Filing Details
- Accession Number:
- 0001182489-11-000029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-10 18:27:43
- Reporting Period:
- 2011-01-06
- Filing Date:
- 2011-01-10
- Accepted Time:
- 2011-01-10 18:27:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1006195 | Matrixx Initiatives Inc | MTXX | Pharmaceutical Preparations (2834) | 870482806 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1087378 | Collectors' Fund, L.p. | C/O Porter Orlin Llc 666 Fifth Avenue, Suite 3403 New York NY 10103 | No | No | Yes | Yes | |
1120329 | Alex A Porter | C/O Porter Orlin Llc 666 Fifth Avenue, Suite 3403 New York NY 10103 | No | No | Yes | Yes | |
1221176 | E Paul Orlin | C/O Porter Orlin Llc 666 Fifth Avenue, Suite 3403 New York NY 10103 | No | No | Yes | Yes | |
1221177 | Cf Advisors Llc | C/O Porter Orlin Llc 666 Fifth Avenue, Suite 3403 New York NY 10103 | No | No | Yes | Yes | |
1279829 | Amici Healthcare, L.p. | C/O Porter Orlin Llc 666 Fifth Avenue, Suite 3403 New York NY 10103 | No | No | Yes | Yes | |
1326537 | Porter Orlin Llc | 666 Fifth Avenue, Suite 3403 New York NY 10103 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2011-01-06 | 108,024 | $8.63 | 765,424 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2011-01-06 | 16,800 | $8.63 | 1,162,000 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 Per Share | 270,000 | Direct | |
Common Stock, Par Value $0.001 Per Share | 1,035,424 | Indirect | See Footnotes |
Footnotes
- The entities and individuals identified in the footnotes of this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such group.
- The amount of securities shown in this row is owned directly by Amici Healthcare, L.P. ("Amici Healthcare").
- The amount of securities shown in this row is owned directly by The Collectors' Fund, L.P. (together with Amici Healthcare, the "Partnerships").
- The amount of securities shown in this row is, in the aggregate, owned directly by the Partnerships. As the general partner of each of the Partnerships, CF Advisors, LLC (the "General Partner") may be deemed to be a beneficial owner of the Issuer's securities held by each of the Partnerships. The General Partner disclaims any beneficial ownership of any of the Issuer's securities reported or referred to herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except as to securities representing the General Partner's pro rata interest in, and interest in the profits of, the Partnerships.
- The amount of securities shown in this row is, in the aggregate, owned directly by the Partnerships and a discretionary account (the "Managed Account") managed by Porter Orlin LLC (the "Investment Manager").
- As the registered investment adviser to the Partnerships and the Managed Account, the Investment Manager may be deemed to be a beneficial owner of the Issuer's securities held by the Partnerships and the Managed Account. The Investment Manager disclaims any beneficial ownership of any of the Issuer's securities reported or referred to herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest, if any.
- Each of A. Alex Porter and Paul E. Orlin (collectively, the "Managing Members"), as a managing member of the General Partner and the Investment Manager with the power to exercise investment discretion, may be deemed to be a beneficial owner of the Issuer's securities held by the Partnerships and the Managed Account. Each of the Managing Members disclaims any beneficial ownership of any of the Issuer's securities reported or referred to herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest, if any.