Sunopta Inc. (STKL): Activist Engaged Capital Raises Stake and Signs Confidentiality Agreement

Page 16 of 17 – SEC Filing

 

SCHEDULE B

Transactions in Securities of the Issuer During the Past 60 Days

Nature of the Transaction

Securities Purchased/(Sold)

Price Per Share($)

Date of Purchase / Sale

ENGAGED CAPITAL FLAGSHIP MASTER FUND, LP

Purchase of Common Stock	113,600	5.0299	07/15/2016
Purchase of Common Stock	89,200	5.0725	07/19/2016
Purchase of Common Stock	20,100	5.5200	08/02/2016
Purchase of Common Stock	34,972	5.5170	08/03/2016
Purchase of Common Stock	78,700	5.6030	08/04/2016
Purchase of Common Stock	205,774	5.6008	08/05/2016
Purchase of Common Stock	61,011	5.5991	08/05/2016
Purchase of Common Stock	44,451	5.7391	08/08/2016
Purchase of Common Stock	78,813	5.5897	08/08/2016
Purchase of Common Stock	41,102	5.7374	08/08/2016
Purchase of Common Stock	91,000	5.8040	08/09/2016
Purchase of Common Stock	32,707	5.7178	08/09/2016
Purchase of Common Stock	303,265	5.9646	08/10/2016
Purchase of Common Stock	22,100	6.2413	08/11/2016
Purchase of Common Stock	34,118	6.3533	08/11/2016
Purchase of Common Stock	48,345	6.2297	08/11/2016
Purchase of Common Stock	40,296	6.2230	08/11/2016
Purchase of Common Stock	4,800	6.4795	08/12/2016
Purchase of Common Stock	43,171	6.4905	08/15/2016
Purchase of Common Stock	445,000	6.8000	09/06/2016

ENGAGED CAPITAL CO-INVEST IV, LP

Purchase of Common Stock	90,207	5.9646	08/10/2016
Purchase of Common Stock	35,552	5.7019	08/10/2016
Purchase of Common Stock	62,240	5.9276	08/10/2016
Purchase of Common Stock	4,420	6.2297	08/11/2016
Purchase of Common Stock	3,120	6.3533	08/11/2016
Purchase of Common Stock	600	6.2413	08/11/2016
Purchase of Common Stock	3,684	6.2230	08/11/2016
Purchase of Common Stock	19,386	6.4795	08/12/2016
Purchase of Common Stock	1,700	6.4905	08/15/2016
Purchase of Common Stock	47,400	6.4374	08/16/2016
Purchase of Common Stock	122,094	6.3091	08/17/2016
Purchase of Common Stock	24,739	6.2935	08/17/2016
Purchase of Common Stock	100,000	6.3895	08/18/2016
Purchase of Common Stock	252,100	6.4450	08/19/2016
Purchase of Common Stock	179,321	6.5055	08/22/2016
Purchase of Common Stock	18,400	6.5154	08/22/2016
Purchase of Common Stock	42,700	6.5436	08/23/2016