Universal Technical Institute Inc (UTI): Coliseum Capital Purchases Preferred Shares; Shackelton Appointed to Board

Page 14 of 15 – SEC Filing

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		SCHEDULE 13D
CUSIP No. 913915104				Page 14 of 15 Pages

Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the
Issuer.

Item 6 is supplemented as follows:

CCM is
an investment adviser whose clients, including CCP, CCP2, CCC and the Separate Account, have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Series A Preferred Stock. CC is the general
partner of CCP, CCP2 and CCC. Gray and Shackelton are the managers of CC and CCM. CCM is the non-member manager of CH1.

The Reporting Persons are parties
to an agreement with respect to the joint filing of this Schedule 13D and any amendments thereto. A copy of such agreement is attached as Exhibit 1 to this Schedule 13D and is incorporated by reference herein.

The information in Item 4 hereof is incorporated herein by reference.

Item 7. Material to Be Filed as Exhibits.

Exhibit		Description
1*		Joint Filing Agreement, dated June 28, 2016
2*		Purchase Agreement, dated June 24, 2016
3*		Certificate of Designations, dated June 23, 2016
4*		Registration Rights Agreement, dated June 24, 2016

*	Filed herewith.