Filing Details
- Accession Number:
- 0001085146-19-000090
- Form Type:
- 13G Filing
- Publication Date:
- 2019-01-09 15:52:30
- Filed By:
- Conestoga Capital Advisors, Llc
- Company:
- Douglas Dynamics Inc (NYSE:PLOW)
- Filing Date:
- 2019-01-09
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Conestoga Capital Advisors | 1,872,514 | 0 | 2,089,014 | 0 | 2,089,014 | 9.2% |
| Conestoga Small Cap Fund | 1,250,110 | 0 | 1,250,110 | 0 | 1,250,110 | 12 TYPE OF REPORTING PERSON IV CUSIP No. 25960R105 ITEM 1(a). NAME OF ISSUER DOUGLAS DYNAMICS, INC ITEM 1(b). ADDRESS OF ISSUER S PRINCIPAL EXECUTIVE OFFICES 7777 North 73rd St. Milwaukee, WI 53223 ITEM 2(a). NAME OF PERSON FILING Conestoga Capital Advisors LLC Conestoga Small Cap Fund ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE 550 E. Swedesford Rd. Ste 120 Wayne, PA 19087 ITEM 2(c). CITIZENSHIP Delaware Delaware ITEM 2(d). TITLE OF CLASS OF SECURITIES Common Stock, 0.01 Par Value ITEM 2(e). CUSIP NUMBER 25960R105 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b), or 13d-2(b) or (c) CHECK WHETHER THE PERSON FILING IS A (a) Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78c) (b) Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c) (c) Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c) (d) X Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8) (e) X An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E) (f) An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F) (g) A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G) (h) A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813) (i) A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3) (j) A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J) (k) Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d1(b)(1)(ii)(J), please specify the type of institution ITEM 4. OWNERSHIP (a) Amount beneficially owned As of December 31, 2018, the Reporting Persons Conestoga Capital Advisors indirectly beneficially owned 2,089,014 shares while the Conestoga Small Cap Fund owned 1,250,110 of the 22,700,991 of the Issuer s Common Stock indirectly beneficially owned by Conestoga Capital Advisors. Such shares of the Issuer s Common Stock were directly beneficially owned by the Accounts. The Conestoga Small Cap Fund beneficially owned more than 5.0% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
DOUGLAS DYNAMICS, INC
(Name of Issuer)
Common Stock, $0.01 Par Value
(Title of Class of Securities)
25960R105
(CUSIP Number)
December 31, 2018
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on
this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed"
for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject
to the liabilities of that section of the Act but shall be subject to all other provisions of the
Act (however, see Instructions).
CUSIP No.: 25960R105
| 1 | NAME OF REPORTING PERSON Conestoga Small Cap Fund I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) 22-3865089 | ||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] | ||
| 3 | SEC USE ONLY | ||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 1,250,110 | |
| 6 | SHARED VOTING POWER 0 | ||
| 7 | SOLE DISPOSITIVE POWER 1,250,110 | ||
| 8 | SHARED DISPOSITIVE POWER 0 | ||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,250,110 | ||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
| ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||
| 12 | TYPE OF REPORTING PERSON IV | ||
CUSIP No.: 25960R105
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Attention — Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001).