Page 8 of 11 – SEC Filing (iii) Sole power to dispose or direct the disposition: -0- (iv) Shared power to dispose or direct the disposition: 7,611,844
C. Third Point Offshore Master Fund, L.P. (a) Amount beneficially owned: 3,294,666 (b) Percent of class: 7.3%. The percentages used herein and in the rest of this Schedule 13G, including the cover pages hereto, are calculated based upon the 44,870,332 shares of Common Stock issued and outstanding, assuming no exercise of the underwriters’ option to purchase additional shares of Common Stock as described therein, as reported in the Company’s Form S-1 filed with the U.S. Securities and Exchange Commission on July 26, 2016. (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote: -0- (ii) Shared power to vote or direct the vote: 3,294,666 (iii) Sole power to dispose or direct the disposition: -0- (iv) Shared power to dispose or direct the disposition: 3,294,666
D. Third Point Advisors II L.L.C. (a) Amount beneficially owned: 3,294,666 (b) Percent of class: 7.3%. The percentages used herein and in the rest of this Schedule 13G, including the cover pages hereto, are calculated based upon the 44,870,332 shares of Common Stock issued and outstanding, assuming no exercise of the underwriters’ option to purchase additional shares of Common Stock as described therein, as reported in the Company’s Form S-1 filed with the U.S. Securities and Exchange Commission on July 26, 2016. (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote: -0- (ii) Shared power to vote or direct the vote: 3,294,666 (iii) Sole power to dispose or direct the disposition: -0- (iv) Shared power to dispose or direct the disposition: 3,294,666
Item 5: Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following: ☐ Item 6: Ownership of More than Five Percent on Behalf of Another Person: Other than as set forth herein, no other person has the right to receive or the power to direct the receipt of dividends from, or proceeds from the sale of, the securities reported herein. Item 7: Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable. Item 8: Identification and Classification of Members of the Group: Not applicable. Item 9: Notice of Dissolution of Group: Not applicable. Follow Kadmon Holdings Inc. (NYSE:KDMN)
Follow Kadmon Holdings Inc. (NYSE:KDMN)
We may use your email to send marketing emails about our services. Click here to read our privacy policy.
| (iii) | Sole power to dispose or direct the disposition: -0- | |
| (iv) | Shared power to dispose or direct the disposition: 7,611,844 |
C. Third Point Offshore Master Fund, L.P.
(a) Amount beneficially owned: 3,294,666
(b) Percent of class: 7.3%. The percentages used herein and in the rest of this Schedule 13G, including the cover pages hereto, are calculated based upon the 44,870,332 shares of Common Stock issued and outstanding, assuming no exercise of the underwriters’ option to purchase additional shares of Common Stock as described therein, as reported in the Company’s Form S-1 filed with the U.S. Securities and Exchange Commission on July 26, 2016.
(c) Number of shares as to which such person has:
| (i) | Sole power to vote or direct the vote: -0- | |
| (ii) | Shared power to vote or direct the vote: 3,294,666 | |
| (iii) | Sole power to dispose or direct the disposition: -0- | |
| (iv) | Shared power to dispose or direct the disposition: 3,294,666 |
D. Third Point Advisors II L.L.C.
(a) Amount beneficially owned: 3,294,666
(b) Percent of class: 7.3%. The percentages used herein and in the rest of this Schedule 13G, including the cover pages hereto, are calculated based upon the 44,870,332 shares of Common Stock issued and outstanding, assuming no exercise of the underwriters’ option to purchase additional shares of Common Stock as described therein, as reported in the Company’s Form S-1 filed with the U.S. Securities and Exchange Commission on July 26, 2016.
(c) Number of shares as to which such person has:
| (i) | Sole power to vote or direct the vote: -0- | |
| (ii) | Shared power to vote or direct the vote: 3,294,666 | |
| (iii) | Sole power to dispose or direct the disposition: -0- | |
| (iv) | Shared power to dispose or direct the disposition: 3,294,666 |
Item 5: Ownership of Five Percent or Less of a Class:
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following: ☐
Item 6: Ownership of More than Five Percent on Behalf of Another Person:
Other than as set forth herein, no other person has the right to receive or the power to direct the receipt of dividends from, or proceeds from the sale of, the securities reported herein.
Item 7: Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:
Not applicable.
Item 8: Identification and Classification of Members of the Group:
Not applicable.
Item 9: Notice of Dissolution of Group:
Not applicable.
Follow Kadmon Holdings Inc. (NYSE:KDMN)
Follow Kadmon Holdings Inc. (NYSE:KDMN)
We may use your email to send marketing emails about our services. Click here to read our privacy policy.
