Filing Details
- Accession Number:
- 0000912282-18-000168
- Form Type:
- 13D Filing
- Publication Date:
- 2018-12-26 17:21:10
- Filed By:
- Atwood Brent
- Company:
- Globestar Therapeutics Corp (OTCMKTS:GSTC)
- Filing Date:
- 2018-12-26
- SEC Url:
- 13D Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Brent Atwood | 0 | 5,033,510 | 0 | 5,033,510 | 5,033,510 | 8.0% |
Equine Holdings | 0 | 5,033,510 | 0 | 5,033,510 | 5,033,510 | 8.0% |
EQuine Holdings Charter Private Equity Fund XIII | 0 | 1,000,000 | 0 | 1,000,000 | 1,000,000 | 1.6% |
Equine Charter Priviate Equity Fund XX | 0 | 803,583 | 0 | 803,583 | 803,583 | 1.3% |
Equine Charter Private Equity Fund XI | 0 | 400,000 | 0 | 400,000 | 400,000 | 0.6% |
Equine Charter Private Equity Fund XII | 0 | 400,000 | 0 | 400,000 | 400,000 | 0.6% |
Equine Holdings Charter PE Fund XXI | 0 | 150,000 | 0 | 150,000 | 150,000 | 0.2% |
eQuine Charter Private Equity Fund XV | 0 | 250,000 | 0 | 250,000 | 250,000 | 0.4% |
eQuine Charter Private Equity Fund DCCCLXXXVIII | 0 | 400,000 | 0 | 400,000 | 400,000 | 0.6% |
eQuine Charter Private Equity Fund VII | 0 | 400,000 | 0 | 400,000 | 400,000 | 0.6% |
eQuine Private Equity Fund 755460 | 0 | 500,000 | 0 | 500,000 | 500,000 | 0.8% |
Cargill - Atwood Family Private Equity Fund | 0 | 729,927 | 0 | 729,927 | 729,927 | 1.2% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_______________
_______________
SCHEDULE 13D
Under the Securities Exchange Act of 1934
Under the Securities Exchange Act of 1934
ANGIOSOMA INC.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
03476L102
(CUSIP Number)
Brent Atwood
5000 Riverside Drive
Ste 100E Bldg 6
Irving, Texas 75039
Telephone: (907) 738-8458
With a copy to:
John Cooley
5000 Riverside Drive
Ste 100E Bldg 6
Irving, Texas 75039
Telephone: (972) 974-8979
(Name, Address and Telephone Number of
Person Authorized to
Receive Notices and Communications)
December 14, 2018
(Date of Event Which Requires Filing of
This Statement)
_______________
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and
is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. ☐
Note: Schedules filed in paper format
shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities
Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes)
CUSIP No. 03476L102 | ||||
1 | NAMES OF REPORTING PERSONS | | | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | ||
Brent Atwood | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☒ | |
(b) | ☐ | |||
| | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | |
OO | | | ||
| | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | |
| | |||
| | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
United States of America | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
8 | SHARED VOTING POWER | | | |
5,033,510 | | | ||
| | |||
9 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
10 | SHARED DISPOSITIVE POWER | | | |
5,033,510 | | | ||
| | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
5,033,510 | | | ||
| | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | |
| | |||
| | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | |
8.0%* | | | ||
| | |||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | |
IN | | | ||
| |
___________________
* Calculated based on 63,003,596 shares of Common Stock issued and outstanding as of July 31, 2018, as reported in the Issuer’s Quarterly Report on Form 10‑Q filed on August 1, 2018 for the
quarterly period ended June 30, 2018.
CUSIP No. 03476L102 | ||||
1 | NAMES OF REPORTING PERSONS | | | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | ||
Equine Holdings, LLC | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☒ | |
(b) | ☐ | |||
| | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | |
OO | | | ||
| | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | |
| | |||
| | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Wyoming | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
8 | SHARED VOTING POWER | | | |
5,033,510 | | | ||
| | |||
9 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
10 | SHARED DISPOSITIVE POWER | | | |
5,033,510 | | | ||
| | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
5,033,510 | | | ||
| | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | |
| | |||
| | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | |
8.0%* | | | ||
| | |||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | |
OO | | | ||
| |
___________________
* Calculated based on 63,003,596 shares of Common Stock issued and outstanding as of July 31, 2018, as reported in the Issuer’s Quarterly Report on Form 10‑Q filed on August 1, 2018 for the
quarterly period ended June 30, 2018.
CUSIP No. 03476L102 | ||||
1 | NAMES OF REPORTING PERSONS | | | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | ||
EQuine Holdings Charter Private Equity Fund XIII 13 | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☒ | |
(b) | ☐ | |||
| | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | |
OO | | | ||
| | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | |
| | |||
| | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Wyoming | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
8 | SHARED VOTING POWER | | | |
1,000,000 | | | ||
| | |||
9 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
10 | SHARED DISPOSITIVE POWER | | | |
1,000,000 | | | ||
| | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
1,000,000 | | | ||
| | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | |
| | |||
| | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | |
1.6%* | | | ||
| | |||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | |
OO | | | ||
| |
___________________
* Calculated based on 63,003,596 shares of Common Stock issued and outstanding as of July 31, 2018, as reported in the Issuer’s Quarterly Report on Form 10‑Q filed on August 1, 2018 for the
quarterly period ended June 30, 2018.
CUSIP No. 03476L102 | ||||
1 | NAMES OF REPORTING PERSONS | | | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | ||
Equine Charter Priviate Equity Fund XX | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☒ | |
(b) | ☐ | |||
| | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | |
OO | | | ||
| | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | |
| | |||
| | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Wyoming | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
8 | SHARED VOTING POWER | | | |
803,583 | | | ||
| | |||
9 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
10 | SHARED DISPOSITIVE POWER | | | |
803,583 | | | ||
| | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
803,583 | | | ||
| | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | |
| | |||
| | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | |
1.3%* | | | ||
| | |||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | |
OO | | | ||
| |
___________________
* Calculated based on 63,003,596 shares of Common Stock issued and outstanding as of July 31, 2018, as reported in the Issuer’s Quarterly Report on Form 10‑Q filed on August 1, 2018 for the
quarterly period ended June 30, 2018.
CUSIP No. 03476L102 | ||||
1 | NAMES OF REPORTING PERSONS | | | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | ||
Equine Charter Private Equity Fund XI | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☒ | |
(b) | ☐ | |||
| | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | |
OO | | | ||
| | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | |
| | |||
| | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Wyoming | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
8 | SHARED VOTING POWER | | | |
400,000 | | | ||
| | |||
9 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
10 | SHARED DISPOSITIVE POWER | | | |
400,000 | | | ||
| | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
400,000 | | | ||
| | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | |
| | |||
| | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | |
0.6%* | | | ||
| | |||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | |
OO | | | ||
| |
___________________
* Calculated based on 63,003,596 shares of Common Stock issued and outstanding as of July 31, 2018, as reported in the Issuer’s Quarterly Report on Form 10‑Q filed on August 1, 2018 for the
quarterly period ended June 30, 2018.
CUSIP No. 03476L102 | ||||
1 | NAMES OF REPORTING PERSONS | | | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | ||
Equine Charter Private Equity Fund XII | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☒ | |
(b) | ☐ | |||
| | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | |
OO | | | ||
| | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | |
| | |||
| | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Wyoming | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
8 | SHARED VOTING POWER | | | |
400,000 | | | ||
| | |||
9 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
10 | SHARED DISPOSITIVE POWER | | | |
400,000 | | | ||
| | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
400,000 | | | ||
| | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | |
| | |||
| | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | |
0.6%* | | | ||
| | |||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | |
OO | | | ||
| |
___________________
* Calculated based on 63,003,596 shares of Common Stock issued and outstanding as of July 31, 2018, as reported in the Issuer’s Quarterly Report on Form 10‑Q filed on August 1, 2018 for the
quarterly period ended June 30, 2018.
CUSIP No. 03476L102 | ||||
1 | NAMES OF REPORTING PERSONS | | | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | ||
Equine Holdings Charter PE Fund XXI | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☒ | |
(b) | ☐ | |||
| | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | |
OO | | | ||
| | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | |
| | |||
| | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Wyoming | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
8 | SHARED VOTING POWER | | | |
150,000 | | | ||
| | |||
9 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
10 | SHARED DISPOSITIVE POWER | | | |
150,000 | | | ||
| | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
150,000 | | | ||
| | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | |
| | |||
| | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | |
0.2%* | | | ||
| | |||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | |
OO | | | ||
| |
___________________
* Calculated based on 63,003,596 shares of Common Stock issued and outstanding as of July 31, 2018, as reported in the Issuer’s Quarterly Report on Form 10‑Q filed on August 1, 2018 for the
quarterly period ended June 30, 2018.
CUSIP No. 03476L102 | ||||
1 | NAMES OF REPORTING PERSONS | | | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | ||
eQuine Charter Private Equity Fund XV, LLC | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☒ | |
(b) | ☐ | |||
| | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | |
OO | | | ||
| | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | |
| | |||
| | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Wyoming | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
8 | SHARED VOTING POWER | | | |
250,000 | | | ||
| | |||
9 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
10 | SHARED DISPOSITIVE POWER | | | |
250,000 | | | ||
| | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
250,000 | | | ||
| | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | |
| | |||
| | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | |
0.4%* | | | ||
| | |||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | |
OO | | | ||
| |
___________________
* Calculated based on 63,003,596 shares of Common Stock issued and outstanding as of July 31, 2018, as reported in the Issuer’s Quarterly Report on Form 10‑Q filed on August 1, 2018 for the
quarterly period ended June 30, 2018.
CUSIP No. 03476L102 | ||||
1 | NAMES OF REPORTING PERSONS | | | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | ||
eQuine Charter Private Equity Fund DCCCLXXXVIII, LLC | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☒ | |
(b) | ☐ | |||
| | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | |
OO | | | ||
| | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | |
| | |||
| | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Wyoming | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
8 | SHARED VOTING POWER | | | |
400,000 | | | ||
| | |||
9 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
10 | SHARED DISPOSITIVE POWER | | | |
400,000 | | | ||
| | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
400,000 | | | ||
| | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | |
| | |||
| | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | |
0.6%* | | | ||
| | |||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | |
OO | | | ||
| |
___________________
* Calculated based on 63,003,596 shares of Common Stock issued and outstanding as of July 31, 2018, as reported in the Issuer’s Quarterly Report on Form 10‑Q filed on August 1, 2018 for the
quarterly period ended June 30, 2018.
CUSIP No. 03476L102 | ||||
1 | NAMES OF REPORTING PERSONS | | | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | ||
eQuine Charter Private Equity Fund VII, LLC | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☒ | |
(b) | ☐ | |||
| | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | |
OO | | | ||
| | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | |
| | |||
| | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Wyoming | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
8 | SHARED VOTING POWER | | | |
400,000 | | | ||
| | |||
9 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
10 | SHARED DISPOSITIVE POWER | | | |
400,000 | | | ||
| | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
400,000 | | | ||
| | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | |
| | |||
| | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | |
0.6%* | | | ||
| | |||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | |
OO | | | ||
| |
___________________
* Calculated based on 63,003,596 shares of Common Stock issued and outstanding as of July 31, 2018, as reported in the Issuer’s Quarterly Report on Form 10‑Q filed on August 1, 2018 for the
quarterly period ended June 30, 2018.
CUSIP No. 03476L102 | ||||
1 | NAMES OF REPORTING PERSONS | | | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | ||
eQuine Private Equity Fund 755460, LLC | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☒ | |
(b) | ☐ | |||
| | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | |
OO | | | ||
| | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | |
| | |||
| | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Wyoming | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
8 | SHARED VOTING POWER | | | |
500,000 | | | ||
| | |||
9 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
10 | SHARED DISPOSITIVE POWER | | | |
500,000 | | | ||
| | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
500,000 | | | ||
| | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | |
| | |||
| | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | |
0.8%* | | | ||
| | |||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | |
OO | | | ||
| |
___________________
* Calculated based on 63,003,596 shares of Common Stock issued and outstanding as of July 31, 2018, as reported in the Issuer’s Quarterly Report on Form 10‑Q filed on August 1, 2018 for the
quarterly period ended June 30, 2018.
CUSIP No. 03476L102 | ||||
1 | NAMES OF REPORTING PERSONS | | | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | ||
Cargill - Atwood Family Private Equity Fund, LLC | | | ||
| | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☒ | |
(b) | ☐ | |||
| | |||
3 | SEC USE ONLY | | | |
| | | ||
| | |||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | | | |
OO | | | ||
| | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | | ☐ | |
| | |||
| | |||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | |
Wyoming | | | ||
| | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | | |
-0- | | | ||
| | |||
8 | SHARED VOTING POWER | | | |
729,927 | | | ||
| | |||
9 | SOLE DISPOSITIVE POWER | | | |
-0- | | | ||
| | |||
10 | SHARED DISPOSITIVE POWER | | | |
729,927 | | | ||
| | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | |
729,927 | | | ||
| | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | ☐ | |
| | |||
| | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | | | |
1.2%* | | | ||
| | |||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | |
OO | | | ||
| |
___________________
* Calculated based on 63,003,596 shares of Common Stock issued and outstanding as of July 31, 2018, as reported in the Issuer’s Quarterly Report on Form 10‑Q filed on August 1, 2018 for the
quarterly period ended June 30, 2018.
Item 1.Security and Issuer
This Schedule 13D relates to the common shares (the “Common Shares”) of AngioSoma Inc. (the “Issuer”), a Nevada
corporation. The address of the Issuer’s principal executive offices is 2500 Wilcrest Drive, 3rd Floor, Houston, TX 77042.
Item 2.Identity and Background
(a) | This Statement is being filed by Brent Atwood (“Atwood”), Equine Holdings, LLC, a Wyoming limited liability company (“Holdings”), Equine Holdings
Charter Private Equity Fund XIII 13 (“XIII”), a Wyoming limited liability company, Equine Charter Private Equity Fund XX, a Wyoming limited liability company (“XX”), Equine Charter Private Equity Fund XI, a Wyoming limited
liability company (“XI”), Equine Charter Private Equity Fund XII, a Wyoming limited liability company (“XII”), Equine Holdings Charter PE Fund XXI, a Wyoming limited liability company (“XXI”), eQuine Charter Private Equity Fund
XV, LLC, a Wyoming limited liability company (“XV”), eQuine Charter Private Equity Fund DCCCLXXXVIII, LLC, a Wyoming limited liability company (“888”), eQuine Charter Private Equity Fund VII, LLC, a Wyoming limited liability
company (“VII”), eQuine Private Equity Fund 755460, LLC, a Wyoming limited liability company (“755460”), and Cargill - Atwood Family Private Equity Fund, LLC, a Wyoming limited liability company (“CA” and, collectively, the
“Reporting Persons”). Schedule A attached hereto sets forth information referred to in Instruction C of Schedule 13D with respect to each Reporting Person, other than Mr. Atwood. |
(b) | The principal business address of each of the Reporting Persons is 5000 Riverside Drive, Suite 100E, Building 6, Irving, TX 75039. |
(c) | The principal business of each of the Reporting Persons, other than Atwood and Holdings, is to invest in securities and other assets. The principal
business of Holdings is to serve as the manager of the eQuine entities. The principal business of Atwood is to serve as the Chief Executive Manager of the other Reporting Persons. |
(d), (e) | During the last five years, none of the Reporting Persons or any person listed on Schedule A (i) have been convicted in a criminal proceeding (excluding
traffic violations or similar misdemeanors) or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or
final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding any violation with respect to such laws. |
(f) | Atwood is a citizen of the United States of America. |
Item 3.Source and Amount of Funds or Other Consideration
Each of the Reporting Persons, other than Atwood and Holdings, is a private equity fund formed for the purpose of
making investments for its own account. The source of funds for such Reporting Persons is capital committed by the members of such Reporting Persons.
The Reporting Persons purchased the Subject Shares for aggregate consideration (excluding brokerage commissions) of
$122,836.67.
Item 4.Purpose of Transaction
On December 26, 2018, the Issuer entered into a partially binding letter of intent to acquire 100% of the equity
interests in Diabetes Relief LLC (the “Transaction”). Diabetes Relief licenses medical facilities for the treatment of metabolic disorder, specializing in diabetes, for the use of patented protocols, processes, and intellectual property.
Treatments are individualized to a patient’s condition and metabolic state. Diabetes Relief, through providing thousands of treatments, has seen vast improvements for patients. Clinical trials for FDA approval of LiprostinTM, that is intended
to treat Peripheral Artery Disease, or PAD, may be facilitated by the acquisition. A copy of the letter of intent is attached hereto as Exhibit 99.3, and is incorporated herein by reference.
In connection with the Transaction, Mr. Atwood is in discussions to potentially join the management team of the Issuer
following completion of the Transaction.
An individual that holds a significant portion of the LLC interests of XX holds shares of Diabetes Relief.
In addition to the Transaction described herein, the Reporting Persons may engage in discussions with the Issuer’s
management, members of the Issuer’s Board of Directors, other stockholders of the Issuer and other relevant parties concerning the business, assets, capitalization, financial condition, operations, management, governance, strategy and future
plans of the Issuer, which discussions may include proposing or considering one or more of the actions described in subsections (a) through (j) of Item 4 of Schedule 13D. There can be no assurance as to the outcome of any of the discussions
referred to in this Schedule 13D.
The Reporting Persons intend to review their investments in the Issuer on a continuing basis. Depending on various
factors, including, without limitation, the Issuer’s financial position and strategic direction, actions taken by the board, price levels of shares of the Common Stock, other investment opportunities available to the Reporting Persons, and
industry conditions, the Reporting Persons may take such actions with respect to their investment in the Issuer as they deems appropriate, including, without limitation, purchasing additional shares of Common Stock or selling some or all of
the Subject Shares and/or otherwise changing his intention with respect to any and all matters referred to in this Item 4.
Item 5.Interest in Securities of the Issuer
(a), (b) | As of December 26, 2018, the Reporting Persons (and each of them)
beneficially own the number of shares of Common Stock set forth below. Based on the Issuer’s quarterly report on Form 10‑Q for the quarterly period ended June 30, 2018, there were 63,003,596 shares of the Common Stock issued
and outstanding as of July 31, 2018. |
Atwood | |
Number of Shares: | 5,033,510 |
Percentage of Shares: | 8.0% |
Sole power to vote or direct the vote: | 0 |
Shared power to vote or direct the vote: | 5,033,510 |
Sole power to dispose or to direct the disposition: | 0 |
Shared power to dispose or direct the disposition: | 5,033,510 |
Holdings | |
Number of Shares: | 5,033,510 |
Percentage of Shares: | 8.0% |
Sole power to vote or direct the vote: | 0 |
Shared power to vote or direct the vote: | 5,033,510 |
Sole power to dispose or to direct the disposition: | 0 |
Shared power to dispose or direct the disposition: | 5,033,510 |
XIII | |
Number of Shares: | 1,000,000 |
Percentage of Shares: | 1.6% |
Sole power to vote or direct the vote: | 0 |
Shared power to vote or direct the vote: | 1,000,000 |
Sole power to dispose or to direct the disposition: | 0 |
Shared power to dispose or direct the disposition: | 1,000,000 |
XX | |
Number of Shares: | 803,583 |
Percentage of Shares: | 1.3% |
Sole power to vote or direct the vote: | 0 |
Shared power to vote or direct the vote: | 803,583 |
Sole power to dispose or to direct the disposition: | 0 |
Shared power to dispose or direct the disposition: | 803,583 |
XI | |
Number of Shares: | 400,000 |
Percentage of Shares: | 0.6% |
Sole power to vote or direct the vote: | 0 |
Shared power to vote or direct the vote: | 400,000 |
Sole power to dispose or to direct the disposition: | 0 |
Shared power to dispose or direct the disposition: | 400,000 |
XII | |
Number of Shares: | 400,000 |
Percentage of Shares: | 0.6% |
Sole power to vote or direct the vote: | 0 |
Shared power to vote or direct the vote: | 400,000 |
Sole power to dispose or to direct the disposition: | 0 |
Shared power to dispose or direct the disposition: | 400,000 |
XXI | |
Number of Shares: | 150,000 |
Percentage of Shares: | 0.2% |
Sole power to vote or direct the vote: | 0 |
Shared power to vote or direct the vote: | 150,000 |
Sole power to dispose or to direct the disposition: | 0 |
Shared power to dispose or direct the disposition: | 150,000 |
XV | |
Number of Shares: | 250,000 |
Percentage of Shares: | 0.4% |
Sole power to vote or direct the vote: | 0 |
Shared power to vote or direct the vote: | 250,000 |
Sole power to dispose or to direct the disposition: | 0 |
Shared power to dispose or direct the disposition: | 250,000 |
888 | |
Number of Shares: | 400,000 |
Percentage of Shares: | 0.6% |
Sole power to vote or direct the vote: | 0 |
Shared power to vote or direct the vote: | 400,000 |
Sole power to dispose or to direct the disposition: | 0 |
Shared power to dispose or direct the disposition: | 400,000 |
VII | |
Number of Shares: | 400,000 |
Percentage of Shares: | 0.6% |
Sole power to vote or direct the vote: | 0 |
Shared power to vote or direct the vote: | 400,000 |
Sole power to dispose or to direct the disposition: | 0 |
Shared power to dispose or direct the disposition: | 400,000 |
755460 | |
Number of Shares: | 500,000 |
Percentage of Shares: | 0.8% |
Sole power to vote or direct the vote: | 0 |
Shared power to vote or direct the vote: | 500,000 |
Sole power to dispose or to direct the disposition: | 0 |
Shared power to dispose or direct the disposition: | 500,000 |
CA | |
Number of Shares: | 729,927 |
Percentage of Shares: | 1.2% |
Sole power to vote or direct the vote: | 0 |
Shared power to vote or direct the vote: | 729,927 |
Sole power to dispose or to direct the disposition: | 0 |
Shared power to dispose or direct the disposition: | 729,927 |
| (c) | Exhibit 99.1, which is incorporated by reference into this Item 5(c) as if restated in full, describes all of the transactions in shares of the Common
Stock that were effected in the past 60 days by the Reporting Persons. |
(d) | No other person is known to the Reporting Persons to have the right to receive or the power to direct the receipt of dividends from, or the proceeds
from the sale of, the Subject Shares. |
(e) | Not applicable. |
Item 6.Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
Except for the matters described herein, the Reporting Persons do not have any contract, arrangement, understanding or
relationship (legal or otherwise) with any person with respect to the securities of the Issuer.
Item 7.Material to Be filed as Exhibits
Exhibit No. | Description |
| |
99.1 | Joint Filing Agreement |
99.2 | Trading Data |
Signature
After reasonable inquiry and to the best of each of the undersigned’s knowledge and belief, each of the undersigned
certify that the information set forth in this statement is true, complete and correct.
Date: December 26, 2018 | EQUINE HOLDINGS, LLC |
| |
| By: /s/ John Cooley Name: John Cooley |
| Title: Chief Financial Manager |
| |
| |
| |
Date: December 26, 2018 | EQUINE HOLDINGS CHARTER PRIVATE EQUITY FUND XIII 13 |
| |
| By: /s/ John Cooley |
| Name: John Cooley |
| Title: Chief Financial Manager |
| |
| |
Date: December 26, 2018 | EQUINE CHARTER PRIVATE EQUITY FUND XX |
| |
| By: /s/ John Cooley |
| Name: John Cooley |
| Title: Chief Financial Officer |
| |
| |
Date: December 26, 2018 | EQUINE CHARTER PRIVATE EQUITY FUND XI |
| |
| By:/s/ John Cooley |
| Name: John Cooley |
| Title: Chief Financial Officer |
| |
| |
Date: December 26, 2018 | EQUINE CHARTER PRIVATE EQUITY FUND XII |
| |
| By: /s/ John Cooley |
| Name: John Cooley |
| Title: Chief Financial Officer |
| |
| |
Date: December 26, 2018 | EQUINE HOLDINGS CHARTER PE FUND XXI |
| |
| By:/s/ John Cooley |
| Name: John Cooley |
| Title: Chief Financial Officer |
| |
| |
Date: December 26, 2018 | EQUINE CHARTER PRIVATE EQUITY FUND XV, LLC |
| |
| By: /s/ John Cooley |
| Name: John Cooley |
| Title: Chief Financial Officer |
| |
| |
Date: December 26, 2018 | EQUINE CHARTER PRIVATE EQUITY FUND DCCCLXXXVIII, LLC |
| |
| By:/s/ John Cooley |
| Name: John Cooley |
| Title: Chief Financial Officer |
| |
| |
Date: December 26, 2018 | EQUINE CHARTER PRIVATE EQUITY FUND VII, LLC |
| |
| By: /s/ John Cooley |
| Name: John Cooley |
| Title: Chief Financial Officer |
| |
| |
Date: December 26, 2018 | EQUINE PRIVATE EQUITY FUND 755460, LLC |
| |
| By: /s/ John Cooley |
| Name: John Cooley |
| Title: Chief Financial Officer |
| |
| |
Date: December 26, 2018 | CARGILL - ATWOOD FAMILY PRIVATE EQUITY FUND, LLC |
| |
| By: /s/ John Cooley |
| Name: John Cooley |
| Title: Chief Financial Officer |
| |
| |
Date: December 26, 2018 | By: /s/ Brent Atwood |
| Name: Brent Atwood |
SCHEDULE A
Brent Atwood is the Chief Executive Manager of each of the entities listed as Reporting Persons. Mr. Atwood’s principal business address is
5000 Riverside Drive, Suite 100E, Building 6, Irving, TX 75039. Mr. Atwood's principal business is as a businessman.
John Cooley is the Chief Financial Manager of each of the entities listed as Reporting Persons. Mr. Cooley’s principal business address is
5000 Riverside Drive, Suite 100E, Building 6, Irving, TX 75039. Mr. Cooley’s principal business is as a businessman. Mr. Cooley is a citizen of the United States of America. Mr. Cooley has sole voting and dispositive power over 185,000
shares of common stock of the Issuer. The trading details relating to his acquisition are contained on Exhibit 99.2.
Holdings is a 1% member of all of the reporting entities. Brent Atwood is the Chief Executive Manager of all of the entities, including
Holdings. John Cooley is the Chief Financial Manager of all of the entities including Holdings. There is a tiered sharing of profits between Holdings and the subsidiary entities.