Page 2 of 15 – SEC Filing
SCHEDULE 13D CUSIP No. 913915104 Page
2
of 15 Pages
1. Names of
reporting persons. I.R.S. Identification Nos. of above persons (entities only)
Coliseum Capital Management, LLC
2. Check the appropriate box if a member
of a group (see instructions)
(a) ¨ (b) x
3. SEC use only
4. Source of funds (see instructions)
AF
5. Check if disclosure of legal
proceedings is required pursuant to Items 2(d) or 2(e)
¨
6. Citizenship or place of
organization
Delaware
Number of
shares
beneficially
owned by
each
reporting
person
with
7. Sole voting power
0
8. Shared voting power
4,816,515 (1)
9. Sole dispositive power
0
10. Shared dispositive power
4,816,515 (1)
11. Aggregate amount beneficially owned by each reporting person
4,816,515 (1)
12. Check if the aggregate amount in Row
(11) excludes certain shares (see instructions)
¨
13. Percent of class represented by amount
in Row (11)
18.8% (1)
14. Type of reporting person (see
instructions)
IA
(1) Consists of (a) 3,601,724 of shares of the Issuers common stock, $0.0001 par value per share (the Common Shares) and (b) 1,214,791 Common Shares that could currently be obtained upon
conversion of the Issuers Series A Convertible Preferred Stock, par value $0.0001 per share (Series A Preferred Stock) or that could be voted pursuant to the as-converted voting provisions of the Series A Preferred Stock.
Does not include 19,806,230 Common Shares (or the voting equivalent thereof) subject to the Conversion Cap and the Voting Cap (as such terms are defined in Item 4 below).
| SCHEDULE 13D | ||||
| CUSIP No. 913915104 | Page 2 of 15 Pages | |||
| 1. | Names of Coliseum Capital Management, LLC | |||||
| 2. | Check the appropriate box if a member (a) ¨ (b) x | |||||
| 3. | SEC use only | |||||
| 4. | Source of funds (see instructions) AF | |||||
| 5. | Check if disclosure of legal ¨ | |||||
| 6. | Citizenship or place of Delaware | |||||
| Number of shares beneficially owned by each reporting person with | 7. | Sole voting power 0 | ||||
| 8. | Shared voting power 4,816,515 (1) | |||||
| 9. | Sole dispositive power 0 | |||||
| 10. | Shared dispositive power 4,816,515 (1) | |||||
| 11. | Aggregate amount beneficially owned by each reporting person 4,816,515 (1) | |||||
| 12. | Check if the aggregate amount in Row ¨ | |||||
| 13. | Percent of class represented by amount 18.8% (1) | |||||
| 14. | Type of reporting person (see IA | |||||
| (1) | Consists of (a) 3,601,724 of shares of the Issuers common stock, $0.0001 par value per share (the Common Shares) and (b) 1,214,791 Common Shares that could currently be obtained upon conversion of the Issuers Series A Convertible Preferred Stock, par value $0.0001 per share (Series A Preferred Stock) or that could be voted pursuant to the as-converted voting provisions of the Series A Preferred Stock. Does not include 19,806,230 Common Shares (or the voting equivalent thereof) subject to the Conversion Cap and the Voting Cap (as such terms are defined in Item 4 below). |
