Hercules Capital Inc. (HTGC)

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Institutional Investors' Holdings

Filing Period:

No.	Name	Shares	Value	% Port
1.	Sound Income Strategies, Llc	2,815,214	$56,557,650	3.49%
2.	Morgan Stanley	1,279,683	$25,708,845	0%
3.	Legal & General Group Plc	1,077,851	$21,654,026	0%
4.	Advisors Capital Management, Llc	1,018,210	$20,455,842	0.32%
5.	Lpl Financial Llc	987,320	$19,835,262	0%