Hedge Fund - Bulldog Investors

Bulldog Investors, LLC functions as an investment advisory firm, providing a range of investment management and financial planning services to both individual and institutional investors. Serving clients primarily in the State of New Jersey, the company is committed to delivering tailored solutions to meet the diverse needs of its clientele.

Mr. Phillip Goldstein, a co-founder of Bulldog Investors in 1993, serves as a Principal and the lead investment strategist of the firm. Renowned for his expertise in closed-end fund investing and activist techniques to optimize investment returns, he has been featured on prominent business shows and publications, including CNBC, Forbes, and Fortune Magazine. Mr. Goldstein actively oversees the implementation of the firm’s activist strategies and has held director roles in several closed-end funds where Bulldog Investors maintains a strategic position. Currently, he serves as a director/trustee of Mexico Equity and Income Fund Inc., Special Opportunities Fund, Inc., The Swiss Helvetia Fund, Inc., High Income Securities Fund, and Brookfield DTLA Fund Office Trust Investor Inc. Mr. Goldstein earned his Bachelor of Engineering degree from the University of Southern California in 1966 and his Master of Engineering degree from City College, New York in 1968.

Mr. Andrew Dakos serves as a Principal and Partner at Bulldog Investors, LLP, an SEC-registered investment adviser that provides investment advisory services to various clients, including Special Opportunities Fund, Inc., an NYSE-listed closed-end investment company, and separately managed accounts. In his role as Portfolio Manager, Mr. Dakos collaborates on Bulldog Investors' investment strategy. Additionally, he holds director/trustee positions at Special Opportunities Fund, Inc., High Income Securities Fund, The Swiss Helvetia Fund, Inc., and Brookfield DTLA Fund Office Trust Investor Inc. Mr. Dakos has previously served on the boards of several public companies and currently serves as President of Special Opportunities Fund, Inc. He graduated with a Bachelor of Science degree in Business Administration from the University of Delaware.

Mr. Rajeev Das acts as a Principal at Bulldog Investors. Presently, he holds director/trustee positions at Mexico Equity and Income Fund Inc. and High Income Securities Fund. Additionally, he serves as Vice-President of Special Opportunities Fund, Inc. and Secretary of The Swiss Helvetia Fund, Inc. Mr. Das is a Chartered Financial Analyst (CFA). He earned a Bachelor of Arts in Economics from the University of Bombay in 1989 and a Master of Arts in Economics from New York University in 1999.

Bulldog Investors, LLP operates as a hedge fund serving 377 clients and managing discretionary assets totaling $368,127,282, as per their Form ADV filed on March 29, 2023. Their most recent 13F filing for the fourth quarter of 2023 indicates holdings of $304,385,274 in managed 13F securities, with a top 10 holdings concentration of 34.59%. Notably, the largest holding of Bulldog Investors, LLP comprises 1,360,514 shares of SRH Total Return Fund, Inc.