Page 4 of 6 – SEC Filing Item 1(a). Name of Issuer: Tobira Therapeutics, Inc
Item 1(b). Address of Issuer’s Principal Executive Offices: 701 Gateway Boulevard, Suite 300 South San Francisco, CA 94080
Item 2(a). Name of Person Filing: Pentwater Capital Management, LP
Item 2(b). Address of Principal Business Office, or if None, Residence: 614 Davis Street Evanston, IL 60201
Item 2(c). Citizenship: Delaware, USA
Item 2(d). Title of Class of Securities: Common Stock, $0.001 par value
Item 2(e). CUSIP Number: 88883P101
Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
(a) ☐ Broker or dealer registered under Section 15 of the Exchange Act. (b) ☐ Bank as defined in Section 3(a)(6) of the Exchange Act. (c) ☐ Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) ☐ Investment company registered under Section 8 of the Investment Company Act. (e) ☑ An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) ☐ An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) ☐ A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) ☐ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) ☐ A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) ☐ Group, in accordance with
Item 1(a). | Name of Issuer: Tobira Therapeutics, Inc |
Item 1(b). | Address of Issuer’s Principal Executive Offices: 701 Gateway Boulevard, Suite 300 South San Francisco, CA 94080 |
Item 2(a). | Name of Person Filing: Pentwater Capital Management, LP |
Item 2(b). | Address of Principal Business Office, or if None, Residence: 614 Davis Street Evanston, IL 60201 |
Item 2(c). | Citizenship: Delaware, USA |
Item 2(d). | Title of Class of Securities: Common Stock, $0.001 par value |
Item 2(e). | CUSIP Number: 88883P101 |
Item 3. | If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: |
(a) | ☐ | Broker or dealer registered under Section 15 of the Exchange Act. | |
(b) | ☐ | Bank as defined in Section 3(a)(6) of the Exchange Act. | |
(c) | ☐ | Insurance company as defined in Section 3(a)(19) of the Exchange Act. | |
(d) | ☐ | Investment company registered under Section 8 of the Investment Company Act. | |
(e) | ☑ | An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); | |
(f) | ☐ | An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); | |
(g) | ☐ | A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); | |
(h) | ☐ | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; | |
(i) | ☐ | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; | |
(j) | ☐ | Group, in accordance with |