Hercules Capital Inc. (HTGC)

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Institutional Investors' Holdings

Filing Period:

No.	Name	Shares	Value	% Port
1.	Sound Income Strategies, Llc	2,874,455	$55,218,279	3.26%
2.	Gilman Hill Asset Management, Llc	568,673	$10,924,216	1.9%
3.	Confluence Investment Management Llc	382,629	$7,350,310	0.11%
4.	Mount Yale Investment Advisors, Llc	153,851	$2,955,475	0.25%
5.	Hennion & Walsh Asset Management, Inc.	88,531	$1,700,681	0.08%