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Lpl Financial Holdings Inc. (LPLA)

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Sector: Security & Commodity Brokers, Dealers, Exchanges & Services

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Eliot Marc Cohen, Managing Director, 2024-12-31
Aneri Jambusaria, Managing Director, 2024-12-09
E. Corey Thomas, Director, 2024-12-04

Eliot Marc Cohen, Managing Director, 2024-12-31
Aneri Jambusaria, Managing Director, 2024-12-09
E. Corey Thomas, Director, 2024-12-04
P Richard Schifter, Director, 2024-12-04
S James Putnam, Director, 2024-12-04
Allison Mnookin, Director, 2024-12-04
Jr Francis William Glavin, Director, 2024-12-04
Paulett Eberhart, Director, 2024-12-04
C Edward Bernard, Director, 2024-12-04
Althea Brown, Managing Director, 2024-09-16
H. Dan Arnold, President & Ceo, 2024-06-18
Greg Gates, Managing Director, 2024-06-14
M Anne Mulcahy, Director, 2024-05-14
J Albert Ko, Director, 2024-05-14
Richard Steinmeier, Managing Director, 2024-02-28
Kabir Sethi, Managing Director, 2024-02-28
Matthew Enyedi, Managing Director, 2024-02-28
J Matthew Audette, Cfo And Head Of Business Ops, 2024-02-28
Sara Dadyar, Managing Director, 2024-01-08
Brent Simonich, Principal Accounting Officer, 2023-02-28
Dayton Semerjian, Managing Director, 2023-02-28
Michelle Oroschakoff, Managing Director, 2023-02-28
R. Sallie Larsen, Managing Director, 2023-02-28
Burton George White, Managing Director, 2022-03-01
Edward Fandrey, Managing Director, 2022-03-01
Scott Seese, Managing Director, 2021-06-16
Andrew John Kalbaugh, Managing Director, 2021-03-02
S James Riepe, Director, 2020-04-02
Tracy Calder, Managing Director, 2019-11-26
Thomas Gooley, Managing Director, 2019-03-16
D Viet Dinh, Director, 2018-08-27
Jr. P. William Morrissey, Managing Director, 2018-03-16
Marco Hellman, Director, 2018-03-09
Joseph John Brennan, Director, 2017-03-29
P. David Bergers, Managing Director, 2017-03-16
Victor Fetter, Managing Director, 2017-03-09
S Mark Casady, Director, 2017-03-06
Ryan Parker, Md, Invstmt & Planning Solutns, 2016-03-09
R. Jeffrey Buchheister, Evp, Chief Accounting Officer, 2016-03-08
Tpg Group Holdings (Sbs) Advisors, Inc., Other, 2015-12-15
G James Coulter, Other, 2015-12-15
David Bonderman, Other, 2015-12-15
Sharyn Handelsman, Md, Chief Compliance Officer, 2015-06-04
Lux Thomas, Acting Chief Financial Officer, 2015-05-20
W Richard Boyce, Director, 2015-05-20
Frances Mary Schott, Md, Client Expernce & Training, 2015-03-11
Mark Helliker, Md, Client Support Services, 2015-03-11
J. Robert Moore, President, 2015-02-27
D Joan Khoury, Md, Chief Marketing Officer, 2014-02-26
Derek Bruton, Md, Independent Advisor Svcs, 2014-02-26
E Jeffrey Stiefler, Director, 2013-11-21
Hellman & Friedman Llc, Large Shareholder, Director, 2013-08-19
Hellman & Friedman Capital Partners V, L.p., Large Shareholder, Director, 2013-08-19
Hellman & Friedman Capital Associates V, L.p., Large Shareholder, Director, 2013-08-19
Hellman & Friedman Capital Partners V (Parallel), L.p., Large Shareholder, Director, 2013-08-19
Hellman & Friedman Investors V, L.p., Large Shareholder, Director, 2013-08-19
R Allen Thorpe, Director, 2013-08-19
Hellman & Friedman Gp Llc, Large Shareholder, Director, 2013-02-27
Hellman & Friedman Lp, Large Shareholder, Director, 2013-02-27
J. John Mcdermott, Md, Chief Risk Ofc., 2013-02-26
A Jeffrey Goldstein, Director, 2013-02-26
Iii E William Dwyer, President, Nat'l Sales, 2013-02-26
L Stephanie Brown, Md & General Counsel, 2013-02-26
Christopher Feeney, Md, Chief Information Officer, 2012-12-10
Jonathan Eaton, Md, Custom Clearing Services, 2012-05-02
M Esther Stearns, President & Coo, 2012-02-24
D. Erik Ragatz, Director, 2011-12-05
S Becky Shulman, Md & Deputy Cfo, 2011-09-30
M. Denise Abood, Md, Human Capital, 2010-12-27
Bill Maher, Officer, 2009-03-23

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Hedge Fund Holdings

Filing Period:

Last updated on January 28, 2025, 10:32 am based on SEC 13F filings Last update: January 28, 2025, 10:32 am

No.	Hedge Fund	Shares	Value	Activity	% Port
1.	Iridian Asset Management David Cohen And Harold Levy	28,902	$9,436,792	-66%	2.51%
2.	Entropy Technologies Vikram Modi And Arjun Modi	1,292	$421,851		0.04%
3.	CaaS CapitalCALL Frank Fu	0	$0		0%
4.	CaaS CapitalPUT Frank Fu	0	$0		0%

Insider Trading: Purchases See All

Insider	Price	Amount	Relationship	Remaining Holdings	Date	Form 4
Glavin	$180.23	557	Director	2,775	2023-05-04	Filing
Simonich	$219.15	920	Officer	6,042	2022-11-18	Filing
Glavin	$217.74	458	Director	2,218	2022-11-18	Filing
Glavin	$142.02	260	Director	1,760	2022-03-08	Filing
Glavin	$141.51	1,500	Director	1,500	2022-03-08	Filing

Insider Trading: Sales See All

Insider	Price	Amount	Relationship	Remaining Holdings	Date	Form 4
Jambusaria	$331.94	305	Officer	3,920	2024-12-05	Filing
Arnold	$277.31	5,677	Officer, Director	142,608	2024-06-14	Filing
Sethi	$267.90	242	Officer	10,245	2024-02-26	Filing
Sethi	$266.89	323	Officer	10,487	2024-02-26	Filing
Sethi	$266.12	662	Officer	10,810	2024-02-26	Filing

Institutional Investors' Holdings

Filing Period:

No.	Name	Shares	Value	% Port
1.	Vanguard Group Inc	7,141,049	$1,625,445,573	0.03%
2.	Blackrock Inc.	5,961,459	$1,356,947,342	0.03%
3.	Henderson Group Plc	2,843,632	$647,267,607	0.38%
4.	Fmr Llc	2,799,190	$637,151,702	0.04%
5.	Capital Research Global Investors	2,208,188	$502,631,893	0.12%

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