with respect to the shares of Common Stock of
Issuer Direct Corporation and any further amendments thereto
executed by each and any of the undersigned shall be filed on
behalf of each of the undersigned pursuant to and in accordance
with the provisions of Rule 13(d)-1(k)(1) under the Securities
Exchange Act of 1934, as amended.
| Dated:
January 11, 2019 | | YORKMONT
CAPITAL PARTNERS, LP | |
| | | | |
| | By: | YORMONT
CAPITAL MANAGEMENT,LLC its
General Partner | |
| | | | |
| | By: | /s/
Graeme P. Rein | |
| | | Graeme
P. Rein, General Partner | |
| | | | |
| | |
YORKMONT CAPITAL MANAGEMENT, LLC | |
| | | | |
| |
By: |
/s/ Graeme P. Rein | |
| | |
Graeme P. Rein, Managing Member | |
| | | | |
| | |
GRAEME P. REIN | |
| | | | |
| |
By: |
/s/ Graeme P. Rein | |
| | |
Graeme P. Rein | |