Filing Details
- Accession Number:
- 0001193125-18-362343
- Form Type:
- 13G Filing
- Publication Date:
- 2018-12-31 16:48:04
- Filed By:
- Boxer Capital, Llc
- Company:
- Dbv Technologies S.a. (NASDAQ:DBVT)
- Filing Date:
- 2018-12-31
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Boxer Capital | . | . | . | . | . | (9). 7.5% |
| Boxer Asset Management Inc | . | . | . | . | . | (9). 7.5% |
| Joe Lewis | . | . | . | . | . | (9). 7.5% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
DBV Technologies S.A.
(Name of Issuer)
Ordinary shares, 0.10 nominal value per share
(Title of Class of Securities)
23306J101 (American Depositary Shares, each representing one-half of one Ordinary Share)
(CUSIP Number)
December 20, 2018
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
| * | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 23306J101
| 1 | Name of reporting persons.
Boxer Capital, LLC | |||||
| 2 | Check the appropriate box if a member of a group. (See instructions) (a) ☐ (b) ☒
| |||||
| 3 | SEC use only.
| |||||
| 4 | Citizenship or place of organization.
Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | Sole voting power.
-0- | ||||
| 6 | Shared voting power.
2,250,000* | |||||
| 7 | Sole dispositive power.
-0- | |||||
| 8 | Shared dispositive power.
2,250,000* | |||||
| 9 | Aggregate amount beneficially owned by each reporting person.
2,250,000* | |||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (see instructions).
☐ | |||||
| 11 | Percent of class represented by amount in row (9).
7.5%** | |||||
| 12 | Type of reporting person
OO | |||||
| * | Comprised of ordinary shares held through American Depository Shares, each of which represents one-half of an ordinary share. |
| ** | Based on 30,122,977 ordinary shares outstanding as of September 30, 2018 as set forth in the Issuers report on Form 6-K filed with the Securities and Exchange Commission on October 30, 2018. |
CUSIP No. 23306J101
| 1 | Name of reporting persons.
Boxer Asset Management Inc. | |||||
| 2 | Check the appropriate box if a member of a group. (See instructions) (a) ☐ (b) ☒
| |||||
| 3 | SEC use only.
| |||||
| 4 | Citizenship or place of organization.
Bahamas | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | Sole voting power.
-0- | ||||
| 6 | Shared voting power.
2,250,000* | |||||
| 7 | Sole dispositive power.
-0- | |||||
| 8 | Shared dispositive power.
2,250,000* | |||||
| 9 | Aggregate amount beneficially owned by each reporting person.
2,250,000* | |||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (see instructions).
☐ | |||||
| 11 | Percent of class represented by amount in row (9).
7.5%** | |||||
| 12 | Type of reporting person
CO | |||||
| * | Comprised of ordinary shares held through American Depository Shares, each of which represents one-half of an ordinary share. |
| ** | Based on 30,122,977 ordinary shares outstanding as of September 30, 2018 as set forth in the Issuers report on Form 6-K filed with the Securities and Exchange Commission on October 30, 2018. |
CUSIP No. 23306J101
| 1 | Name of reporting persons.
Joe Lewis | |||||
| 2 | Check the appropriate box if a member of a group. (See instructions) (a) ☐ (b) ☒
| |||||
| 3 | SEC use only.
| |||||
| 4 | Citizenship or place of organization.
United Kingdom | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | Sole voting power.
-0- | ||||
| 6 | Shared voting power.
2,250,000* | |||||
| 7 | Sole dispositive power.
-0- | |||||
| 8 | Shared dispositive power.
2,250,000* | |||||
| 9 | Aggregate amount beneficially owned by each reporting person.
2,250,000* | |||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (see instructions).
☐ | |||||
| 11 | Percent of class represented by amount in row (9).
7.5%** | |||||
| 12 | Type of reporting person
IN | |||||
| * | Comprised of ordinary shares held through American Depository Shares, each of which represents one-half of an ordinary share. |
| ** | Based on 30,122,977 ordinary shares outstanding as of September 30, 2018 as set forth in the Issuers report on Form 6-K filed with the Securities and Exchange Commission on October 30, 2018. |
| Item 1(a). | Name of Issuer: |
DBV Technologies S.A. (the Issuer)
| Item 1(b). | Address of Issuers Principal Executive Offices: |
177-181 avenue Pierre Brossolette
92120 Montrouge France
| Item 2(a). | Name of Person Filing: |
This Schedule 13G is jointly filed by Boxer Capital, LLC (Boxer Capital), Boxer Asset Management Inc. (Boxer Management) and Joe Lewis (together with Boxer Capital and Boxer Management, the Reporting Persons). Boxer Management is the managing member and majority owner of Boxer Capital. Joe Lewis is the sole indirect beneficial owner of and controls Boxer Management.
| Item 2(b). | Address of Principal Business Office, or, if none, Residence: |
The principal business address of Boxer Capital is: 11682 El Camino Real, Suite 320, San Diego, CA 92130. The principal business address of Boxer Management and Joe Lewis is: Cay House, EP Taylor Drive N7776, Lyford Cay, New Providence, Bahamas.
| Item 2(c). | Citizenship: |
Boxer Capital is a limited liability company organized under the laws of Delaware. Boxer Management is a corporation organized under the laws of the Bahamas. Joe Lewis is a citizen of the United Kingdom.
| Item 2(d). | Title of Class of Securities: |
Ordinary shares, 0.10 nominal value per share (the Ordinary Shares). The Ordinary Shares are represented by American Depositary Shares, each American Depositary Share representing one-half of an Ordinary Share (ADSs).
| Item 2(e). | CUSIP Number: |
23306J101
| Item 3. | If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: |
Not applicable.
| Item 4. | Ownership. |
| (a) | Amount beneficially owned: |
The Reporting Persons beneficially own 2,250,000 Ordinary Shares. The Ordinary Shares beneficially owned are owned through 4,500,000 ADSs.
| (b) | Percent of class: |
The number of Ordinary Shares beneficially owned by the Reporting Persons represent 7.5% (based on 30,122,977 Ordinary Shares outstanding as of September 30, 2018 as set forth in the Issuers report on Form 6-K filed with the Securities and Exchange Commission on October 30, 2018) of the Issuers outstanding Ordinary Shares.
| (c) | Number of Ordinary Shares as to which such person has: |
| (i) | Sole power to vote or to direct the vote: |
None of the Reporting Persons has sole power to vote or direct the vote of any Ordinary Shares.
| (ii) | Shared power to vote or to direct the vote: |
The Reporting Persons have shared power to vote or to direct the vote of the 2,250,000 Ordinary Shares they beneficially own.
| (iii) | Sole power to dispose or to direct the disposition of: |
None of the Reporting Persons has sole power to vote or direct the vote of any of the Ordinary Shares.
| (iv) | Shared power to dispose or to direct the disposition of: |
The Reporting Persons have shared power to dispose or to direct the disposition of the 2,250,000 Ordinary Shares they beneficially own.
| Item 5. | Ownership of Five Percent or Less of a Class. |
Not applicable.
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Only Boxer Capital has the right to receive dividends and the proceeds from the sale of the Ordinary Shares held by Boxer Capital.
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
Not applicable.
| Item 8. | Identification and Classification of Members of the Group. |
Not applicable.
| Item 9. | Notice of Dissolution of Group. |
Not applicable.
| Item 10. | Certification. |
(c) By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
Exhibits
| 1 | Joint Filing Agreement, dated December 31, 2018, among the Reporting Persons. | |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
December 31, 2018
| BOXER CAPITAL, LLC | ||
| By: | /s/ Aaron I. Davis | |
| Name: | Aaron I. Davis | |
| Title: | Authorized Signatory | |
| BOXER ASSET MANAGEMENT INC. | ||
| By: | /s/ Jason Callender | |
| Name: | Jason Callender | |
| Title: | Director | |
| JOSEPH C. LEWIS | ||
| /s/ Joseph C. Lewis | ||
| Joseph C. Lewis, Individually | ||