Ultratech Inc (UTEK): Carlson Capital Locks In Some Profits

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Page 8 of 16 – SEC Filing
CUSIP No.  904034105
SCHEDULE 13D
Page 9 of 19 Pages
1
 NAMES OF REPORTING PERSON          
    Asgard Investment Corp.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a)  [   ]
 (b)  [X]
3 SEC USE ONLY
4
SOURCE OF FUNDS
             AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
       [    ]
6
CITIZENSHIP OR PLACE OF ORGANIZATION
           Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
2,643,986 Common Shares
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
2,643,986 Common Shares
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
       2,643,986 Common Shares
12
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
      [  ]
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES
     9.89%
14
TYPE OF REPORTING PERSON
    CO

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