Page 11 of 16 – SEC Filing CUSIP No. 904034105 SCHEDULE 13D Page 12 of 19 Pages
Item 5. INTEREST IN SECURITIES OF THE ISSUER (a) and (b) The Reporting Persons may be deemed to beneficially own in the aggregate 2,643,986 Common Shares. Based upon a total of 26,709,639 Common Shares outstanding as of March 31, 2016, as reported in the Issuer’s Amendment No. 1 to Annual Report on Form 10-K for the period ended December 31, 2015, filed with the Securities and Exchange Commission on April 22, 2016, the Reporting Persons’ shares represent approximately 9.89% of the outstanding Common Shares. Carlson Capital, Asgard II, Asgard I and Mr. Carlson have the power to vote and direct the disposition of (i) the 1,339,830 Common Shares reported herein as owned by DOF, (ii) the 1,000,625 Common Shares reported herein as owned by ROF, (iii) the 182,634 Common Shares reported herein as owned by RVC, (iv) the 52,008 Common Shares reported herein as owned by OFF, (v) the 44,200 Common Shares reported herein as owned by SRI and an additional 24,689 Common Shares held in the Accounts. (c) Information concerning transactions in the Common Shares effected by the Reporting Persons during the past sixty days is set forth in Appendix B hereto and is incorporated herein by reference. (d) Except as set forth herein, no person other than the Reporting Persons is known to have the right to receive or the power to direct the receipt of dividendg from, or the proceeds from the sale of, Common Shares. (e) Not applicable. Item 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER The Reporting Persons are parties to an agreement with respect to the joint filing of this Schedule 13D and any amendments thereto. A copy of such agreement is attached hereto as Exhibit 1 and is incorporated by reference herein. Except as set forth herein, there are no contracts, understandings or relationships among the Reporting Persons or between the Reporting Persons and any other person with respect to the Common Shares. Item 7. MATERIAL TO BE FILED AS EXHIBITS Exhibit Description 1 Joint Filing Agreement, dated July 27, 2016.
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| CUSIP No. 904034105 | SCHEDULE 13D | Page 12 of 19 Pages |
| Item 5. | INTEREST IN SECURITIES OF THE ISSUER |
| (a) and (b) | |
| The Reporting Persons may be deemed to beneficially own in the aggregate 2,643,986 Common Shares. Based upon a total of 26,709,639 Common Shares outstanding as of March 31, 2016, as reported in the Issuer’s Amendment No. 1 to Annual Report on Form 10-K for the period ended December 31, 2015, filed with the Securities and Exchange Commission on April 22, 2016, the Reporting Persons’ shares represent approximately 9.89% of the outstanding Common Shares. | |
| Carlson Capital, Asgard II, Asgard I and Mr. Carlson have the power to vote and direct the disposition of (i) the 1,339,830 Common Shares reported herein as owned by DOF, (ii) the 1,000,625 Common Shares reported herein as owned by ROF, (iii) the 182,634 Common Shares reported herein as owned by RVC, (iv) the 52,008 Common Shares reported herein as owned by OFF, (v) the 44,200 Common Shares reported herein as owned by SRI and an additional 24,689 Common Shares held in the Accounts. | |
| (c) Information concerning transactions in the Common Shares effected by the Reporting Persons during the past sixty days is set forth in Appendix B hereto and is incorporated herein by reference. | |
| (d) Except as set forth herein, no person other than the Reporting Persons is known to have the right to receive or the power to direct the receipt of dividendg from, or the proceeds from the sale of, Common Shares. | |
| (e) Not applicable. | |
| Item 6. | CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER |
| The Reporting Persons are parties to an agreement with respect to the joint filing of this Schedule 13D and any amendments thereto. A copy of such agreement is attached hereto as Exhibit 1 and is incorporated by reference herein. | |
| Except as set forth herein, there are no contracts, understandings or relationships among the Reporting Persons or between the Reporting Persons and any other person with respect to the Common Shares. | |
| Item 7. | MATERIAL TO BE FILED AS EXHIBITS |
| Exhibit | Description |
| 1 | Joint Filing Agreement, dated July 27, 2016. |
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