Page 6 of 8 – SEC Filing EXPLANATORY NOTE
This Amendment No. 14 to Schedule 13D (the Amendment) is
being filed with respect to the beneficial ownership of Voce Capital Management
LLC, Voce Capital LLC and J. Daniel Plants (the Reporting Persons). This
Amendment supplements the Schedule 13D as previously filed on July 7, 2015 (as
amended, the Schedule 13D). Each Item below amends and supplements the
information disclosed under the corresponding Item of Schedule 13D. Unless
otherwise indicated herein, capitalized terms used but not defined in this
Amendment shall have the same meaning herein as are ascribed to such terms in
Schedule 13D.
As of June 15, 2016, the Reporting Persons no longer
beneficially own any Shares of the Issuer. This is the final amendment to the
Schedule 13D and constitutes an exit filing for the Reporting Persons.
Item 4. PURPOSE OF TRANSACTION
Item 4 is hereby amended and supplemented by adding the
following information:
On June 15, 2016, Voce Capital Management sold all 387,025 of
its Shares of the Issuer in open market transactions for $16.40 per share.
Item 5. INTEREST IN SECURITIES OF THE ISSUER
Item 5 is hereby amended and restated in its entirety as
follows:
(a) As of June 15, 2016, the Reporting Persons do not
beneficially own any Shares of the Issuer.
To the extent that Voce Catalysts former director
nominees Jarl Berntzen and Michael McConnell own Shares of the Issuer, the
Reporting Persons disclaim beneficial ownership of the Shares beneficially
owned by Mr. Berntzen and Mr. McConnell.
(b) As of June 15, 2016, the Reporting Persons do not
beneficially own any Shares of the Issuer.
(c) The response to Item 4 of this Schedule 13D is
incorporated herein by reference.
(d) No person other than the Reporting Persons is known to
have the right to receive, or the power to direct the receipt of dividends
from, or proceeds from the sale of, the Shares.
(e) On June 15, 2016, the Reporting Persons ceased to be the
beneficial owners of more than five percent of the Shares of the
Issuer.
Follow Fbr & Co. (NASDAQ:FBRC)
Follow Fbr & Co. (NASDAQ:FBRC)
We may use your email to send marketing emails about our services. Click here to read our privacy policy.
EXPLANATORY NOTE
This Amendment No. 14 to Schedule 13D (the Amendment) is
being filed with respect to the beneficial ownership of Voce Capital Management
LLC, Voce Capital LLC and J. Daniel Plants (the Reporting Persons). This
Amendment supplements the Schedule 13D as previously filed on July 7, 2015 (as
amended, the Schedule 13D). Each Item below amends and supplements the
information disclosed under the corresponding Item of Schedule 13D. Unless
otherwise indicated herein, capitalized terms used but not defined in this
Amendment shall have the same meaning herein as are ascribed to such terms in
Schedule 13D.
As of June 15, 2016, the Reporting Persons no longer
beneficially own any Shares of the Issuer. This is the final amendment to the
Schedule 13D and constitutes an exit filing for the Reporting Persons.
Item 4. PURPOSE OF TRANSACTION
Item 4 is hereby amended and supplemented by adding the
following information:
On June 15, 2016, Voce Capital Management sold all 387,025 of
its Shares of the Issuer in open market transactions for $16.40 per share.
Item 5. INTEREST IN SECURITIES OF THE ISSUER
Item 5 is hereby amended and restated in its entirety as
follows:
| (a) | As of June 15, 2016, the Reporting Persons do not |
| To the extent that Voce Catalysts former director | |
| (b) | As of June 15, 2016, the Reporting Persons do not |
| (c) | The response to Item 4 of this Schedule 13D is |
| (d) | No person other than the Reporting Persons is known to |
| (e) | On June 15, 2016, the Reporting Persons ceased to be the |
