Three Top Hedge Funds Disclose Positions in Kadmon Holdings (KDMN), Founded by Sam Waksal

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Page 7 of 11 – SEC Filing
48283N106.
Item 3: If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
A.
Broker or dealer registered under Section 15 of the Act,
B.
Bank as defined in Section 3(a)(6) of the Act,
C.
Insurance Company as defined in Section 3(a)(19) of the Act,
D.
Investment Company registered under Section 8 of the Investment Company Act of 1940,
E.
Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E),
F.
Employee Benefit Plan or Endowment Fund in accordance with 13d-1 (b)(1)(ii)(F),
G.
Parent Holding Company or control person in accordance with Rule 13d-1(b)(1)(ii)(G),
H.
Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act,
I.
Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940,
J.
Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
Item 4:          Ownership:
A. Third Point LLC
(a)      Amount beneficially owned: 7,611,844
(b)      Percent of class: 17.0%.  The percentages used herein and in the rest of this Schedule 13G, including the cover pages hereto, are calculated based upon the 44,870,332 shares of Common Stock issued and outstanding, assuming no exercise of the underwriters’ option to purchase additional shares of Common Stock as described therein, as reported in the Company’s Form S-1 filed with the U.S. Securities and Exchange Commission on July 26, 2016.
(c)      Number of shares as to which such person has:
(i)
 Sole power to vote or direct the vote: -0-
(ii)
 Shared power to vote or direct the vote: 7,611,844
(iii)
 Sole power to dispose or direct the disposition: -0-
(iv)
 Shared power to dispose or direct the disposition: 7,611,844
B. Daniel S. Loeb
(a)      Amount beneficially owned: 7,611,844
(b)      Percent of class: 17.0%.  The percentages used herein and in the rest of this Schedule 13G, including the cover pages hereto, are calculated based upon the 44,870,332 shares of Common Stock issued and outstanding, assuming no exercise of the underwriters’ option to purchase additional shares of Common Stock as described therein, as reported in the Company’s Form S-1 filed with the U.S. Securities and Exchange Commission on July 26, 2016.
(c)      Number of shares as to which such person has:
(i)
 Sole power to vote or direct the vote: -0-
(ii)
 Shared power to vote or direct the vote: 7,611,844

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