Universal Technical Institute Inc (UTI): Coliseum Capital Purchases Preferred Shares; Shackelton Appointed to Board

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Page 7 of 15 – SEC Filing

SCHEDULE 13D
CUSIP No. 913915104 Page
7
of 15 Pages
  1.

Names of
reporting persons. I.R.S. Identification Nos. of above persons (entities only)

Coliseum Capital Co-Invest, L.P.

  2.

Check the appropriate box if a member
of a group (see instructions)

(a)  ¨        (b)  x

  3.

SEC use only

  4.

Source of funds (see instructions)

WC

  5.

Check if disclosure of legal
proceedings is required pursuant to Items 2(d) or 2(e)

¨

  6.

Citizenship or place of
organization

Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

  7.

Sole voting power

0

  8.

Shared voting power

1,214,791 (1)

  9.

Sole dispositive power

0

10.

Shared dispositive power

1,214,791 (1)

11.

Aggregate amount beneficially owned by each reporting person

1,214,791 (1)

12.

Check if the aggregate amount in Row
(11) excludes certain shares (see instructions)

¨

13.

Percent of class represented by amount
in Row (11)

4.8% (1)

14.

Type of reporting person (see
instructions)

PN

(1) Consists of 1,214,791 Common Shares that could currently be obtained upon conversion of the Series A Preferred Stock or that could be voted pursuant to the as-converted voting provisions of the Series A Preferred Stock.
Does not include 2,453,077 Common Shares (or the voting equivalent thereof) subject to the Conversion Cap and the Voting Cap.

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